13F-HR filed by Leelyn Smith, LLC
Leelyn Smith, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-06, with 400 holding rows worth $242,661,000.
- Accession
- 0001777817-20-000006
- Filer
- CIK 1777817
- Filed
- 2020-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 417 entries on the cover page, a total value of $242,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,661,000 with VALUE read as thousands by filing date, 13F file number 028-19762. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 406,895 | $20,451,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 304,816 | $18,480,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 283,218 | $14,792,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 86,289 | $14,109,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 355,132 | $11,408,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 161,674 | $8,366,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,933 | $5,854,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 50,677 | $5,153,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,794 | $4,302,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 48,060 | $3,783,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 20,250 | $3,735,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 106,927 | $3,520,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 9,406 | $3,433,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 18,936 | $3,195,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 119,428 | $3,029,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 176,896 | $2,759,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 44,445 | $2,690,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,421 | $2,592,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,402 | $2,486,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,329 | $2,166,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 48,396 | $2,164,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 8,717 | $2,158,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 21,485 | $2,109,000 | thousands by filing date | |
| CNR Fixed Inc Opportunities N | 17800P506 | Common Stock | 94,079 | $2,090,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,065 | $2,083,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 33,626 | $2,011,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 14,736 | $1,991,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,378 | $1,960,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 920 | $1,903,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 14,440 | $1,891,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 13,015 | $1,881,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,742 | $1,881,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 15,131 | $1,856,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,015 | $1,785,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 17,996 | $1,764,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,502 | $1,758,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 23,610 | $1,749,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 27,139 | $1,673,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,514 | $1,654,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 42,324 | $1,649,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 22,180 | $1,632,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,711 | $1,597,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 32,951 | $1,471,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 32,432 | $1,447,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,103 | $1,445,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 43,801 | $1,432,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 9,414 | $1,407,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 11,357 | $1,402,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 22,309 | $1,374,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 50,723 | $1,363,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 25,352 | $1,314,000 | thousands by filing date | |
| FIERA CAP SER TR CAPTL EMRG IN | 31660Q884 | FUND | 29,476 | $1,308,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 11,703 | $1,301,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 19,539 | $1,290,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,599 | $1,280,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 23,845 | $1,254,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 6,916 | $1,246,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,746 | $1,195,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,340 | $1,190,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 32,743 | $1,179,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 33,644 | $1,135,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5,800 | $1,117,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 43,026 | $1,112,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,466 | $1,094,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,020 | $1,063,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,539 | $1,031,000 | thousands by filing date | |
| VIRTUS SEIX FLOATING RATE HIGH INC I | 92837F763 | NTF BOND FUNDS | 131,218 | $1,018,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 20,553 | $978,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 43,801 | $976,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,857 | $885,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,271 | $799,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,420 | $783,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,816 | $735,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 2,948 | $728,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,092 | $724,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,160 | $682,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,069 | $669,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6,808 | $653,000 | thousands by filing date | |
| CNR Municipal High Income N | 17800P449 | Common Stock | 61,097 | $639,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,326 | $582,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,496 | $580,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 14,136 | $580,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,597 | $560,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 9,701 | $532,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 9,285 | $508,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,393 | $463,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,222 | $457,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,874 | $386,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,527 | $382,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,998 | $379,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 7,018 | $358,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,069 | $353,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 7,042 | $322,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 5,908 | $319,000 | thousands by filing date | |
| City National Rochdale Select | 17801L108 | Common Stock | 29,039 | $316,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,307 | $313,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,847 | $311,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,814 | $304,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 286 | $298,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,732 | $298,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,146 | $284,000 | thousands by filing date | |
