13F-HR filed by TRANSCEND CAPITAL ADVISORS, LLC
TRANSCEND CAPITAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 269 holding rows worth $549,659,000.
- Accession
- 0001776082-20-000005
- Filer
- CIK 1776082
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 269 entries on the cover page, a total value of $549,659,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $549,659,000 with VALUE read as thousands by filing date, 13F file number 028-20168. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included manager55I LLC
- included managerALLIANZ GLOBAL INVESTORS
- included managerATRIA INVESTMENTS
- included managerBLACKROCK
- included managerEARNEST PARTNERS
- included managerEATON VANCE
- included managerJANUS CAPITAL MANAGEMENT
- included managerJP MORGAN INVESTMENT MANAGEMENT
- included managerLAZARD
- included managerLEGG MASON
- included managerLORD ABBETT
- included managerMILLER HOWARD INVESTMENTS
- included managerNATIXIS ADVISORS
- included managerSCHAFER CULLEN CAPITAL MANAGEMENT
- included managerWESTEND
- included managerWINSLOW CAPITAL MANAGEMENT
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 392,513 | $45,457,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 72,745 | $34,198,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 2,102,309 | $25,354,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 293,707 | $24,363,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 106,708 | $22,968,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 190,840 | $11,506,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,523 | $11,035,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 499,130 | $10,679,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 48,668 | $10,236,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,892 | $9,106,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 26,640 | $7,402,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 30,633 | $6,555,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 66,562 | $6,408,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 122,130 | $6,375,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 97,879 | $5,614,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 15,442 | $5,190,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 23,286 | $4,959,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 17,829 | $4,951,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 97,060 | $4,897,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 16,250 | $4,777,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 46,716 | $4,674,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 91,542 | $4,587,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 32,543 | $4,523,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 13,340 | $4,467,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 29,612 | $4,409,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 37,439 | $4,369,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 79,750 | $4,129,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 108,688 | $3,989,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 42,488 | $3,982,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,183 | $3,976,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 18,994 | $3,798,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 65,246 | $3,748,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 34,598 | $3,649,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 105,320 | $3,616,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 206,452 | $3,601,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 34,364 | $3,571,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,754 | $3,324,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 19,855 | $3,268,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 41,569 | $3,200,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 30,874 | $3,181,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 17,613 | $3,120,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 127,922 | $3,079,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 109,320 | $3,055,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 24,580 | $3,050,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 40,285 | $3,021,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 96,226 | $3,019,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 37,252 | $3,015,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 50,470 | $2,998,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 30,863 | $2,957,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 12,176 | $2,943,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 72,336 | $2,849,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 24,938 | $2,720,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 15,750 | $2,668,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 19,568 | $2,636,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 67,142 | $2,594,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 105,712 | $2,547,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 26,852 | $2,413,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,399 | $2,384,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 130,151 | $2,341,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 9,267 | $2,329,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,738 | $2,313,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 16,073 | $2,295,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 31,129 | $2,237,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 16,900 | $2,204,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,773 | $2,157,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9,989 | $2,151,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 38,258 | $2,101,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 28,490 | $2,051,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 26,510 | $2,046,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 14,560 | $2,031,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 8,810 | $2,005,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,556 | $2,004,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 83,365 | $1,960,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 16,269 | $1,886,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 31,092 | $1,850,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 28,839 | $1,838,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 30,669 | $1,831,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,995 | $1,801,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 48,041 | $1,751,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 91,067 | $1,729,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 18,384 | $1,722,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,658 | $1,681,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 15,179 | $1,676,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,430 | $1,634,000 | thousands by filing date | |
| VTI | 922908769 | COM | 9,378 | $1,597,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,676 | $1,577,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 25,912 | $1,513,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,967 | $1,493,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 49,379 | $1,479,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 10,944 | $1,462,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 13,936 | $1,450,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 13,846 | $1,447,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 20,297 | $1,381,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 15,593 | $1,366,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,590 | $1,364,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 45,639 | $1,301,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 20,265 | $1,281,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 23,590 | $1,246,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 16,676 | $1,230,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 27,680 | $1,193,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,646 | $1,171,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 13,600 | $1,169,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,538 | $1,169,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 10,044 | $1,152,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 13,388 | $1,109,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,234 | $1,096,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 24,333 | $1,069,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,444 | $1,065,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,309 | $1,050,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,471 | $1,040,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,900 | $1,028,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 11,805 | $1,027,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 20,292 | $1,017,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7,360 | $1,013,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 9,098 | $1,007,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 1,924 | $1,001,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 27,152 | $998,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 16,175 | $975,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 69,467 | $969,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,627 | $957,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,105 | $943,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 8,972 | $915,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 11,791 | $910,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,666 | $902,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 