13F-HR filed by III Capital Management
III Capital Management filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-15, with 160 holding rows worth $1,363,928,000.
- Accession
- 0001783139-22-000001
- Filer
- CIK 1783139
- Filed
- 2022-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 160 entries on the cover page, a total value of $1,363,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,368,809,000 with VALUE read as thousands by filing date, 13F file number 028-19553. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 54,166,000 | $177,029,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 73,118,000 | $153,508,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 67,000,000 | $124,921,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 35,561,000 | $57,173,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 31,000,000 | $46,679,000 | thousands by filing date | principal |
| ARCH RESOURCES INC | 039389AB7 | NOTE 5.250%11/1 | 15,000,000 | $39,574,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 24,000,000 | $38,706,000 | thousands by filing date | principal |
| SABRE GLBL INC | 78573NAE2 | BOND | 25,500,000 | $35,000,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 17,802,000 | $31,667,000 | thousands by filing date | principal |
| CLOUDFLARE INC | 18915MAB3 | NOTE 0.750% 5/1 | 8,775,000 | $30,762,000 | thousands by filing date | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 17,027,000 | $28,606,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 18,324,000 | $28,515,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 27,300,000 | $27,294,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 20,000,000 | $26,595,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 13,105,000 | $26,363,000 | thousands by filing date | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 19,000,000 | $25,796,000 | thousands by filing date | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 13,142,000 | $24,867,000 | thousands by filing date | principal |
| Granite Construction Inc | 387328AB3 | CV | 17,500,000 | $23,898,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 7,500,000 | $22,756,000 | thousands by filing date | principal |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 18,500,000 | $20,406,000 | thousands by filing date | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 12,500,000 | $20,029,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 11,584,000 | $19,745,000 | thousands by filing date | principal |
| NATERA INC | 632307AB0 | BOND | 7,500,000 | $19,281,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 13,000,000 | $15,574,000 | thousands by filing date | principal |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 9,800,000 | $15,314,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 13,036,000 | $15,244,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 11,290,000 | $15,194,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 11,398,000 | $15,078,000 | thousands by filing date | principal |
| RBC BEARINGS INC | 75524B203 | CONV | 140,000 | $14,658,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 8,246,000 | $13,741,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 7,729,000 | $13,328,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 10,062,000 | $13,215,000 | thousands by filing date | principal |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 274,510 | $12,919,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 10,000,000 | $12,867,000 | thousands by filing date | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 11,675,000 | $12,423,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 11,000,000 | $11,384,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 5,500,000 | $10,490,000 | thousands by filing date | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 7,500,000 | $9,595,000 | thousands by filing date | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 6,077,000 | $9,036,000 | thousands by filing date | principal |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 5,000,000 | $7,858,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 5,328,000 | $7,389,000 | thousands by filing date | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 2,464,000 | $4,364,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,503 | $4,349,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 56,000 | $4,172,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 3,000,000 | $3,850,000 | thousands by filing date | principal |
| BEYOND MEAT INC | 08862E109 | COM | 3,606 | $3,595,000 | thousands by filing date | put |
| SOFTWARE ACQUISITN GRP INC I | 83407J202 | UNIT 03/01/2028 | 350,000 | $3,535,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 66,000 | $3,356,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 7,600 | $2,891,000 | thousands by filing date | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029202 | UNIT 99/99/9999 | 269,475 | $2,686,000 | thousands by filing date | |
| BLEUACACIA LTD | G11728121 | UNIT 10/30/2026 | 200,000 | $2,010,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 21,500 | $2,007,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 126,900 | $1,996,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 25,615 | $1,969,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 42,854 | $1,674,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 160,305 | $1,604,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 89,847 | $1,566,000 | thousands by filing date | |
| AVISTA PUB ACQUISITION CORP II UNIT EX 040626 | G07247110 | Stock | 150,000 | $1,516,000 | thousands by filing date | |
| BURTECH ACQUISITION CORP | 123013203 | UNIT 12/10/2026 | 150,000 | $1,501,000 | thousands by filing date | |
| AETHERIUM ACQUISITION CORP | 00809J200 | UNIT 12/21/2026 | 150,000 | $1,500,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 900 | $1,437,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 56,442 | $1,409,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 28,500 | $1,400,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 7,600 | $1,373,000 | thousands by filing date | |
| ICONIC SPORTS ACQUISITION CO | G4712C123 | UNIT 99/99/9999 | 128,174 | $1,295,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B201 | UNIT 12/11/2026 | 125,000 | $1,263,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 15,000 | $1,132,000 | thousands by filing date | call |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 11,744 | $1,098,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 18,476 | $1,056,000 | thousands by filing date | |
| OMNILIT ACQUISITION CORP | 68218C207 | UNIT 11/08/2026 | 105,000 | $1,054,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 67,000 | $1,051,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B127 | UNIT 99/99/9999 | 100,000 | $1,011,000 | thousands by filing date | |
| LIONHEART III CORP | 536262207 | UNIT 11/03/2026 | 100,000 | $1,010,000 | thousands by filing date | |
| UTA ACQUISITION CORPORATION | G9473A125 | UNIT 12/01/2026 | 100,000 | $1,008,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP II | G7007D128 | UNIT 10/25/2026 | 99,254 | $1,007,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028115 | UNIT 99/99/9999 | 100,000 | $1,007,000 | thousands by filing date | |
