13F-HR filed by Marcum Wealth, LLC
Marcum Wealth, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-08, with 371 holding rows worth $636,435,000.
- Accession
- 0001784450-21-000006
- Filer
- CIK 1784450
- Filed
- 2021-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 371 entries on the cover page, a total value of $636,435,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $636,435,000 with VALUE read as thousands by filing date, 13F file number 028-19948. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 148,193 | $63,845,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 553,097 | $57,539,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 860,860 | $43,465,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 406,053 | $40,646,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 177,669 | $38,851,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 460,518 | $34,193,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 431,561 | $21,582,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 105,784 | $19,263,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 276,720 | $17,090,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 99,823 | $14,125,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 37,237 | $10,498,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 25,735 | $10,150,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 29,084 | $8,439,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 198,687 | $6,273,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 48,986 | $5,625,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 39,387 | $5,332,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 131,185 | $5,116,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,630 | $4,850,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 46,312 | $4,186,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 16,882 | $3,997,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,155 | $3,794,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 21,972 | $3,375,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,533 | $3,316,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 72,261 | $3,289,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 39,567 | $2,908,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 32,599 | $2,804,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 32,495 | $2,663,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 45,720 | $2,604,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 16,123 | $2,408,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,996 | $2,296,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 84,554 | $2,284,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 9,545 | $2,255,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 40,920 | $2,210,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 38,471 | $2,152,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 18,173 | $2,152,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,446 | $2,128,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 13,220 | $2,069,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 78,534 | $2,050,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 745 | $1,992,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,233 | $1,982,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,863 | $1,914,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 715 | $1,906,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 18,736 | $1,897,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,851 | $1,870,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 17,766 | $1,836,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 23,021 | $1,801,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 25,371 | $1,788,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,220 | $1,772,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,093 | $1,756,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,634 | $1,700,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 39,486 | $1,698,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,705 | $1,636,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 27,196 | $1,600,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,599 | $1,591,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,483 | $1,577,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,660 | $1,552,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,672 | $1,550,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,990 | $1,521,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 7,945 | $1,495,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 34,858 | $1,480,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,657 | $1,464,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 16,614 | $1,420,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,827 | $1,417,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 12,125 | $1,411,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 10,086 | $1,408,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 12,563 | $1,372,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,774 | $1,345,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,105 | $1,343,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 24,782 | $1,321,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 24,044 | $1,309,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 12,745 | $1,304,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 14,085 | $1,260,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 33,488 | $1,257,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,886 | $1,236,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9,670 | $1,231,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,561 | $1,216,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 14,019 | $1,205,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,140 | $1,202,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 17,076 | $1,173,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,498 | $1,170,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,332 | $1,150,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 9,095 | $1,140,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 14,122 | $1,131,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 6,394 | $1,123,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,751 | $1,087,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 25,953 | $1,077,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 18,330 | $1,075,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,921 | $1,046,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,891 | $1,044,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 20,220 | $1,033,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,821 | $1,030,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 7,652 | $1,009,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 10,563 | $1,001,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,969 | $989,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 32,672 | $972,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,927 | $962,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,517 | $952,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,258 | $922,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 19,743 | $916,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,263 | $905,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 14,725 | $898,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 7,343 | $893,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,019 | $892,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,587 | $882,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,789 | $875,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 55,649 | $860,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 8,008 | $853,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,089 | $847,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,883 | $846,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,716 | $836,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 6,610 | $829,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,363 | $822,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 76,768 | $818,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,347 | $810,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 14,941 | $810,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 10,200 | $801,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 21,598 | $801,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,151 | $796,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,864 | $792,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,908 | $789,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 6,888 | $780,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,347 | $775,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,870 | $757,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,751 | $750,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,353 | $746,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 18,406 | $732,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 14,201 | $722,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 8,122 | $718,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13,018 | $686,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 11,361 | $677,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 6,595 | $623,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,136 | $618,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,178 | $609,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,073 | $599,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 6,832 | $598,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,957 | $596,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,138 | $590,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,032 | $590,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,960 | $583,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,910 | $559,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 10,140 | $555,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 10,802 | $543,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,203 | $541,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,095 | $538,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 639 | $536,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 20,636 | $535,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 7,590 | $534,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 17,867 | $533,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 9,468 | $531,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 671 | $530,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,718 | $528,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 849 | $518,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 15,016 | $516,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,905 | $504,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,307 | $503,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,815 | $502,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,920 | $486,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 6,485 | $483,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,715 | $480,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,682 | $480,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,451 | $474,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,201 | $469,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,322 | $466,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,714 | $459,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,636 | $457,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,314 | $454,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 7,501 | $453,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 8,476 | $451,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,192 | $445,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 7,676 | $442,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,304 | $439,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,882 | $438,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,580 | $437,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,351 | $432,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 7,868 | $432,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,183 | $431,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 36,952 | $429,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 5,757 | $425,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,976 | $420,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,468 | $420,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 9,085 | $419,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,720 | $416,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,111 | $413,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,105 | $411,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,986 | $411,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 5,615 | $410,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,000 | $407,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 3,939 | $406,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,024 | $405,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 894 | $402,000 | thousands by filing date | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 20,000 | $401,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 11,229 | $400,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,513 | $394,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,631 | $390,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 15,181 | $386,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,303 | $386,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,325 | $385,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 6,061 | $383,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,191 | $377,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,043 | $376,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,943 | $375,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,013 | $373,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,243 | $372,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 6,837 | $371,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,994 | $370,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,296 | $367,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,492 | $364,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,896 | $364,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,758 | $363,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 7,135 | $357,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,725 | $355,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,273 | $352,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 6,346 | $352,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,078 | $345,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 15,836 | $342,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,874 | $338,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 9,584 | $338,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 9,244 | $337,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,573 | $337,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,943 | $334,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,951 | $327,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 9,887 | $327,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 632 | $326,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 5,532 | $326,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,872 | $325,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 11,359 | $323,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,911 | $323,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,579 | $320,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,680 | $319,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,751 | $318,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 49,268 | $312,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 418 | $311,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 575 | $310,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,055 | $310,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 737 | $310,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,384 | $305,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 20,000 | $302,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,716 | $296,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 20,885 | $296,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,993 | $290,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 855 | $289,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,927 | $288,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 15,000 | $288,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,648 | $286,000 | thousands by filing date | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 15,000 | $286,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,425 | $283,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,862 | $282,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,425 | $282,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,502 | $282,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,670 | $281,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,700 | $281,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 122,100 | $277,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,429 | $276,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,920 | $275,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,310 | $273,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 15,000 | $272,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,193 | $271,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 683 | $267,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,486 | $265,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,352 | $264,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,334 | $261,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,208 | $260,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,005 | $259,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 5,626 | $259,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,825 | $252,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,504 | $252,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,044 | $250,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 13,903 | $247,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,163 | $245,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,992 | $245,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,870 | $244,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,352 | $244,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 16,156 | $242,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 2,919 | $241,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,583 | $239,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,851 | $238,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,495 | $238,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 6,316 | $238,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 174 | $236,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 99 | $235,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,375 | $233,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,283 | $233,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,941 | $233,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,005 | $233,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,439 | $229,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,402 | $227,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 5,392 | $227,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,880 | $226,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 123 | $224,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,037 | $221,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,023 | $220,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 9,477 | $216,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,442 | $215,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,690 | $214,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,777 | $213,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 857 | $211,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,741 | $209,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 8,331 | $209,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,213 | $209,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,432 | $209,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 3,933 | $208,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,945 | $208,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,271 | $206,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,526 | $205,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,121 | $204,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,402 | $203,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 3,303 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,390 | $201,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,323 | $200,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,637 | $198,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,725 | $181,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 50,100 | $170,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,850 | $168,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 11,314 | $152,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 21,753 | $127,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,433 | $119,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 20,021 | $75,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 50,000 | $74,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 27,153 | $67,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 52,000 | $54,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 52,000 | $51,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 35,000 | $40,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 36,000 | $38,000 | thousands by filing date | principal |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 38,000 | $36,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 36,000 | $34,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 31,000 | $33,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 29,000 | $32,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 27,000 | $32,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 32,000 | $32,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 28,000 | $31,000 | thousands by filing date | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 33,000 | $31,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 32,000 | $31,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAF0 | BOND | 34,000 | $31,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 29,000 | $30,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 29,000 | $29,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 27,000 | $29,000 | thousands by filing date | principal |
| CHEFS WHSE INC | 163086AB7 | BOND | 27,000 | $29,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 33,000 | $29,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 28,000 | $29,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 28,000 | $28,000 | thousands by filing date | principal |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 31,000 | $28,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 26,000 | $27,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 24,000 | $27,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 24,000 | $25,000 | thousands by filing date | principal |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 23,000 | $25,000 | thousands by filing date | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 20,000 | $24,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 23,000 | $24,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 28,000 | $24,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 45867GAB7 | BOND | 22,000 | $24,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 27,000 | $24,000 | thousands by filing date | principal |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 10,000 | $23,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 21,000 | $23,000 | thousands by filing date | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 27,000 | $23,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 22,000 | $23,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 18,000 | $22,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 19,000 | $22,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 21,000 | $21,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 21,000 | $21,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 19,000 | $20,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 17,000 | $18,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 18,000 | $18,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 15,000 | $17,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 16,000 | $17,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 15,000 | $17,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 17,000 | $16,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 14,000 | $15,000 | thousands by filing date | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 14,000 | $14,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 14,000 | $14,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 13,000 | $13,000 | thousands by filing date | principal |
| TANZANIAN GOLD CORP | 87601A107 | COM | 25,000 | $12,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001784450-21-000006 | this filing | 2021-11-08 | acceptance time not in the bulk data set |