13F-HR filed by III Capital Management
III Capital Management filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 96 holding rows worth $790,909,000.
- Accession
- 0001783139-21-000001
- Filer
- CIK 1783139
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 96 entries on the cover page, a total value of $790,909,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $790,909,000 with VALUE read as thousands by filing date, 13F file number 028-19553. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 26,970,000 | $75,604,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 41,990,000 | $70,574,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 20,000,000 | $62,828,000 | thousands by filing date | principal |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 12,000,000 | $47,178,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 29,942,000 | $43,801,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 20,000,000 | $42,912,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 11,175,000 | $24,889,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 18,491,000 | $24,702,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 14,045,000 | $23,263,000 | thousands by filing date | principal |
| PG&E CORP | 69331C140 | CONV | 175,000 | $21,429,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 12,829,000 | $17,806,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 7,450,000 | $16,775,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 13,000,000 | $16,328,000 | thousands by filing date | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 11,175,000 | $14,918,000 | thousands by filing date | principal |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 2,730,000 | $14,292,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 275,000 | $13,881,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 6,500,000 | $13,820,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 3,385,000 | $13,686,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 7,408,000 | $13,022,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 6,725,000 | $12,662,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 5,000,000 | $11,816,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 8,988,000 | $11,640,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 8,855,000 | $10,313,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 9,000,000 | $10,056,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 5,000,000 | $9,335,000 | thousands by filing date | principal |
| Boston Scientific Corporation | 101137107 | COM | 259,000 | $9,311,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 7,400,000 | $8,254,000 | thousands by filing date | principal |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 8,000,000 | $7,969,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 8,300,000 | $7,946,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F739 | CONV | 150,000 | $7,661,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 5,000,000 | $7,149,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 5,000,000 | $5,690,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 3,500,000 | $4,953,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 5,000,000 | $4,951,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 4,700,000 | $4,887,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 98,300 | $4,791,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 4,600,000 | $4,734,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 3,000,000 | $4,176,000 | thousands by filing date | principal |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 2,000,000 | $3,901,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 3,000,000 | $3,809,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 15,000 | $3,753,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 150,500 | $3,487,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 50,000 | $3,477,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,500,000 | $3,294,000 | thousands by filing date | principal |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 50,000 | $3,251,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 3,000,000 | $3,050,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 75,000 | $3,015,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 15,730 | $2,491,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 96,562 | $2,462,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 243,015 | $2,255,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 49,500 | $2,137,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 61,506 | $2,122,000 | thousands by filing date | |
| ZYNGA INC 144A | 98986TAC2 | CONV BD US | 2,000,000 | $2,090,000 | thousands by filing date | principal |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 28,200 | $1,890,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 41,319 | $1,751,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 22,000 | $1,612,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 156,111 | $1,606,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 150,000 | $1,581,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 35,000 | $1,502,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 800 | $1,401,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,000 | $1,365,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W128 | UNIT 99/99/9999 | 124,889 | $1,298,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 500 | $1,113,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 100,000 | $1,054,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 2,500,000 | $1,051,000 | thousands by filing date | principal |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 75,000 | $783,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 75,000 | $783,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 70,000 | $767,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 8,500 | $707,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 16,000 | $689,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K204 | UNIT 10/22/2025 | 63,840 | $679,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 50,000 | $580,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 53,222 | $555,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 9,500 | $452,000 | thousands by filing date | put |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 1,158 | $391,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 7,500 | $364,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 125 | $338,000 | thousands by filing date | call |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 30,460 | $318,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 29,861 | $317,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,000 | $228,000 | thousands by filing date | call |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 15,000 | $155,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 13,556 | $145,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 13,005 | $133,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 10,000 | $108,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,000 | $107,000 | thousands by filing date | put |
| NavSight Holdings Inc | 639358209 | Unit | 10,196 | $105,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 10,000 | $104,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 115 | $77,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,000 | $75,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 12,406 | $64,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,010 | $48,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,607 | $8,000 | thousands by filing date | put |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 250 | $5,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 2,920 | $4,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 211 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001783139-21-000001 | this filing | 2021-02-16 | acceptance time not in the bulk data set |