13F-HR filed by III Capital Management
III Capital Management filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 145 holding rows worth $1,042,816,000.
- Accession
- 0001783139-22-000007
- Filer
- CIK 1783139
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 145 entries on the cover page, a total value of $1,042,816,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,042,816,000 with VALUE read as thousands by filing date, 13F file number 028-19553. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 54,911,000 | $101,853,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 38,059,000 | $45,036,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 26,920,000 | $44,444,000 | thousands by filing date | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 36,994,000 | $43,771,000 | thousands by filing date | principal |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 31,368,000 | $43,589,000 | thousands by filing date | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 33,941,000 | $43,477,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 40,500,000 | $39,832,000 | thousands by filing date | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 32,000,000 | $34,042,000 | thousands by filing date | principal |
| VERADIGM INC | 01988PAF5 | BOND | 25,871,000 | $33,089,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 31,797,000 | $33,010,000 | thousands by filing date | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 33,529,000 | $30,871,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 17,500,000 | $29,617,000 | thousands by filing date | principal |
| Granite Construction Inc | 387328AB3 | CV | 24,000,000 | $24,649,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 24,250,000 | $24,386,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 18,795,000 | $24,177,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 35,000,000 | $23,042,000 | thousands by filing date | principal |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 13,700,000 | $22,617,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 21,002,000 | $22,060,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 19,050,000 | $21,569,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 21,500,000 | $21,406,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 16,903,000 | $19,743,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 17,000,000 | $19,652,000 | thousands by filing date | principal |
| NATERA INC | 632307AB0 | BOND | 10,000,000 | $13,629,000 | thousands by filing date | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 11,750,000 | $13,447,000 | thousands by filing date | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 15,142,000 | $12,977,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 9,500,000 | $12,720,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 11,768,000 | $12,663,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 10,216,000 | $12,130,000 | thousands by filing date | principal |
| RBC BEARINGS INC | 75524B203 | CONV | 115,000 | $11,933,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 12,000,000 | $11,663,000 | thousands by filing date | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 10,300,000 | $11,385,000 | thousands by filing date | principal |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 274,510 | $10,310,000 | thousands by filing date | |
| ATI INC | 01741RAK8 | BOND | 5,550,000 | $10,158,000 | thousands by filing date | principal |
| BEYOND MEAT INC | 08862E109 | COM | 2,236 | $8,889,000 | thousands by filing date | put |
| SABRE GLBL INC | 78573NAE2 | BOND | 9,265,000 | $8,852,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 112,000 | $8,476,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 8,000,000 | $8,161,000 | thousands by filing date | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 10,500,000 | $8,042,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354AD9 | BOND | 7,000,000 | $7,384,000 | thousands by filing date | principal |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 23,038,000 | $7,255,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 6,500,000 | $6,276,000 | thousands by filing date | principal |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 4,000,000 | $5,063,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 8,500,000 | $4,983,000 | thousands by filing date | principal |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 6,500,000 | $4,177,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 5,000,000 | $4,061,000 | thousands by filing date | principal |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 5,020,000 | $3,793,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 3,885,000 | $3,784,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 79,000 | $3,007,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 31,060 | $2,986,000 | thousands by filing date | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 4,000,000 | $2,779,000 | thousands by filing date | principal |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029202 | UNIT 99/99/9999 | 269,475 | $2,635,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 125,568 | $2,565,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 3,500,000 | $2,359,000 | thousands by filing date | principal |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 11,300 | $2,261,000 | thousands by filing date | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 3,010,000 | $2,183,000 | thousands by filing date | principal |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 2,500,000 | $2,095,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 74,519 | $2,091,000 | thousands by filing date | |
| BLEUACACIA LTD | G11728121 | UNIT 10/30/2026 | 200,000 | $1,992,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 45,000 | $1,630,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 160,305 | $1,582,000 | thousands by filing date | |
| AETHERIUM ACQUISITION CORP | 00809J200 | UNIT 12/21/2026 | 150,000 | $1,501,000 | thousands by filing date | |
| BURTECH ACQUISITION CORP | 123013203 | UNIT 12/10/2026 | 150,000 | $1,497,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 27,000 | $1,286,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 81,100 | $1,149,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B201 | UNIT 12/11/2026 | 110,000 | $1,111,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 650 | $1,068,000 | thousands by filing date | |
| OMNILIT ACQUISITION CORP | 68218C207 | UNIT 11/08/2026 | 105,000 | $1,060,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 7,000 | $1,039,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 8,500 | $1,035,000 | thousands by filing date | |
| SHUAA PARTNERS ACQUISTN CORP | G81173125 | UNIT 02/24/2027 | 100,000 | $1,015,000 | thousands by filing date | |