| WORLD QUANTUM GROWTH ACQUISI | G5596W119 | UNIT 99/99/9999 | 100,000 | $1,005,000 | thousands by filing date | |
| OPY ACQUISITION CORP I | 671005205 | UNIT 09/22/2026 | 100,000 | $1,000,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 20,000 | $856,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 51,473 | $832,000 | thousands by filing date | |
| CORSAIR PARTNERING CORP | G2540H124 | UNIT 99/99/9999 | 81,628 | $816,000 | thousands by filing date | |
| LAMF GLOBAL VENTURES CORP I | G5338L116 | UNIT 11/05/2026 | 75,000 | $753,000 | thousands by filing date | |
| AP ACQUISITION CORP | G04058122 | UNIT 99/99/9999 | 70,000 | $709,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,800 | $695,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 69,000 | $686,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,000 | $651,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 19,000 | $651,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B202 | UNIT 06/08/2026 | 63,316 | $631,000 | thousands by filing date | |
| BILANDER ACQUISITION CORP | 09001T205 | UNIT 05/19/2026 | 53,895 | $541,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735128 | UNIT 06/17/2026 | 54,355 | $541,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 54,000 | $529,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714103 | COM | 54,000 | $525,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 4,000 | $509,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T207 | UNIT 04/01/2024 | 50,000 | $508,000 | thousands by filing date | |
| VMG CONSUMER ACQUISITION COR | 91842V201 | UNIT 11/08/2026 | 50,000 | $507,000 | thousands by filing date | |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J101 | UNIT | 50,000 | $507,000 | thousands by filing date | |
| HUNT COMPANIES ACQUISITIO | G46482116 | UNIT 99/99/9999 | 50,000 | $507,000 | thousands by filing date | |
| CACTUS ACQUISITION CORP 1 LT | G1745A116 | UNIT 08/17/2028 | 49,990 | $504,000 | thousands by filing date | |
| INVESTCORP EUROPE ACQUISITIO | G4923T121 | UNIT 12/15/2026 | 50,000 | $504,000 | thousands by filing date | |
| TALON 1 ACQUISITION CORP | G86656124 | UNIT 11/02/2026 | 50,000 | $504,000 | thousands by filing date | |
| APX ACQUISITION CORP I | G0440J117 | UNIT 12/07/2026 | 50,000 | $503,000 | thousands by filing date | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K201 | UNIT 99/99/9999 | 50,000 | $502,000 | thousands by filing date | |
| LF CAPITAL ACQUISITION CORP | 50202D201 | UNIT 05/15/2028 | 50,000 | $501,000 | thousands by filing date | |
| PROOF ACQUISITION CORP I | 74349W203 | UNIT 99/99/9999 | 50,000 | $500,000 | thousands by filing date | |
| JACKSON ACQUISITION CO | 46653C205 | UNIT 99/99/9999 | 50,000 | $498,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 69,400 | $444,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 42,926 | $421,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 981 | $348,000 | thousands by filing date | put |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 4,459 | $311,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 130,000 | $291,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 9,176 | $276,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A209 | UNIT 99/99/9999 | 27,597 | $273,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 27,585 | $273,000 | thousands by filing date | |
| ANTHEMIS DIGITAL ACQUISITION | G03959122 | UNIT 10/18/2026 | 25,000 | $253,000 | thousands by filing date | |
| 7 ACQUISITION CORPORATION | G80694121 | UNIT 11/05/2026 | 25,000 | $251,000 | thousands by filing date | |
| AROGO CAPITAL ACQUISITION CO | 042644203 | UNIT 99/99/9999 | 25,000 | $250,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U124 | UNIT 99/99/9999 | 25,394 | $250,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T125 | UNIT 02/25/2026 | 25,390 | $248,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L113 | UNIT 03/25/2028 | 24,987 | $247,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 18,700 | $217,000 | thousands by filing date | put |
| ONYX ACQUISITION CO I | G6755Q125 | UNIT 11/30/2028 | 19,940 | $202,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 18,740 | $187,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 18,740 | $183,000 | thousands by filing date | |
| THRIVE ACQUISITION CORPORATI | G7158C127 | UNIT 10/31/2028 | 15,000 | $151,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 550 | $148,000 | thousands by filing date | put |
| BEYOND MEAT INC | 08862E109 | COM | 2,037 | $132,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 13,519 | $132,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 380 | $131,000 | thousands by filing date | call |
| DISRUPTIVE ACQUISITION CORP | G2770Y110 | UNIT 03/06/2026 | 12,494 | $128,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 12,697 | $127,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 12,494 | $124,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 12,494 | $123,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 3,600 | $113,000 | thousands by filing date | put |
| DYNAMICS SPECIAL PURPOSE COR | 268010105 | CLASS A COM | 11,039 | $108,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 10,920 | $107,000 | thousands by filing date | |
| ROTH CH ACQUISITION CO | G88935104 | UNIT 10/20/2026 | 10,000 | $101,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085124 | UNIT 04/01/2026 | 9,995 | $99,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC UNIT EX 040126 | 08954L201 | Stock | 10,000 | $97,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 740 | $88,000 | thousands by filing date | call |
| ORION ACQUISITION CORP | 68626A207 | UNIT 02/19/2026 | 8,888 | $87,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826116 | UNIT 03/01/2026 | 8,746 | $86,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 1,486 | $82,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 401 | $80,000 | thousands by filing date | put |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F110 | UNIT 03/09/2026 | 7,496 | $74,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 6,247 | $61,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 235 | $59,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 150 | $58,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 1,000 | $55,000 | thousands by filing date | put |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 2,499 | $24,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 25,900 | $23,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 32,338 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,600 | $14,000 | thousands by filing date | put |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 18,773 | $13,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $12,000 | thousands by filing date | call |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 143 | $8,000 | thousands by filing date | put |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 10,300 | $8,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 859 | $4,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 289 | $2,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 2,500 | $1,000 | thousands by filing date | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001783139-22-000001 | this filing | 2022-02-15 | acceptance time not in the bulk data set |