13F-HR filed by TRANSCEND CAPITAL ADVISORS, LLC
TRANSCEND CAPITAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 413 holding rows worth $831,763,000.
- Accession
- 0001776082-21-000003
- Filer
- CIK 1776082
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 413 entries on the cover page, a total value of $831,763,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $831,763,000 with VALUE read as thousands by filing date, 13F file number 028-20168. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 4,197,450 | $57,807,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 425,658 | $51,986,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 79,528 | $25,551,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 310,505 | $23,932,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 104,389 | $21,132,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 62,847 | $14,817,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707109 | SHS CL A | 1,351,853 | $13,361,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 84,945 | $12,935,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,186 | $10,693,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,447 | $10,659,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 160,784 | $10,144,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 98,618 | $9,974,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 200,159 | $8,960,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 27,000 | $8,618,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 17,148 | $6,827,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 22,159 | $6,769,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 55,130 | $6,718,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 40,826 | $6,707,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 69,709 | $6,331,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 103,921 | $6,310,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 52,898 | $6,184,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,475 | $6,133,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 20,452 | $6,026,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 231,520 | $5,918,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 105,890 | $5,911,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 43,640 | $5,792,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 42,470 | $5,751,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,900 | $5,342,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 22,803 | $5,177,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 20,228 | $5,152,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 43,295 | $5,121,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 27,680 | $5,112,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 89,275 | $5,034,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 31,464 | $5,019,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 44,139 | $4,927,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 76,551 | $4,898,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,356 | $4,866,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 131,041 | $4,779,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 64,001 | $4,767,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 137,286 | $4,669,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 91,316 | $4,659,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 21,463 | $4,543,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 45,973 | $4,520,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 62,106 | $4,512,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 84,478 | $4,322,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 111,521 | $4,310,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 74,493 | $4,277,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 57,417 | $4,213,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 44,772 | $4,164,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,788 | $4,144,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 24,573 | $4,132,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 32,034 | $4,077,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,300 | $4,010,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 18,504 | $4,006,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 176,753 | $3,921,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 204,830 | $3,837,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 20,013 | $3,774,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 23,541 | $3,770,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 96,437 | $3,768,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 72,208 | $3,734,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 42,283 | $3,694,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 62,362 | $3,626,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 18,791 | $3,555,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 34,452 | $3,464,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 29,807 | $3,366,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 68,227 | $3,345,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 105,240 | $3,293,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 106,999 | $3,264,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 30,965 | $3,248,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 22,862 | $3,206,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 133,070 | $3,184,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,833 | $3,103,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 12,928 | $3,090,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 34,990 | $3,017,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 38,783 | $3,013,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 6,270 | $2,905,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 106,643 | $2,796,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,201 | $2,719,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 23,318 | $2,705,000 | thousands by filing date | |
| VTI | 922908769 | COM | 12,949 | $2,678,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,832 | $2,660,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 35,068 | $2,649,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 18,648 | $2,637,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 60,748 | $2,626,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 37,241 | $2,614,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 150,756 | $2,565,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 9,928 | $2,552,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 15,070 | $2,513,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 22,356 | $2,422,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 26,138 | $2,419,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 10,576 | $2,377,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,459 | $2,308,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 63,478 | $2,297,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 9,127 | $2,260,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 17,165 | $2,237,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 21,735 | $2,220,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 73,265 | $2,211,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 24,684 | $2,186,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 12,657 | $2,183,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 40,574 | $2,140,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 29,766 | $2,134,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 15,993 | $2,103,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,463 | $2,089,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 30,166 | $2,006,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 90,248 | $1,999,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 19,912 | $1,974,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 117,823 | $1,967,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 71,082 | $1,966,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 38,119 | $1,943,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 9,158 | $1,937,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,844 | $1,936,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 49,911 | $1,872,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 47,780 | $1,863,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 20,915 | $1,709,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 90,210 | $1,687,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 70,011 | $1,662,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 9,098 | $1,661,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,884 | $1,653,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,047 | $1,644,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,395 | $1,621,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 9,522 | $1,617,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,017 | $1,611,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 80,646 | $1,602,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,832 | $1,581,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 20,027 | $1,581,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 26,850 | $1,566,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 28,574 | $1,544,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 17,800 | $1,544,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,360 | $1,541,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 15,911 | $1,540,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 33,900 | $1,530,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 11,270 | $1,495,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 18,289 | $1,490,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 81,793 | $1,482,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,916 | $1,458,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,993 | $1,456,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 145,064 | $1,434,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 23,976 | $1,421,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 5,793 | $1,401,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 63,154 | $1,364,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 11,070 | $1,349,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 16,245 | $1,342,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,742 | $1,335,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 23,836 | $1,303,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,991 | $1,302,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 48,746 | $1,294,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 9,957 | $1,294,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 87,775 | $1,288,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 9,286 | $1,286,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 11,197 | $1,261,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7,648 | $1,254,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 32,593 | $1,252,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10,282 | $1,234,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 28,079 | $1,229,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 16,082 | $1,211,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 1,924 | $1,205,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,212 | $1,201,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 41,136 | $1,199,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 4,578 | $1,190,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 17,257 | $1,187,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 71,560 | $1,162,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 17,985 | $1,160,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 7,697 | $1,157,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 28,923 | $1,157,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 18,253 | $1,146,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 10,505 | $1,135,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 34,210 | $1,112,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,801 | $1,098,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 9,900 | $1,081,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,963 | $1,079,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,490 | $1,053,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 49,755 | $1,053,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,146 | $1,040,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 12,932 | $1,038,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,523 | $1,035,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 16,182 | $1,028,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 12,003 | $1,025,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,637 | $1,024,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,126 | $1,011,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 76,511 | $1,006,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 41,026 | $1,000,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 95,961 | $996,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,642 | $993,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,566 | $991,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,563 | $976,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,624 | $975,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 18,459 | $971,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,928 | $971,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 3,148 | $970,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 20,702 | $966,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 14,538 | $962,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 17,480 | $952,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 27,226 | $935,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,598 | $932,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,853 | $912,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 3,352 | $897,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 59,422 | $891,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 11,412 | $880,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 34,591 | $879,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 