13F-HR filed by III Capital Management
III Capital Management filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 48 holding rows worth $195,911,000.
- Accession
- 0001783139-20-000001
- Filer
- CIK 1783139
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 48 entries on the cover page, a total value of $195,911,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $195,911,000 with VALUE read as thousands by filing date, 13F file number 028-19553. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 13,750,000 | $25,025,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 15,000,000 | $19,205,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 13,708,000 | $18,443,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 9,000,000 | $13,257,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 80,000 | $12,675,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 7,500,000 | $11,525,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 150,000 | $7,646,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 5,000,000 | $7,592,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 4,000,000 | $6,758,000 | thousands by filing date | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 47,500 | $6,435,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4,500,000 | $6,018,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 50,000 | $5,325,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 100,000 | $5,132,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 5,000,000 | $4,578,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 3,000,000 | $4,524,000 | thousands by filing date | principal |
| SEA LTD | 81141RAB6 | CONV BD US | 2,000,000 | $4,308,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 2,500,000 | $3,717,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,950,000 | $3,548,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,800 | $3,038,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 32,300 | $2,987,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 50,000 | $2,696,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 2,500,000 | $2,545,000 | thousands by filing date | principal |
| OUTFRONT MEDIA INC | 69007J106 | COM | 92,500 | $2,481,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5,000 | $2,425,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 907 | $1,863,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 78,506 | $1,860,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 210,020 | $1,787,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 20,400 | $1,593,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 25,865 | $1,167,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 7,300 | $1,150,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 14,406 | $958,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,000 | $845,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,125 | $705,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,000 | $421,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 2,500 | $331,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 5,500 | $319,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 600 | $173,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 584 | $171,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 150 | $155,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 44,500 | $134,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 3,278 | $125,000 | thousands by filing date | put |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 170,000 | $91,000 | thousands by filing date | principal |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 650 | $90,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,010 | $66,000 | thousands by filing date | |
| RH | 74967X103 | COM | 250 | $10,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 516 | $9,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 10,472 | $4,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 211 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001783139-20-000001 | this filing | 2020-02-13 | acceptance time not in the bulk data set |