56,728 | $900,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 9,834 | $898,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 24,985 | $891,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 4,087 | $879,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 388,408 | $874,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,785 | $868,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,338 | $855,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 7,670 | $855,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,159 | $842,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 6,640 | $828,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 9,384 | $828,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 22,840 | $817,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 37,625 | $814,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 3,346 | $812,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,266 | $808,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 20,438 | $800,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 8,380 | $771,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 31,200 | $768,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 49,904 | $758,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 16,356 | $757,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 18,730 | $755,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 42,565 | $743,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 14,629 | $743,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 10,453 | $734,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,239 | $732,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 13,145 | $732,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,752 | $726,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,452 | $726,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 19,219 | $701,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,418 | $697,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 33,210 | $664,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 45,084 | $664,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,182 | $643,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 16,293 | $641,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,739 | $626,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 12,637 | $611,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 11,681 | $602,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,333 | $587,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 7,246 | $587,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 40,015 | $574,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 17,696 | $562,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,572 | $557,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,887 | $543,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,773 | $525,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,140 | $524,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,696 | $512,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,643 | $510,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,118 | $509,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 12,170 | $505,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,413 | $500,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,073 | $496,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 51,973 | $491,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,908 | $480,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 14,500 | $475,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 41,191 | $472,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 8,805 | $465,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 14,900 | $446,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,199 | $426,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 46,402 | $426,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,512 | $425,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 67,949 | $423,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,101 | $422,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 26,335 | $422,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,315 | $419,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,223 | $418,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,995 | $416,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,576 | $406,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,403 | $390,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,847 | $390,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 28,220 | $384,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 13,469 | $371,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,181 | $368,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 10,861 | $366,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 14,426 | $361,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 25,140 | $350,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,279 | $349,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,350 | $344,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,189 | $342,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 19,008 | $335,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 24,000 | $332,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,056 | $322,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 4,937 | $315,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,032 | $307,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,510 | $296,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 19,391 | $294,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 8,844 | $291,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 4,797 | $291,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 7,304 | $288,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 10,975 | $283,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 5,173 | $282,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,687 | $281,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,834 | $281,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 31,700 | $280,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 356,691 | $278,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,640 | $274,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 16,807 | $261,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 29,903 | $259,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 14,500 | $250,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 18,000 | $242,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 768 | $236,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 9,051 | $234,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 34,300 | $233,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 17,672 | $232,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 2,473 | $232,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,922 | $228,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,200 | $225,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,377 | $224,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,917 | $222,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 18,610 | $220,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 15,331 | $220,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 771 | $219,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,005 | $218,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 14,500 | $218,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,977 | $215,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 6,638 | $211,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,522 | $210,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,403 | $209,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,247 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,696 | $207,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 18,850 | $205,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 9,535 | $204,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 155,000 | $175,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 42,000 | $155,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 10,093 | $148,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 10,000 | $141,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,564 | $118,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 36,620 | $117,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,901 | $107,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,955 | $102,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 19,800 | $101,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,100 | $100,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 10,055 | $100,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 14,500 | $93,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 24,771 | $85,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 28,216 | $67,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 25,110 | $67,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 31,000 | $51,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 10,000 | $49,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 48,500 | $48,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 117,775 | $46,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,681 | $35,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,124 | $27,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 10,000 | $26,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 10,000 | $12,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 20,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001776082-20-000005 | this filing | 2020-11-13 | acceptance time not in the bulk data set |