| CNR Intermediate Fixed Inc N | 17800P605 | Common Stock | 10,019 | $275,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,110 | $269,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,917 | $244,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,123 | $241,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,342 | $240,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,086 | $240,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,995 | $236,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 619 | $224,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,543 | $221,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,105 | $219,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,559 | $212,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,119 | $207,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,004 | $204,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,785 | $189,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,358 | $182,000 | thousands by filing date | |
| DOUBLELINE LOW DURATION BOND I | 258620863 | COM | 18,493 | $182,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 842 | $175,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,866 | $174,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 568 | $172,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,705 | $169,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,132 | $168,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 309 | $168,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 970 | $162,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 990 | $161,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,145 | $157,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 858 | $152,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 2,137 | $151,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,573 | $148,000 | thousands by filing date | |
| Anheuser-Busch, Inc. 3.30 02/01/23 | 035242AL0 | Common Stock | 14,000 | $148,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,900 | $144,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,230 | $141,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 3,365 | $141,000 | thousands by filing date | |
| Salient MLP & Energy Infrastructure I | 79471L602 | Common Stock | 27,192 | $139,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,640 | $137,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,914 | $134,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 1,534 | $133,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,359 | $128,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 527 | $127,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 216 | $125,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 647 | $124,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 964 | $124,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 365 | $120,000 | thousands by filing date | |
| Doubleline Total Return Bd Fd Cl I | 258620103 | MF | 10,883 | $117,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 377 | $116,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 81 | $115,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,375 | $112,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,584 | $109,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,170 | $107,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,320 | $105,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 2,945 | $104,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 11,548 | $104,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,425 | $104,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,990 | $104,000 | thousands by filing date | |
| STONE RIDGE REINSURANCE RISK PREMIUM INTERVAL FUND | 861729101 | SHS | 13,232 | $104,000 | thousands by filing date | |
| Sarasota FL 5.00 07/01/27 | 803327LC7 | Common Stock | 85,000 | $103,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 470 | $101,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 458 | $100,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 3,720 | $99,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1,742 | $99,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 367 | $98,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,075 | $97,000 | thousands by filing date | |
| Texas St Trans 5.25 04/01/25 | 88283LGX8 | Common Stock | 80,000 | $97,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 682 | $96,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,492 | $95,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 303 | $94,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 2,210 | $91,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 2,201 | $91,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,077 | $86,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 1,740 | $86,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 706 | $83,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 4,790 | $83,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 739 | $82,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,100 | $79,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,900 | $79,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 4,315 | $79,000 | thousands by filing date | |
| Ohio St 5.00 04/01/29 | 677524AV2 | Common Stock | 75,000 | $78,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 806 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 329 | $74,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,481 | $71,000 | thousands by filing date | |
| AMERICAN TOWER CORP NOTE M/W CLBL | 03027XAG5 | NOTE M/W CLBL | 60,000 | $67,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC NOTE M/W CLBL | 38141GVM3 | NOTE M/W CLBL | 60,000 | $66,000 | thousands by filing date | |
| MICHIGAN ST, GO ENVIRONMENTAL PGM BDS | 594612BP7 | General Obligations - non-taxable | 55,000 | $66,000 | thousands by filing date | |
| THE HOME DEPOT, I | 437076AW2 | Convertible/ | 65,000 | $66,000 | thousands by filing date | |
| GILEAD SCIENCES, 2.95 27 DUE 03/01/27 | 375558BM4 | CORPORATE BONDS | 50,137 | $62,000 | thousands by filing date | |
| Westpac Banking Corp 3.35 03/08/27 | 961214DK6 | Common Stock | 55,000 | $62,000 | thousands by filing date | |
| Lab Corp of America Hldgs 3.60 02/01/25 | 50540RAQ5 | Common Stock | 55,000 | $61,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 890 | $58,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 910 | $58,000 | thousands by filing date | |
| Wisconsin St Trans 5.00 07/01/31 | 977123N87 | Common Stock | 50,000 | $58,000 | thousands by filing date | |
| KLA Corp | 482480AE0 | Corp Bond | 50,000 | $57,000 | thousands by filing date | |
| Morgan Stanley 5.75 01/25/21 | 61747WAF6 | Common Stock | 55,000 | $57,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 52 | $56,000 | thousands by filing date | |
| APPLE INC. 3.25 26 DUE 02/23/26 | 037833BY5 | BCO | 50,000 | $56,000 | thousands by filing date | |
| BP CAP MKTS AMER INC NOTE M/W CLBL | 10373QAV2 | NOTE M/W CLBL | 50,000 | $54,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1,042 | $53,000 | thousands by filing date | |
| GENERAL MTRS FINL CO INC 4.35 01/17/2027 | 37045XBT2 | Corp Bond | 50,000 | $52,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 308 | $51,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 3,540 | $51,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 291 | $51,000 | thousands by filing date | |
