13F-HR filed by III Capital Management
III Capital Management filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-05, with 142 holding rows worth $1,261,666,000.
- Accession
- 0001783139-21-000004
- Filer
- CIK 1783139
- Filed
- 2021-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 142 entries on the cover page, a total value of $1,261,666,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,261,666,000 with VALUE read as thousands by filing date, 13F file number 028-19553. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 72,799,000 | $120,260,000 | thousands by filing date | principal |
| CLOUDFLARE INC | 18915MAB3 | NOTE 0.750% 5/1 | 25,500,000 | $72,562,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 40,335,000 | $63,292,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 21,777,000 | $56,718,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 21,654,000 | $51,919,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 25,291,000 | $45,406,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 21,307,000 | $44,125,000 | thousands by filing date | principal |
| SABRE GLBL INC | 78573NAE2 | BOND | 24,128,000 | $44,010,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 13,992,000 | $43,789,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 26,790,000 | $40,851,000 | thousands by filing date | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 22,800,000 | $40,250,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 24,374,000 | $39,179,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 27,393,000 | $38,823,000 | thousands by filing date | principal |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 12,000,000 | $35,536,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 22,834,000 | $35,441,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 21,543,000 | $35,275,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 21,964,000 | $32,082,000 | thousands by filing date | principal |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 18,145,000 | $28,991,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 18,850,000 | $27,036,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 17,000,000 | $25,756,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 10,209,000 | $22,993,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 16,600,000 | $21,935,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 18,897,000 | $20,606,000 | thousands by filing date | principal |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 400,000 | $19,811,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 15,500,000 | $17,083,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 15,571,000 | $17,036,000 | thousands by filing date | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 9,000,000 | $15,393,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 5,500,000 | $15,290,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 8,384,000 | $11,600,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 8,000,000 | $11,011,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 9,300,000 | $10,912,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 5,650,000 | $10,262,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 9,891,000 | $10,118,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 7,500,000 | $8,705,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 159,300 | $8,474,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 78,000 | $7,898,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 13,500 | $6,388,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 4,500,000 | $6,132,000 | thousands by filing date | principal |
| VERADIGM INC | 01988PAF5 | BOND | 3,500,000 | $5,224,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 45867GAB7 | BOND | 4,702,000 | $5,208,000 | thousands by filing date | principal |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 134,500 | $5,065,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 3,000,000 | $4,762,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 75,000 | $4,189,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 35,000 | $3,488,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 13,837 | $3,365,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 60,000 | $3,321,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,929 | $3,104,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 300,000 | $3,003,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 54,278 | $2,528,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A209 | UNIT 99/99/9999 | 250,000 | $2,500,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 250,000 | $2,500,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 135,771 | $2,468,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 50,000 | $2,433,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC UNIT EX 051926 | 37518W205 | Stock | 240,000 | $2,409,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 807 | $2,022,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 925,000 | $1,961,000 | thousands by filing date | principal |
| T-Mobile US,Inc. | 872590104 | COM | 11,000 | $1,593,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 148,350 | $1,489,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 48,301 | $1,379,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 160,200 | $1,374,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 24,000 | $1,309,000 | thousands by filing date | |
| ILLUMINA INC | 452327909 | CALL | 277 | $1,194,000 | thousands by filing date | call |
| ALTIMAR ACQUISITION CORP III | G0370U124 | UNIT 99/99/9999 | 100,000 | $1,010,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B202 | UNIT 06/08/2026 | 100,000 | $1,006,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735128 | UNIT 06/17/2026 | 100,000 | $1,006,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T125 | UNIT 02/25/2026 | 100,000 | $1,004,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC UNIT EX 040126 | 08954L201 | Stock | 100,000 | $999,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L113 | UNIT 03/25/2028 | 100,000 | $997,000 | thousands by filing date | |
