13F-HR/A filed by III Capital Management
III Capital Management filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-05-15, with 58 holding rows worth $214,532,000.
- Accession
- 0001783139-20-000003
- Filer
- CIK 1783139
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type new holdings, 58 entries on the cover page, a total value of $214,532,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $214,532,000 with VALUE read as thousands by filing date, 13F file number 028-19553. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 10,000,000 | $22,945,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 11,803,000 | $16,134,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 15,000,000 | $15,955,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 7,930,000 | $15,116,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 7,500,000 | $11,734,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 225,000 | $11,166,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 200,000 | $9,260,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 7,500,000 | $9,107,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 9,000,000 | $8,748,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 5,000,000 | $6,555,000 | thousands by filing date | principal |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 150,000 | $6,526,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 150,000 | $6,484,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 6,000,000 | $6,231,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 6,500,000 | $5,272,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 4,000,000 | $4,727,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 50,000 | $4,592,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 3,500,000 | $4,481,000 | thousands by filing date | principal |
| NICE SYS INC | 65366HAB9 | BOND | 2,500,000 | $4,439,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 4,000,000 | $3,992,000 | thousands by filing date | principal |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 3,000,000 | $3,803,000 | thousands by filing date | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 26,230 | $2,904,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 2,194,000 | $2,865,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,500,000 | $2,781,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,500,000 | $2,464,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 2,500,000 | $2,119,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 2,330,000 | $1,974,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,800 | $1,801,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 1,500,000 | $1,774,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 12,406 | $1,638,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 103,506 | $1,483,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,500,000 | $1,420,000 | thousands by filing date | principal |
| GAMING & LEISURE P COM | 36467J108 | REIT | 48,000 | $1,330,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 283,304 | $1,291,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 108,431 | $1,104,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 9,188 | $1,079,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 34,000 | $1,077,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,000,000 | $974,000 | thousands by filing date | principal |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 41,000 | $970,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 70,278 | $947,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 90,500 | $916,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 55,000 | $915,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 507 | $682,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 54,000 | $677,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 584 | $440,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 153,800 | $427,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 24,222 | $336,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 3,000 | $210,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 50,000 | $162,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 500 | $106,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 100 | $95,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,000 | $90,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,300 | $65,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 150 | $42,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 119 | $42,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,010 | $34,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 10,000 | $19,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 31 | $9,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 10,472 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001783139-20-000002 | superseded | 2020-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001783139-20-000003 | this filing | 2020-05-15 | acceptance time not in the bulk data set |