| University of Michigan 5.00 04/01/30 | 914455QR4 | Common Stock | 40,000 | $51,000 | thousands by filing date | |
| Dallas Fort Worth TX Arpt 5.00 11/01/22 | 235036YP9 | Common Stock | 50,000 | $51,000 | thousands by filing date | |
| CITIGROUP INC 3 7 26 DUE 01/12/26 | 172967KG5 | CORPORATE BONDS | 45,000 | $50,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 973 | $49,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 400 | $48,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 56,598 | $48,000 | thousands by filing date | |
| DOUBLELINE FDS TR | 258620798 | FLEX INCME I | 5,152 | $47,000 | thousands by filing date | |
| Idaho Hsg & Fin Assoc 5.00 07/15/25 | 45129WKR0 | Common Stock | 45,000 | $47,000 | thousands by filing date | |
| CME Group, Inc. 3.00 09/15/22 | 12572QAE5 | Common Stock | 45,000 | $47,000 | thousands by filing date | |
| CNR Short Term Emerging Markets Y | 17800P423 | Common Stock | 5,457 | $47,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 898 | $45,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 64 | $45,000 | thousands by filing date | |
| Coca-Cola Co 3.20 11/01/23 | 191216BE9 | Common Stock | 40,000 | $44,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 419 | $42,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 768 | $41,000 | thousands by filing date | |
| CATERPILLAR INC 3.9 05/27/2021 | 149123BV2 | Corp Bond | 40,000 | $41,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 415 | $40,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 400 | $39,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 200 | $39,000 | thousands by filing date | |
| WALMART INC. 5.875 27 DUE 04/05/27 | 931142CH4 | CORPORATE BONDS | 30,000 | $39,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 225 | $38,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 370 | $38,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625HKC3 | Corporate Bond | 35,000 | $38,000 | thousands by filing date | |
| North Carolina St 5.00 01/01/30 | 65818PKK4 | Common Stock | 30,000 | $37,000 | thousands by filing date | |
| Oracle Corp 2.50 10/15/22 | 68389XAP0 | Common Stock | 35,000 | $37,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 725 | $36,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 620 | $35,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 3,596 | $35,000 | thousands by filing date | |
| JPMORGAN SHORT DURATION CORE PLUS FUND CLASS I | 46637K455 | OPEN END TAXABLE NO LOAD FUND | 3,614 | $35,000 | thousands by filing date | |
| DOUBLELINE EMERGING MARKETS FIXED INC I | 258620509 | BOND FUNDS | 3,535 | $35,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 234 | $34,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 668 | $34,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 360 | $34,000 | thousands by filing date | |
| AT&T INC. | 00206RDQ2 | FIX | 30,000 | $34,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 174 | $33,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 565 | $33,000 | thousands by filing date | |
| ANHEUSER BUSCH I 3point65percent26 DUE 02 01 26 | 035242AP1 | cb | 30,000 | $33,000 | thousands by filing date | |
| JPMorgan Corporate Bond I | 46637K554 | Common Stock | 3,107 | $33,000 | thousands by filing date | |
| JPMorgan Unconstr Debt I | 48121A290 | Common Stock | 3,372 | $33,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 271 | $32,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 140 | $32,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,063 | $32,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 151 | $31,000 | thousands by filing date | |
| JPMorgan Income I | 46637K224 | Mutual Fund | 3,425 | $31,000 | thousands by filing date | |
| SHELL INTERNATIONAL FINANCE B.V. | 822582AV4 | Yankee Bond (denominated & pays in US$) | 30,000 | $31,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 207 | $29,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 728 | $29,000 | thousands by filing date | |
| New York St Trans 5.00 11/15/29 | 59261APZ4 | Common Stock | 25,000 | $29,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 166 | $28,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC 5.15 09/15/2023 | 92343VBR4 | Corp Bond | 25,000 | $28,000 | thousands by filing date | |
| TARGET CORP | 87612EBD7 | Convertible/ | 25,000 | $28,000 | thousands by filing date | |
| Lake Cnty IL Sch Dist 4.00 12/01/23 | 508772EY2 | Common Stock | 25,000 | $28,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 1,243 | $27,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,626 | $27,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 364 | $25,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 484 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 177 | $24,000 | thousands by filing date | |
| DOUBLELINE SHILLER ENH CAPE I | 258620822 | SHS | 1,669 | $24,000 | thousands by filing date | |
| DoubleLine Core Fixed Income Fund | 258620301 | Mutual Fund | 2,104 | $23,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 240 | $22,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,426 | $22,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 236 | $22,000 | thousands by filing date | |
| JPMORGAN HEDGED EQUITY I | 46637K281 | MFC | 994 | $22,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 20 | $21,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 507 | $21,000 | thousands by filing date | |
| LOWES COS INC COM | 548661CW5 | CORPORATE BONDS | 20,000 | $21,000 | thousands by filing date | |
| Glaxosmithkline C | 377372AH0 | Convertible/ | 20,000 | $21,000 | thousands by filing date | |
| San Francisco CA 5.00 05/01/26 | 79766DHW2 | Common Stock | 20,000 | $21,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 101 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 162 | $20,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 149 | $19,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 367 | $19,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,500 | $19,000 | thousands by filing date | |
| DoubleLine Multi Asset Growth I | 258620889 | Common Stock | 2,198 | $19,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 143 | $18,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 257 | $18,000 | thousands by filing date | |
| Wyeth Notes Cpn | 983024AF7 | Title of Class | 15,000 | $18,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 730 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 149 | $17,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 80 | $17,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 705 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 310 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 469 | $16,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625HJE1 | Convertible/ | 15,000 | $16,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 83 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 105 | $15,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 85 | $15,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 245 | $15,000 | thousands by filing date | |
