13F-HR filed by Golden State Wealth Management, LLC
Golden State Wealth Management, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 199 holding rows worth $303,312,000.
- Accession
- 0001776033-21-000004
- Filer
- CIK 1776033
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 199 entries on the cover page, a total value of $303,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $303,312,000 with VALUE read as thousands by filing date, 13F file number 028-19519. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 262,590 | $29,890,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 68,881 | $27,402,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 110,678 | $13,519,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 344,369 | $13,079,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 355,621 | $10,544,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,922 | $9,040,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 120,341 | $8,522,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 21,283 | $8,435,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 125,534 | $7,528,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 145,879 | $7,321,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 57,242 | $6,820,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 20,245 | $6,088,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 18,028 | $5,753,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,625 | $5,414,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 62,787 | $4,679,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 114,743 | $4,235,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,610 | $3,916,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 84,318 | $3,858,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 38,206 | $3,468,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,624 | $3,088,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 26,299 | $2,854,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 8,140 | $2,687,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 388,377 | $2,648,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 55,109 | $2,460,000 | thousands by filing date | |
| IJH | 464287507 | COM | 9,205 | $2,395,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 55,923 | $2,243,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 22,421 | $2,181,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,743 | $2,164,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 49,223 | $2,080,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,512 | $1,987,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,376 | $1,986,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 88,687 | $1,975,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,289 | $1,862,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,576 | $1,762,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 15,444 | $1,677,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 14,506 | $1,480,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 43,452 | $1,479,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,797 | $1,439,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 9,551 | $1,404,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 15,295 | $1,403,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,825 | $1,348,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,582 | $1,332,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,102 | $1,299,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 13,560 | $1,290,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,934 | $1,279,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 62,280 | $1,216,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 567 | $1,172,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 21,699 | $1,171,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,140 | $1,142,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,116 | $1,135,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,389 | $1,112,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 19,097 | $1,110,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 11,548 | $1,105,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,291 | $1,101,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,825 | $979,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 14,234 | $972,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 8,952 | $969,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,269 | $962,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 5,694 | $915,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 6,964 | $915,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 23,646 | $914,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 10,058 | $914,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,709 | $891,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 16,758 | $872,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 7,500 | $855,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,902 | $850,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,626 | $847,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,482 | $808,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 16,167 | $793,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,845 | $772,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,288 | $763,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 71,218 | $751,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 9,250 | $740,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,594 | $727,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,346 | $716,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 8,016 | $711,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,310 | $701,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,053 | $686,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 26,150 | $684,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,312 | $684,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,089 | $683,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,173 | $674,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,728 | $673,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,500 | $663,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,181 | $608,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,271 | $604,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,642 | $594,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,652 | $594,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,562 | $593,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,557 | $584,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,102 | $580,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,250 | $575,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 12,348 | $575,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 20,355 | $572,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,125 | $554,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,256 | $547,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 5,225 | $525,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,130 | $524,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,601 | $518,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 20,500 | $517,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 10,547 | $479,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 21,507 | $477,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,473 | $470,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,011 | $468,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,996 | $462,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,852 | $461,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,887 | $458,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,245 | $454,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 27,308 | $454,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 8,866 | $452,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,258 | $448,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,201 | $442,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,783 | $438,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 2,344 | $428,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,295 | $422,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,130 | $415,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,642 | $409,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,839 | $401,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,577 | $396,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,618 | $393,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,273 | $391,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,476 | $391,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,720 | $389,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,886 | $376,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,820 | $376,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 7,034 | $371,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 6,145 | $369,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,051 | $365,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 9,983 | $362,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,972 | $359,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,816 | $353,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,244 | $350,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 14,860 | $337,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,341 | $335,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 8,618 | $331,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 13,460 | $327,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 3,205 | $324,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,461 | $322,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,590 | $320,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 978 | $319,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,777 | $319,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,096 | $317,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,843 | $316,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,140 | $313,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 4,626 | $312,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 9,148 | $311,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 6,973 | $302,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,651 | $301,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,749 | $301,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,866 | $298,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,926 | $298,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 6,826 | $295,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,941 | $291,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,135 | $291,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,498 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 661 | $280,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 7,868 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,711 | $274,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,913 | $266,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,875 | $265,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,641 | $261,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 5,562 | $261,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 353 | $260,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,117 | $257,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,000 | $250,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,907 | $250,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,890 | $249,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,254 | $248,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,430 | $247,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,158 | $243,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,571 | $243,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,315 | $241,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,928 | $241,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,092 | $240,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 858 | $237,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,594 | $234,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,781 | $231,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 487 | $231,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,892 | $230,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,517 | $229,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 941 | $228,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 452 | $226,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 6,280 | $225,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,872 | $224,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,462 | $223,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,316 | $223,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,509 | $222,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,471 | $219,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,938 | $215,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 7,136 | $214,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,507 | $213,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 753 | $210,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,108 | $209,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 437 | $206,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 736 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,781 | $203,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 6,308 | $202,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,355 | $149,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,000 | $82,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001776033-21-000004 | this filing | 2021-05-14 | acceptance time not in the bulk data set |