13F-HR filed by Ethic Inc.
Ethic Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 202 holding rows worth $116,026,000.
- Accession
- 0001780570-20-000002
- Filer
- CIK 1780570
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 202 entries on the cover page, a total value of $116,026,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $116,026,000 with VALUE read as thousands by filing date, 13F file number 028-19978. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 21,351 | $6,270,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 32,201 | $5,078,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,073 | $3,831,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,786 | $2,388,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,171 | $2,088,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,374 | $1,874,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,745 | $1,831,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 48,148 | $1,696,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,105 | $1,637,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,150 | $1,554,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,134 | $1,519,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,953 | $1,479,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,631 | $1,448,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,473 | $1,316,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,496 | $1,229,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 24,647 | $1,182,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,437 | $1,175,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,720 | $1,004,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,468 | $996,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 11,457 | $975,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,792 | $970,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,432 | $937,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,365 | $915,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 12,077 | $910,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,603 | $885,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,754 | $883,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16,611 | $880,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,726 | $879,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,127 | $869,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,539 | $853,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,407 | $852,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,562 | $845,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 10,407 | $820,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 7,208 | $803,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,062 | $801,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,917 | $792,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,777 | $777,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 6,534 | $725,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,787 | $715,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,886 | $710,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,128 | $701,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,512 | $694,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 17,376 | $679,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 14,733 | $663,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,432 | $649,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,786 | $640,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,856 | $638,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 6,183 | $636,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,666 | $631,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,601 | $630,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,014 | $625,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,654 | $624,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,763 | $623,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 12,034 | $622,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,766 | $613,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,538 | $608,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,968 | $592,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,142 | $583,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,427 | $576,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,791 | $574,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,564 | $572,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,459 | $570,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,399 | $564,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,704 | $563,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,628 | $557,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 9,058 | $555,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 269 | $552,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,435 | $548,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 8,944 | $546,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 10,648 | $535,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 9,439 | $532,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,601 | $525,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,238 | $515,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,473 | $506,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,746 | $503,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,435 | $501,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,482 | $493,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,736 | $491,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 13,517 | $488,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,489 | $482,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,961 | $481,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,512 | $480,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,535 | $472,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 8,583 | $470,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,150 | $453,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,525 | $453,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,985 | $451,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 8,768 | $448,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,264 | $436,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 11,025 | $431,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,510 | $423,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 7,656 | $423,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,885 | $414,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,788 | $412,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 16,796 | $405,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,731 | $404,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,193 | $396,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,294 | $391,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,224 | $387,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,170 | $386,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,765 | $385,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,110 | $385,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,219 | $384,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,198 | $383,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,459 | $382,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,879 | $377,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,827 | $377,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,748 | $365,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,403 | $364,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,971 | $362,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 14,552 | $356,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 597 | $353,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,684 | $353,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,322 | $341,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,852 | $339,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,574 | $331,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,550 | $330,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,102 | $328,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,104 | $327,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,812 | $325,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,312 | $324,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 4,143 | $323,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,337 | $321,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,019 | $313,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,268 | $311,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,638 | $311,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,868 | $308,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 15,495 | $306,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,422 | $306,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,172 | $305,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,469 | $303,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,718 | $303,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,067 | $303,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,613 | $302,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,806 | $299,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,580 | $299,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,971 | $291,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 5,373 | $289,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 6,283 | $285,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 17,767 | $282,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,971 | $282,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 5,104 | $280,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 13,561 | $279,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,810 | $279,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,556 | $278,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6,066 | $278,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,809 | $278,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,076 | $278,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 10,970 | $277,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,095 | $276,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,750 | $270,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,587 | $269,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,700 | $268,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,073 | $267,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,679 | $266,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,221 | $266,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 6,106 | $265,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 6,488 | $264,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,786 | $263,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,709 | $262,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,557 | $259,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 9,483 | $259,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 795 | $258,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,202 | $254,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,165 | $253,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,315 | $247,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,445 | $246,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 8,273 | $245,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,435 | $243,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,234 | $242,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 299 | $237,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 11,530 | $233,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,489 | $233,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,352 | $230,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,074 | $229,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,945 | $228,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 8,909 | $228,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 468 | $227,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 13,397 | $227,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 6,229 | $224,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 971 | $223,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,693 | $218,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 7,273 | $216,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,070 | $216,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 573 | $210,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,793 | $208,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,427 | $206,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,379 | $204,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,880 | $203,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,749 | $201,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 52,365 | $162,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 31,219 | $161,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 21,008 | $156,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 23,736 | $132,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,945 | $130,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 22,665 | $103,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 14,189 | $99,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 28,801 | $95,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 13,555 | $76,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,519 | $68,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 13,131 | $35,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 58,356 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001780570-20-000002 | this filing | 2020-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001780570-20-000005 | base | 2020-05-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001780570-20-000006 | added | 2020-05-22 | acceptance time not in the bulk data set |