13F-HR filed by III Capital Management
III Capital Management filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 66 holding rows worth $404,465,000 by the sum of the rows.
- Accession
- 0001783139-20-000005
- Filer
- CIK 1783139
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 66 entries on the cover page, a total value of $214,532,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $404,465,000 with VALUE read as thousands by filing date, 13F file number 028-19553. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $214,532,000, 47% less than the sum of the rows, $404,465,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 22,500,000 | $67,610,000 | thousands by filing date | principal |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 10,000,000 | $44,971,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 27,000,000 | $40,108,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 20,059,000 | $25,651,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 13,803,000 | $20,211,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 7,500,000 | $18,259,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 9,500,000 | $15,118,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 5,000,000 | $15,016,000 | thousands by filing date | principal |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 9,000 | $11,276,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 11,000,000 | $10,950,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 9,000,000 | $9,830,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 200,000 | $9,755,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 5,500,000 | $9,125,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 6,000,000 | $8,408,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 6,793,000 | $7,232,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 6,000,000 | $6,468,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 150,000 | $6,372,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 5,000,000 | $6,311,000 | thousands by filing date | principal |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 95,000 | $4,741,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 3,000,000 | $4,726,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 4,000,000 | $4,666,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 5,000,000 | $4,365,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 4,000,000 | $3,693,000 | thousands by filing date | principal |
| ZENDESK INC | 98936J101 | COM | 41,400 | $3,665,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 12,400 | $3,435,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 2,500,000 | $2,920,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 3,000,000 | $2,767,000 | thousands by filing date | principal |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 2,730,000 | $2,656,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,500,000 | $2,655,000 | thousands by filing date | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 21,230 | $2,631,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 50,000 | $2,162,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 2,500,000 | $2,150,000 | thousands by filing date | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 65,506 | $1,990,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 88,562 | $1,788,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 293,015 | $1,775,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 49,500 | $1,708,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 30,000 | $1,648,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 1,500,000 | $1,646,000 | thousands by filing date | principal |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 130,500 | $1,603,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 44,966 | $1,555,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 100,278 | $1,420,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 143,800 | $1,110,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 13,000 | $968,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 385 | $967,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 12,406 | $779,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 9,500 | $700,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 620,000 | $682,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,000 | $681,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 6,900 | $635,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 40,000 | $592,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 16,000 | $544,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 340 | $541,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 7,500 | $267,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D206 | UNIT 99/99/9999 | 25,000 | $251,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 24,000 | $246,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 300 | $153,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 584 | $127,000 | thousands by filing date | put |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 5,000 | $52,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,010 | $43,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,000 | $35,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,607 | $20,000 | thousands by filing date | put |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 250 | $19,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 500 | $13,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 10,472 | $3,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 31 | $1,000 | thousands by filing date | put |
| Amplify Energy Corp | 03212B103 | COM | 211 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001783139-20-000005 | this filing | 2020-08-14 | acceptance time not in the bulk data set |