13F-HR filed by TRANSCEND CAPITAL ADVISORS, LLC
TRANSCEND CAPITAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 324 holding rows worth $695,481,000.
- Accession
- 0001776082-21-000004
- Filer
- CIK 1776082
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 324 entries on the cover page, a total value of $695,481,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $695,481,000 with VALUE read as thousands by filing date, 13F file number 028-20168. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 505,201 | $69,184,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 97,741 | $27,325,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 86,805 | $23,526,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 1,675,983 | $21,592,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,908 | $16,891,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,673 | $13,854,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 113,044 | $11,847,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 161,694 | $10,798,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 30,015 | $10,633,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 101,491 | $9,863,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 134,584 | $8,492,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 25,977 | $8,281,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19,204 | $8,255,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 49,212 | $8,102,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,982 | $7,641,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 56,823 | $7,546,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 109,198 | $6,924,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,731 | $6,853,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 43,953 | $6,805,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 237,848 | $6,027,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,908 | $5,817,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 45,489 | $5,398,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 32,215 | $5,333,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 134,254 | $5,168,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 37,585 | $5,165,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,776 | $5,100,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 28,668 | $5,040,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 32,522 | $5,031,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 35,527 | $4,790,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,459 | $4,759,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 83,705 | $4,705,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 113,250 | $4,675,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 21,238 | $4,658,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 19,416 | $4,651,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 23,814 | $4,584,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 75,201 | $4,449,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 62,220 | $4,402,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 118,691 | $4,315,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 93,761 | $4,246,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 20,617 | $4,137,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 77,888 | $4,129,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 17,918 | $4,068,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 20,041 | $3,979,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 36,683 | $3,940,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 26,470 | $3,926,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 13,456 | $3,858,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 40,505 | $3,718,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 76,495 | $3,649,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 137,251 | $3,613,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 42,283 | $3,604,000 | thousands by filing date | |
| VTI | 922908769 | COM | 16,099 | $3,584,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 13,147 | $3,552,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 30,368 | $3,508,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 31,800 | $3,334,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 14,315 | $3,306,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 166,433 | $3,264,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 6,736 | $3,214,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 129,740 | $3,140,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 117,108 | $3,116,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 16,638 | $3,114,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6,071 | $3,070,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 66,802 | $3,024,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 9,013 | $2,933,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,293 | $2,921,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 24,725 | $2,898,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 30,466 | $2,873,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 12,183 | $2,799,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 155,083 | $2,720,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 67,525 | $2,645,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 13,422 | $2,621,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 48,844 | $2,528,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 9,887 | $2,488,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 23,496 | $2,467,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 17,529 | $2,465,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 57,795 | $2,412,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 8,763 | $2,352,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 80,906 | $2,329,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 29,820 | $2,313,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 17,148 | $2,306,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 9,420 | $2,297,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 72,822 | $2,297,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 30,267 | $2,244,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 22,476 | $2,225,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 38,485 | $2,196,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 20,294 | $2,192,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 19,274 | $2,174,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 28,228 | $2,109,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 75,733 | $2,087,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 9,996 | $2,079,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,314 | $2,008,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 37,266 | $1,994,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,849 | $1,994,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 5,395 | $1,957,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 50,003 | $1,913,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 13,001 | $1,909,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 32,332 | $1,848,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 22,401 | $1,840,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,136 | $1,776,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,800 | $1,761,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 21,449 | $1,742,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,345 | $1,719,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 14,659 | $1,711,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 78,576 | $1,691,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 18,396 | $1,677,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 12,704 | $1,660,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 11,601 | $1,659,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,030 | $1,638,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 16,339 | $1,579,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 6,478 | $1,566,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,655 | $1,556,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 11,040 | $1,554,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 18,734 | $1,549,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 24,572 | $1,529,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,283 | $1,524,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 34,900 | $1,519,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7,869 | $1,511,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 11,418 | $1,489,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 65,673 | $1,459,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 25,878 | $1,419,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 7,663 | $1,416,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 91,789 | $1,406,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,734 | $1,391,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 37,448 | $1,390,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 76,793 | $1,388,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 88,310 | $1,376,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 5,779 | $1,369,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 141,064 | $1,360,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 15,793 | $1,323,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 19,256 | $1,296,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 1,924 | $1,284,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 28,903 | $1,283,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 11,318 | $1,274,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,349 | $1,231,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 17,755 | $1,224,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 4,687 | $1,223,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 46,186 | $1,218,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 308,075 | $1,211,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 8,023 | $1,208,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 10,397 | $1,197,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 35,277 | $1,189,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 30,163 | $1,188,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 32,700 | $1,177,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,149 | $1,176,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 44,170 | $1,166,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 28,572 | $1,166,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,895 | $1,160,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 85,561 | $1,151,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 14,946 | $1,102,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 12,584 | $1,075,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 49,614 | $1,070,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,509 | $1,054,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 32,730 | $1,051,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 4,062 | $1,029,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 343,364 | $971,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 32,508 | $951,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 