| DYNAMICS SPECIAL PURPOSE COR | 268010105 | CLASS A COM | 100,000 | $994,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 8,000 | $977,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 100,000 | $972,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714103 | COM | 100,000 | $970,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 13,050 | $940,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 20,000 | $865,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 650 | $810,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 6,000 | $774,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 9,000 | $767,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K110 | UNIT 99/99/9999 | 75,000 | $751,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 75,000 | $751,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 75,000 | $750,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A120 | UNIT 06/03/2026 | 75,000 | $750,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 75,000 | $745,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 21,844 | $677,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 12,000 | $669,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317110 | UNIT 03/23/2026 | 50,000 | $540,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 75,000 | $505,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 50,000 | $505,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 50,000 | $502,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 50,000 | $502,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 50,000 | $500,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 50,000 | $499,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 50,000 | $498,000 | thousands by filing date | |
| DISRUPTIVE ACQUISITION CORP | G2770Y110 | UNIT 03/06/2026 | 50,000 | $498,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085124 | UNIT 04/01/2026 | 40,000 | $400,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 1,000 | $372,000 | thousands by filing date | call |
| FRONTIER ACQUISITION CORP | G36826116 | UNIT 03/01/2026 | 35,000 | $350,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A207 | UNIT 02/19/2026 | 35,000 | $347,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 30,000 | $300,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F110 | UNIT 03/09/2026 | 30,000 | $299,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 30,000 | $298,000 | thousands by filing date | |
| WALDENCAST ACQUISITION CORP | G9460C126 | Unit 03/11/2026 | 29,095 | $298,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 25,000 | $255,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P202 | UNIT 03/25/2028 | 25,000 | $252,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 25,000 | $251,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G109 | UNIT 03/11/2026 | 25,000 | $250,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 25,000 | $250,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A119 | UNIT 03/02/2026 | 25,000 | $249,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 25,000 | $249,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 25,000 | $248,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 6,000 | $239,000 | thousands by filing date | |
| POST HOLDINGS PARTNERING COR | 737465203 | UNIT 99/99/9999 | 20,000 | $207,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W128 | UNIT 99/99/9999 | 15,673 | $166,000 | thousands by filing date | |
| VPC IMPACT ACQU HOLDI III IN | 91835J207 | UNIT 99/99/9999 | 15,000 | $154,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017904 | CALL | 460 | $147,000 | thousands by filing date | call |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 69,592 | $136,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9461D123 | UNIT 99/99/9999 | 10,000 | $101,000 | thousands by filing date | |
| ROCKET INTERNET GRWT OPRT CO | G7613T111 | UNIT 99/99/9999 | 10,000 | $100,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L100 | UNIT 03/05/2026 | 10,000 | $100,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M116 | UNIT 99/99/9999 | 10,000 | $100,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L112 | UNIT 99/99/9999 | 10,000 | $99,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 10,000 | $99,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 10,000 | $98,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E959 | PUT | 1,800 | $75,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 9,000 | $67,000 | thousands by filing date | put |
| CORAZON CAPITAL V838 MONOCER | G24237110 | UNIT 03/24/2026 | 5,000 | $50,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 5,000 | $50,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 5,000 | $50,000 | thousands by filing date | |
| Tcv Acquisition Corp | G8704C124 | COM | 5,000 | $49,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 5,000 | $49,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 5,000 | $49,000 | thousands by filing date | |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 4,796 | $47,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 4,100 | $40,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 4,000 | $40,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353T900 | CALL | 400 | $30,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC | 462222950 | COM | 802 | $30,000 | thousands by filing date | put |
| JOYY INC | 46591M959 | ADS REPSTG COM A | 1,031 | $24,000 | thousands by filing date | put |
| NIO INC | 62914V956 | OPTION | 1,675 | $10,000 | thousands by filing date | put |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 129 | $6,000 | thousands by filing date | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 7,500 | $6,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304952 | PUT | 238 | $1,000 | thousands by filing date | put |
| Amplify Energy Corp | 03212B103 | COM | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001783139-21-000004 | this filing | 2021-08-05 | acceptance time not in the bulk data set |