13F-HR filed by III Capital Management
III Capital Management filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 86 holding rows worth $633,801,000.
- Accession
- 0001783139-20-000006
- Filer
- CIK 1783139
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 87 entries on the cover page, a total value of $633,801,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $633,801,000 with VALUE read as thousands by filing date, 13F file number 028-19553. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 17,500,000 | $104,084,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 16,500,000 | $49,938,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 15,000,000 | $32,386,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 22,500,000 | $28,511,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 16,900,000 | $25,656,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 15,000,000 | $23,906,000 | thousands by filing date | principal |
| OMNICELL, INC. | 68213NAC3 | BOND | 22,500,000 | $23,172,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 14,349,000 | $18,549,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 14,829,000 | $18,416,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 12,932,000 | $18,089,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 4,835,000 | $17,353,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 12,500,000 | $17,262,000 | thousands by filing date | principal |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 11,000 | $16,247,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 8,500,000 | $15,984,000 | thousands by filing date | principal |
| PARSONS CORPORATION | 70202LAA0 | BOND | 14,500,000 | $14,596,000 | thousands by filing date | principal |
| NICE LTD | 653656AA6 | Convertible Bond | 13,000,000 | $13,215,000 | thousands by filing date | principal |
| PG&E CORP | 69331C140 | CONV | 125,000 | $12,267,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 10,000,000 | $11,413,000 | thousands by filing date | principal |
| MEDALLIA INC | 584021AA7 | BOND | 11,000,000 | $11,087,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 8,500,000 | $10,493,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 8,070,000 | $9,218,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 189,755 | $8,883,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 7,568,000 | $7,567,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F739 | CONV | 150,000 | $7,136,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 5,000,000 | $6,964,000 | thousands by filing date | principal |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 2,730,000 | $6,495,000 | thousands by filing date | principal |
| COMM 5 1/2 03/01/24 | 20338QAB9 | Convertible Bond | 6,000,000 | $6,167,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 5,500,000 | $6,107,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 5,250,000 | $5,852,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 5,620,000 | $5,794,000 | thousands by filing date | principal |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 3,000,000 | $5,428,000 | thousands by filing date | principal |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 100,000 | $5,334,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 5,325,000 | $5,074,000 | thousands by filing date | principal |
| ANTERO RES CORP | 03674XAL0 | Convertible Bond | 5,000,000 | $4,058,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 15,200 | $3,536,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 23,730 | $3,390,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 3,000,000 | $3,390,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 3,010,000 | $3,326,000 | thousands by filing date | principal |
| VICI PPTYS INC COM | 925652109 | REIT | 128,562 | $3,004,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 1,893,000 | $2,983,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAG2 | Convertible Bond | 3,000,000 | $2,971,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 445 | $2,586,000 | thousands by filing date | call |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 50,000 | $2,329,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,350 | $2,309,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 135,500 | $2,260,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 103,800 | $2,202,000 | thousands by filing date | |
| AAL 3 3/4 10/15/25 | 023771S41 | Convertible Bond | 4,000,000 | $2,168,000 | thousands by filing date | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 66,506 | $2,138,000 | thousands by filing date | |
| AAL 4.4 09/22/23 | 02377BAC0 | Convertible Bond | 5,000,000 | $2,082,000 | thousands by filing date | principal |
| GAMING & LEISURE P COM | 36467J108 | REIT | 53,806 | $1,987,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 243,015 | $1,939,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 49,500 | $1,641,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 20,000 | $1,353,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 900 | $1,322,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,000 | $1,309,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 170,000 | $1,220,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 2,500,000 | $1,153,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,000,000 | $966,000 | thousands by filing date | principal |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 75,000 | $756,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 75,000 | $747,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 16,000 | $740,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 20,000 | $580,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 9,500 | $570,000 | thousands by filing date | put |
| QVC GROUP INC | 74915M308 | Common, Small Cap Value | 5,098 | $502,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 50,000 | $500,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 25,278 | $367,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 7,500 | $353,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 40 | $350,000 | thousands by filing date | call |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 33,261 | $335,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 25,000 | $319,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 12,406 | $294,000 | thousands by filing date | put |
| NavSight Holdings Inc | 639358209 | Unit | 25,000 | $251,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 21,891 | $218,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,000 | $195,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,000 | $130,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 1,250 | $90,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 2,920 | $62,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 115 | $56,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,010 | $40,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,607 | $36,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 200 | $27,000 | thousands by filing date | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 250 | $10,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 31 | $5,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 20 | $2,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 500 | $1,000 | thousands by filing date | put |
| Amplify Energy Corp | 03212B103 | COM | 211 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001783139-20-000006 | this filing | 2020-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001783139-20-000007 | base | 2020-12-11 | acceptance time not in the bulk data set |