8,300 | $935,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 11,662 | $934,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 59,422 | $914,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 34,591 | $906,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,058 | $902,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10,153 | $873,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 12,849 | $871,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,596 | $870,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 16,157 | $870,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 14,162 | $846,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 13,487 | $841,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,460 | $839,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 16,311 | $835,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 14,500 | $834,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,917 | $831,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,291 | $826,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,299 | $821,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,045 | $807,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,235 | $800,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,037 | $772,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,955 | $758,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 70,160 | $739,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 15,995 | $737,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,739 | $735,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 41,191 | $734,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 51,393 | $733,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 8,748 | $725,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 33,855 | $717,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 20,483 | $708,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,313 | $691,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 149,500 | $620,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 6,666 | $613,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,352 | $612,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 67,881 | $599,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 23,200 | $598,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 12,053 | $595,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,429 | $587,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,450 | $582,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 24,907 | $581,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,509 | $575,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,701 | $560,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,000 | $551,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,758 | $550,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,752 | $544,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,465 | $542,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 68,115 | $538,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 18,560 | $537,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,528 | $519,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,494 | $513,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,340 | $511,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,412 | $508,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,320 | $505,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,854 | $504,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 18,800 | $495,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,387 | $480,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 9,023 | $475,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 8,528 | $471,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,422 | $461,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,665 | $444,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 4,191 | $443,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,481 | $437,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,232 | $436,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 7,890 | $431,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,851 | $427,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,695 | $415,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 34,206 | $415,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,940 | $412,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 13,219 | $411,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 155,000 | $408,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,040 | $402,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,949 | $393,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,206 | $386,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 15,100 | $380,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 6,392 | $376,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 30,000 | $370,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 941 | $369,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,015 | $362,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 14,971 | $361,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 21,200 | $358,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 2,316 | $355,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 8,484 | $354,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 30,609 | $353,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,506 | $350,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,032 | $348,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,941 | $347,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,446 | $344,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 56,000 | $343,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 22,812 | $337,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,522 | $336,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 7,055 | $336,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 21,346 | $335,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 4,330 | $332,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 6,500 | $327,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 23,024 | $326,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6,373 | $323,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,216 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 4,134 | $312,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,782 | $311,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 14,269 | $309,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 14,900 | $307,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,977 | $305,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,638 | $303,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,380 | $303,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,239 | $302,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,927 | $294,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,890 | $294,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,092 | $294,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,043 | $291,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 19,123 | $289,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,284 | $285,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,375 | $280,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,149 | $277,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 29,903 | $277,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,675 | $276,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,352 | $276,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 6,112 | $271,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,537 | $271,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,265 | $270,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 8,858 | $270,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 3,035 | $269,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,867 | $268,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 713 | $264,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 10,000 | $262,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 9,217 | $261,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,243 | $259,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,868 | $258,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 5,015 | $251,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 4,568 | $247,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 6,132 | $244,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 5,878 | $243,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,086 | $240,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,155 | $238,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,877 | $238,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 22,361 | $238,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 3,500 | $227,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,167 | $225,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,036 | $225,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 13,100 | $225,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,408 | $223,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 4,144 | $223,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,496 | $222,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 12,917 | $221,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 4,600 | $220,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 34,300 | $218,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,407 | $217,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,138 | $212,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 10,496 | $210,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 50,100 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 4,200 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,109 | $206,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,577 | $204,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,199 | $204,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 8,813 | $204,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,850 | $202,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,087 | $201,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,955 | $201,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 13,220 | $198,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,705 | $195,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 10,055 | $176,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 15,939 | $173,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 21,500 | $144,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 242,341 | $135,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,647 | $114,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,681 | $83,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 24,000 | $80,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 14,124 | $54,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 19,771 | $41,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 10,000 | $36,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 117,775 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001776082-21-000004 | this filing | 2021-08-13 | acceptance time not in the bulk data set |