13F-HR filed by Enterprise Trust & Investment Co
Enterprise Trust & Investment Co filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-02, with 200 holding rows worth $163,216,000.
- Accession
- 0001777127-19-000002
- Filer
- CIK 1777127
- Filed
- 2019-10-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 200 entries on the cover page, a total value of $163,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $163,216,000 with VALUE read as thousands by filing date, 13F file number 028-19560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 88,511 | $12,306,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 36,947 | $10,965,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 31,999 | $7,167,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 10,352 | $5,589,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 28,800 | $5,013,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 84,376 | $4,995,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 89,097 | $4,591,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 69,125 | $4,172,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 31,711 | $4,103,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 32,747 | $3,884,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 41,635 | $3,882,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 98,400 | $3,723,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 83,195 | $3,565,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 40,070 | $3,373,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 16,803 | $3,252,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 53,150 | $2,940,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 37,976 | $2,884,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 107,017 | $2,858,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 79,479 | $2,856,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 57,008 | $2,817,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 25,657 | $2,788,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 21,000 | $2,612,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 21,806 | $2,588,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 81,025 | $2,311,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 13,850 | $2,277,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 17,210 | $2,243,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 12,087 | $2,209,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 63,255 | $2,161,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 22,936 | $2,131,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 50,983 | $2,094,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 29,535 | $2,085,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 19,050 | $2,037,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 39,100 | $1,972,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,787 | $1,890,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 18,750 | $1,862,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 43,878 | $1,753,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 38,300 | $1,602,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,000 | $1,454,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,500 | $1,441,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 5,536 | $1,400,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 19,200 | $1,217,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 41,967 | $1,175,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 127,126 | $1,137,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 17,041 | $1,125,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 19,100 | $1,081,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 41,300 | $1,057,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 85,187 | $1,001,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 20,000 | $998,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 17,280 | $951,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 22,845 | $934,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,944 | $847,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 18,296 | $827,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,559 | $772,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 156,300 | $719,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 16,150 | $663,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 9,200 | $628,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 16,441 | $625,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 3,300 | $622,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 57,380 | $603,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 10,000 | $592,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 18,406 | $537,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,900 | $468,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 12,700 | $412,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 21,050 | $397,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 19,000 | $381,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,548 | $322,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5,703 | $296,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 700 | $266,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,122 | $250,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,452 | $246,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,000 | $245,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,500 | $239,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 51,910 | $232,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,899 | $205,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,500 | $199,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 654 | $175,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,300 | $163,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,727 | $155,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,000 | $147,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,887 | $145,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 2,700 | $143,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 877 | $142,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 3,000 | $133,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,200 | $123,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,980 | $106,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 612 | $105,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 60 | $104,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 130 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,521 | $95,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,500 | $94,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,000 | $92,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,296 | $92,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 2,000 | $91,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 705 | $90,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 323 | $89,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 489 | $87,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,465 | $86,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 425 | $82,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 846 | $82,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 125 | $81,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 6,000 | $80,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 1,286 | $79,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 6,000 | $78,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,000 | $77,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 898 | $76,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 57 | $70,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 335 | $70,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 437 | $62,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,296 | $62,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 1,221 | $62,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,914 | $56,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 2,000 | $54,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $45,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 446 | $42,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 320 | $38,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 700 | $38,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 500 | $37,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 125 | $36,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,296 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 151 | $34,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 23 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 380 | $33,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 593 | $31,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 639 | $30,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 204 | $30,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 294 | $30,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 695 | $28,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 1,000 | $27,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 244 | $27,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 118 | $27,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 550 | $27,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 228 | $27,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 161 | $27,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 297 | $26,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,400 | $26,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 241 | $22,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 350 | $22,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 358 | $22,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 436 | $22,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 171 | $21,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 314 | $20,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,756 | $20,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,000 | $20,000 | thousands by filing date | |
| VTI | 922908769 | COM | 128 | $19,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 501 | $19,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 1,650 | $19,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 424 | $18,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 300 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 148 | $17,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 403 | $17,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 126 | $17,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 364 | $16,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,858 | $16,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,493 | $16,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 307 | $16,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 827 | $16,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 105 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 254 | $15,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 117 | $14,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 56 | $14,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,062 | $14,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,075 | $14,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 122 | $13,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 109 | $13,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 624 | $12,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 227 | $11,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,500 | $11,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 117 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 90 | $10,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 210 | $10,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 170 | $10,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 986 | $9,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 178 | $9,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 45 | $9,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 119 | $9,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 200 | $8,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 50 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 82 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 910 | $8,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 564 | $8,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 142 | $7,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,344 | $7,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 99 | $6,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 35 | $6,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 39 | $6,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 424 | $6,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 34 | $4,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 42 | $4,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 95 | $3,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 38 | $3,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 15 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 32 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 103 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 13 | $2,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 7 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 38 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 18 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 15 | $1,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 535 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001777127-19-000002 | this filing | 2019-10-02 | acceptance time not in the bulk data set |