| JP Morgan Short Duration Bond | 4812C1330 | MF | 1,314 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 168 | $14,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 57 | $13,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 167 | $13,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 124 | $13,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 354 | $13,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 150 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 307 | $13,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 98 | $13,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 153 | $13,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 650 | $13,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 161 | $12,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 175 | $12,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 956 | $12,000 | thousands by filing date | |
| JPMORGAN CORE BOND I | 4812C0381 | BOND FUNDS | 986 | $12,000 | thousands by filing date | |
| Oregon St Trans 5.00 11/15/27 | 68607DSE6 | Common Stock | 10,000 | $12,000 | thousands by filing date | |
| DoubleLine Floating Rate I | 258620848 | Common Stock | 1,297 | $12,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 28 | $11,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 110 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 67 | $11,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 343 | $11,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 456 | $11,000 | thousands by filing date | |
| WELLS FARGO & COMPANY NOTE | 94974BGH7 | NOTE | 10,000 | $11,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 21 | $10,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 163 | $10,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 234 | $10,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 655 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 207 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 381 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 99 | $10,000 | thousands by filing date | |
| Lazard Global Infra Inst | 52106N459 | ETF | 711 | $10,000 | thousands by filing date | |
| BANK AMER CORP 5.625 07/01/2020 | 06051GEC9 | Corp Bond | 10,000 | $10,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 2,877 | $10,000 | thousands by filing date | |
| JPMORGAN HIGH YLD BD | 4812C0803 | FIMF | 1,561 | $10,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 222 | $9,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 100 | $9,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 827 | $9,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 82 | $9,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 264 | $9,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 234 | $9,000 | thousands by filing date | |
| JPMORGAN EMERGING MARKETS EQUITY I | 4812A0623 | EQUITY FUNDS | 283 | $9,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 165 | $9,000 | thousands by filing date | |
| Savos Dynamic Hedging Fund | 80534U100 | Common Stock | 828 | $9,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 197 | $8,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 65 | $8,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,333 | $8,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 66 | $8,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 214 | $8,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 150 | $8,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 117 | $8,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 60 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 214 | $8,000 | thousands by filing date | |
| JPMorgan Int'l Equity Index I | 4812C1876 | Common Stock | 508 | $8,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 210 | $7,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 211 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 70 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 125 | $7,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 135 | $6,000 | thousands by filing date | |
| VTI | 922908769 | COM | 37 | $6,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 224 | $6,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 30 | $6,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 142 | $6,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 73 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 69 | $6,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 81 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 53 | $6,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 68 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 28 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 110 | $5,000 | thousands by filing date | |
| JPMORGAN TR I | 4812A3718 | GROWTH ADVNTG I | 181 | $5,000 | thousands by filing date | |
| JPMorgan Equity Index Sel | 4812C1553 | COM | 116 | $5,000 | thousands by filing date | |
| JPMorgan Emerging Markets Debt I | 4812A0748 | Common Stock | 640 | $5,000 | thousands by filing date | |
| JPMorgan Value Advantage I | 4812A2595 | Common Stock | 159 | $5,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 170 | $4,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 20 | $4,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 100 | $4,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 110 | $4,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 100 | $4,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 100 | $4,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,000 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 168 | $4,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 137 | $4,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 220 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 154 | $4,000 | thousands by filing date | |
| JPMORGAN TR I US LARGE SEL | 4812A2389 | mf | 160 | $4,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 72 | $3,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 50 | $3,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 30 | $3,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 55 | $3,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 7 | $3,000 | thousands by filing date | |
| JPMorgan International Eq I | 4812A0532 | Common Stock | 198 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 20 | $2,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 10 | $2,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 164 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 22 | $2,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 15 | $2,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 111 | $2,000 | thousands by filing date | |
| JPMORGAN LARGE CAP GROWTH I | 4812C0530 | EQUITY FUNDS | 45 | $2,000 | thousands by filing date | |
| JPMORGAN SMALL-CAP EQUITY FUND CLASS I | 4812A1373 | OPEN END TAXABLE NO LOAD FUND | 44 | $2,000 | thousands by filing date | |
| JPMORGAN CORE PLUS BOND FUND CLASS I | 4812C0845 | OPEN END TAXABLE NO LOAD FUND | 206 | $2,000 | thousands by filing date | |
| JPMORGAN LARGE CAP VALUE I | 4812C1595 | EQUITY FUNDS | 174 | $2,000 | thousands by filing date | |
| JPMORGAN MID CAP EQUITY I | 4812A1266 | EQUITY FUNDS | 42 | $2,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5 | $1,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 16 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 32 | $1,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,200 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 2,105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXONE CO | 302104104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001777817-20-000006 | this filing | 2020-08-06 | acceptance time not in the bulk data set |