| CARTICA ACQUISITION CORP | G1995D125 | UNIT 04/30/2028 | 100,000 | $1,014,000 | thousands by filing date | |
| UTA ACQUISITION CORPORATION | G9473A125 | UNIT 12/01/2026 | 100,000 | $1,011,000 | thousands by filing date | |
| NUBIA BRAND INTERNATIONAL CO | 67022R202 | UNIT 11/16/2026 | 100,000 | $1,011,000 | thousands by filing date | |
| WORLD QUANTUM GROWTH ACQUISI | G5596W119 | UNIT 99/99/9999 | 100,000 | $1,005,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028115 | UNIT 99/99/9999 | 100,000 | $1,003,000 | thousands by filing date | |
| EON RESOURCES INC | 40472A102 | COM CL A | 100,000 | $1,002,000 | thousands by filing date | |
| OPY ACQUISITION CORP I | 671005205 | UNIT 09/22/2026 | 100,000 | $994,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 30,744 | $991,000 | thousands by filing date | |
| AIMFINITY INVESTMENT CORP I | G0135E100 | TRUS | 100,000 | $990,000 | thousands by filing date | |
| GSR II METEORA ACQUISITN COR | 36263W204 | UNIT 02/24/2027 | 90,000 | $927,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B127 | UNIT 99/99/9999 | 90,000 | $916,000 | thousands by filing date | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 1,250,000 | $878,000 | thousands by filing date | principal |
| CORSAIR PARTNERING CORP | G2540H124 | UNIT 99/99/9999 | 81,628 | $804,000 | thousands by filing date | |
| FUTURETECH II ACQUISITION CO | 36119D202 | UNIT 12/23/2022 | 80,000 | $803,000 | thousands by filing date | |
| AURA FAT PROJS ACQUISITION C | G06362118 | UNIT 03/31/2027 | 75,000 | $756,000 | thousands by filing date | |
| LAMF GLOBAL VENTURES CORP I | G5338L116 | UNIT 11/05/2026 | 75,000 | $756,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 69,000 | $674,000 | thousands by filing date | |
| GENESIS UNICORN CAPITAL CORP | 37187C209 | UNIT 06/30/2026 | 66,400 | $664,000 | thousands by filing date | |
| PONO CAP TWO INC | 73245B206 | UNIT 07/31/2027 | 65,000 | $658,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B202 | UNIT 06/08/2026 | 63,316 | $619,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 11,500 | $569,000 | thousands by filing date | put |
| UNITI GROUP INC | 91325V108 | COM | 3,200 | $566,000 | thousands by filing date | put |
| ICONIC SPORTS ACQUISITION CO | G4712C123 | UNIT 99/99/9999 | 55,481 | $563,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 14,615 | $553,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735128 | UNIT 06/17/2026 | 54,355 | $535,000 | thousands by filing date | |
| BILANDER ACQUISITION CORP | 09001T205 | UNIT 05/19/2026 | 53,895 | $525,000 | thousands by filing date | |
| APX ACQUISITION CORP I | G0440J117 | UNIT 12/07/2026 | 50,000 | $506,000 | thousands by filing date | |
| INVESTCORP EUROPE ACQUISITIO | G4923T121 | UNIT 12/15/2026 | 50,000 | $506,000 | thousands by filing date | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K201 | UNIT 99/99/9999 | 50,000 | $503,000 | thousands by filing date | |
| CACTUS ACQUISITION CORP 1 LT | G1745A116 | UNIT 08/17/2028 | 49,990 | $503,000 | thousands by filing date | |
| LF CAPITAL ACQUISITION CORP | 50202D201 | UNIT 05/15/2028 | 50,000 | $503,000 | thousands by filing date | |
| PROOF ACQUISITION CORP I | 74349W203 | UNIT 99/99/9999 | 50,000 | $503,000 | thousands by filing date | |
| VMG CONSUMER ACQUISITION COR | 91842V201 | UNIT 11/08/2026 | 50,000 | $500,000 | thousands by filing date | |
| JACKSON ACQUISITION CO | 46653C205 | UNIT 99/99/9999 | 50,000 | $499,000 | thousands by filing date | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K209 | UNIT 03/18/2027 | 50,000 | $497,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 30,000 | $454,000 | thousands by filing date | |
| DENALI CAPITAL ACQUISITN COR | G6256B122 | UNIT 03/28/2027 | 45,000 | $452,000 | thousands by filing date | |
| BANYAN ACQUISITION CORPORATI | 06690B206 | UNIT 09/30/2028 | 45,000 | $450,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 14,000 | $431,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 10,200 | $430,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,000 | $420,000 | thousands by filing date | |
| COUNTER PRESS ACQUISITION CO | G2542B109 | UNIT 02/07/2027 | 39,300 | $395,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 9,476 | $355,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 70,000 | $345,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 27,585 | $273,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A209 | UNIT 99/99/9999 | 27,597 | $270,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 45 | $262,000 | thousands by filing date | call |
| AP ACQUISITION CORP | G04058122 | UNIT 99/99/9999 | 25,800 | $262,000 | thousands by filing date | |
| 7 ACQUISITION CORPORATION | G80694121 | UNIT 11/05/2026 | 25,000 | $253,000 | thousands by filing date | |
| INVESTCORP AI ACQUISITION CO | G49219119 | UNIT 06/01/2028 | 25,000 | $252,000 | thousands by filing date | |
| EMBRACE CHANGE ACQUISITN COR | G3034H133 | UNIT 03/17/2027 | 24,000 | $242,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 18,740 | $183,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 30,000 | $172,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 5,000 | $168,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 5,168 | $168,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 2,500 | $156,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,500 | $153,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,000 | $143,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,100 | $133,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,500 | $106,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 400 | $101,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,500 | $73,000 | thousands by filing date | put |
| SmileDirectClub Inc | 83192H106 | COM | 500 | $67,000 | thousands by filing date | put |
| INVITATION HOMES INC COM | 46187W107 | REIT | 500 | $58,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,050 | $55,000 | thousands by filing date | call |
| SmileDirectClub Inc | 83192H106 | COM | 50,000 | $45,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 1,486 | $43,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 3,044 | $36,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 98,996 | $14,000 | thousands by filing date | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 100,000 | $11,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 41,795 | $7,000 | thousands by filing date | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 32,500 | $2,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 10,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 41,783 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001783139-22-000007 | this filing | 2022-11-14 | acceptance time not in the bulk data set |