29,500 | $853,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,265 | $851,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 55,089 | $829,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 9,713 | $823,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 14,500 | $822,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 35,925 | $817,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 51,760 | $814,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,912 | $795,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 34,058 | $795,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,519 | $792,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 17,245 | $791,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 51,973 | $786,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 77,160 | $769,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 7,571 | $752,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 65,419 | $740,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,676 | $738,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,280 | $725,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 14,070 | $718,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 53,795 | $688,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,702 | $673,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 12,631 | $666,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 9,164 | $662,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 8,530 | $659,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 41,191 | $655,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,300 | $654,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,479 | $633,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 12,201 | $628,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,266 | $626,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,931 | $621,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,173 | $594,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 6,616 | $585,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,893 | $582,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,352 | $573,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 5,650 | $564,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,588 | $556,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,572 | $553,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 11,246 | $552,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 39,824 | $549,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 12,090 | $547,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 24,488 | $539,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 13,760 | $526,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 19,000 | $524,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 65,830 | $514,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,685 | $508,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,678 | $508,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,411 | $505,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,115 | $495,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 15,748 | $488,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 18,800 | $487,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 12,033 | $486,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 15,171 | $484,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,680 | $481,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,180 | $479,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,312 | $472,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,621 | $470,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,016 | $466,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 8,528 | $466,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,170 | $465,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 28,387 | $458,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 8,955 | $456,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,360 | $451,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,501 | $451,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 8,690 | $450,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 20,206 | $450,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,695 | $442,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,990 | $438,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 14,219 | $438,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,688 | $437,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 32,185 | $431,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,499 | $420,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 34,044 | $417,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,109 | $415,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 7,890 | $413,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 68,115 | $412,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 5,000 | $407,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 23,300 | $406,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 18,956 | $404,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 32,750 | $398,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 8,484 | $395,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,925 | $389,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 35,609 | $383,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 16,365 | $383,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 5,350 | $375,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 2,035 | $369,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,606 | $362,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 7,321 | $362,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,580 | $360,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 21,200 | $356,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,384 | $352,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 56,000 | $348,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,925 | $346,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 941 | $342,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 6,753 | $342,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,342 | $340,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,389 | $339,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 5,280 | $335,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 4,585 | $334,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,288 | $333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 3,354 | $330,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 12,636 | $329,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 4,797 | $324,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,427 | $321,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 21,346 | $319,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,344 | $318,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 6,775 | $316,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,860 | $311,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,736 | $311,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 14,269 | $310,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,905 | $308,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,896 | $304,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,249 | $301,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,521 | $297,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 15,372 | $297,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,359 | $294,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,345 | $293,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 14,900 | $293,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,977 | $291,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,042 | $289,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,390 | $286,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 23,350 | $283,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,652 | $282,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 5,714 | $280,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 14,500 | $280,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,874 | $280,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,941 | $279,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,348 | $279,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 3,024 | $278,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,435 | $274,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 8,000 | $274,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 29,903 | $274,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,715 | $271,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,482 | $271,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,440 | $269,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,313 | $268,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 991 | $267,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,530 | $266,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,964 | $265,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,330 | $264,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 17,805 | $262,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 32,500 | $260,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,523 | $258,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,284 | $258,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 11,230 | $258,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,243 | $256,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 10,000 | $254,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 8,546 | $253,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 17,715 | $247,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 28,000 | $246,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 6,782 | $246,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 735 | $245,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 3,336 | $243,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,506 | $241,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 150 | $238,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,523 | $237,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,506 | $236,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,765 | $235,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,535 | $235,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,922 | $234,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 155,000 | $234,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 4,568 | $233,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 5,654 | $229,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 34,300 | $229,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,519 | $228,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 696 | $225,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,175 | $224,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 358 | $221,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,397 | $219,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,365 | $218,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,155 | $217,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,655 | $217,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,878 | $216,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 6,830 | $216,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 50,100 | $216,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 4,361 | $214,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,514 | $213,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,688 | $211,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,577 | $210,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 11,713 | $210,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,075 | $208,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,315 | $208,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,955 | $207,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 12,917 | $207,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,681 | $207,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,071 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 14,123 | $203,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,074 | $203,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 5,284 | $201,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,273 | $200,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 10,496 | $200,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 13,197 | $188,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 15,939 | $186,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 42,000 | $180,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 31,000 | $176,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,205 | $175,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 10,055 | $175,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,750 | $174,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 21,532 | $166,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,671 | $165,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 262,341 | $153,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 24,000 | $144,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,259 | $142,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 13,500 | $140,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,100 | $128,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 25,000 | $105,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 25,110 | $102,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707117 | *W EXP 99/99/999 | 58,700 | $82,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 16,250 | $70,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,681 | $68,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,710 | $65,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 52,145 | $59,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 24,771 | $59,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,124 | $41,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 10,000 | $29,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 117,775 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001776082-21-000003 | this filing | 2021-05-12 | acceptance time not in the bulk data set |