13F-HR filed by Golden State Wealth Management, LLC
Golden State Wealth Management, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-17, with 1,021 holding rows worth $226,796,000.
- Accession
- 0001776033-20-000002
- Filer
- CIK 1776033
- Filed
- 2020-04-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,021 entries on the cover page, a total value of $226,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $226,800,000 with VALUE read as thousands by filing date, 13F file number 028-19519. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MANITOWOC CO INC | 563571405 | COM NEW | 2,300 | $20,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 842 | $20,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 1,736 | $20,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 575 | $19,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 685 | $19,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 219 | $19,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 500 | $19,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 227 | $19,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 193 | $19,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 190 | $19,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 266 | $19,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 552 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 829 | $19,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 216 | $18,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 506 | $18,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 500 | $18,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,731 | $18,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 61 | $18,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 310 | $18,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 400 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 710 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,000 | $18,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 790 | $18,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,000 | $18,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 71 | $17,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 617 | $17,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 734 | $17,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 120 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 500 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 582 | $17,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,136 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 1,500 | $17,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 456 | $17,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K205 | UNIT 99/99/9999 | 1,000 | $17,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 250 | $16,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 400 | $16,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 545 | $16,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 109 | $16,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 751 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 632 | $16,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 602 | $16,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,811 | $16,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,398 | $16,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 500 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 460 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,966 | $15,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 372 | $15,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 236 | $15,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 300 | $15,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 355 | $15,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 700 | $15,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 250 | $14,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 205 | $14,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 478 | $14,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 157 | $14,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 93 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 500 | $14,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 141 | $14,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 224 | $14,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 84 | $14,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,000 | $14,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 500 | $14,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 900 | $14,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 178 | $13,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 92 | $13,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 200 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 335 | $13,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 400 | $13,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 497 | $13,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 304 | $13,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 150 | $13,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 2,361 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 493 | $13,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 2,088 | $13,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,150 | $13,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 325 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 258 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 405 | $13,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,760 | $13,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 967 | $13,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 85 | $12,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 70 | $12,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 100 | $12,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 474 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 81 | $12,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 500 | $12,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 417 | $12,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 513 | $12,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 342 | $12,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 500 | $12,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 84 | $12,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 668 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 230 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 375 | $12,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,830 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 219 | $12,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 336 | $11,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 182 | $11,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 500 | $11,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 200 | $11,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 566 | $11,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 135 | $11,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 250 | $11,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 368 | $11,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 200 | $11,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 900 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 500 | $11,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,026 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 81 | $11,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 955 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 550 | $11,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,000 | $11,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 301 | $11,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 500 | $11,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 160 | $10,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 423 | $10,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 234 | $10,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 314 | $10,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 400 | $10,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,084 | $10,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 102 | $10,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 320 | $10,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 69 | $10,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 426 | $10,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,287 | $10,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 595 | $10,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,450 | $10,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 50 | $10,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 59 | $10,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 982 | $10,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 100 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 500 | $10,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 724 | $10,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,056 | $10,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 51 | $9,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 36 | $9,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 190 | $9,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 300 | $9,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 600 | $9,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 507 | $9,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 109 | $9,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 200 | $9,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 511 | $9,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 1,440 | $9,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 656 | $9,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,425 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 200 | $9,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 1,786 | $9,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 566 | $8,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 236 | $8,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 51 | $8,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 12 | $8,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 201 | $8,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 41 | $8,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,708 | $8,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 261 | $8,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,200 | $8,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,214 | $8,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 60 | $8,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 550 | $8,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 142 | $8,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 140 | $8,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 201 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 93 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 185 | $8,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,400 | $8,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 113 | $8,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 250 | $8,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 56 | $8,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 125 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 291 | $8,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 500 | $8,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 139 | $7,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 194 | $7,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 570 | $7,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 562 | $7,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 195 | $7,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 168 | $7,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 47 | $7,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 114 | $7,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 450 | $7,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,595 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 142 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 127 | $7,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 246 | $7,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 2,446 | $7,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 299 | $7,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,000 | $7,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 250 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 500 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 341 | $7,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,400 | $7,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 165 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 96 | $7,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 500 | $7,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 653 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 142 | $7,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 320 | $7,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 198 | $6,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 447 | $6,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 377 | $6,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 250 | $6,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 166 | $6,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 329 | $6,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 42 | $6,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 177 | $6,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 100 | $6,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 31 | $6,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 72 | $6,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 500 | $6,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 370 | $6,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 126 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 147 | $6,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 120 | $6,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 143 | $6,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 77 | $6,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 202 | $6,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 50 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 120 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 9,000 | $6,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 344 | $6,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,400 | $6,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 700 | $6,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 140 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 257 | $6,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 200 | $6,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 35 | $5,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 24 | $5,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 437 | $5,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 287 | $5,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 189 | $5,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 120 | $5,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 250 | $5,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 572 | $5,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 47 | $5,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 54 | $5,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 90 | $5,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 15 | $5,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 454 | $5,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 253 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 88 | $5,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 300 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 265 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 49 | $5,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 54 | $5,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 17 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 105 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 142 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,058 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 130 | $5,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 57 | $5,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000 | $5,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 50 | $5,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 229 | $5,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 250 | $5,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 282 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 36 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 200 | $5,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 1,380 | $5,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 3 | $4,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 25 | $4,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 48 | $4,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 77 | $4,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 202 | $4,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 46 | $4,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 139 | $4,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 93 | $4,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 193 | $4,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 67 | $4,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 90 | $4,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 86 | $4,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 59 | $4,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,000 | $4,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 70 | $4,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 500 | $4,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 127 | $4,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 46 | $4,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 53 | $4,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 25 | $4,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 117 | $4,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 300 | $4,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $4,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 73 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 250 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 38 | $4,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 210 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 74 | $4,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 160 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 89 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 310 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 89 | $4,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 446 | $4,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 500 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 120 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,039 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 90 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 150 | $4,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 12,645 | $4,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 600 | $4,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,430 | $4,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 1,600 | $4,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 8 | $3,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 59 | $3,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 90 | $3,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 147 | $3,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 69 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,003 | $3,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 100 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 132 | $3,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 204 | $3,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 104 | $3,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 100 | $3,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 48 | $3,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 51 | $3,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 175 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 58 | $3,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 105 | $3,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 29 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 30 | $3,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 50 | $3,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 975 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 50 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 100 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 100 | $3,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 31 | $3,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 60 | $3,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 50 | $3,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 500 | $3,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 300 | $3,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 95 | $3,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 600 | $3,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 380 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 55 | $3,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 139 | $3,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 163 | $3,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 300 | $3,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 500 | $3,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 21 | $2,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 20 | $2,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 10 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 500 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 25 | $2,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 50 | $2,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 73 | $2,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 61 | $2,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 39 | $2,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 5 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 76 | $2,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 147 | $2,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 17 | $2,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 173 | $2,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 33 | $2,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 65 | $2,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 225 | $2,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 10 | $2,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 112 | $2,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 30 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 200 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 273 | $2,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 26 | $2,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 40 | $2,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 10 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 160 | $2,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 15 | $2,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 83 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 150 | $2,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 53 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 200 | $2,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 200 | $2,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,250 | $2,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 24 | $2,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 264 | $2,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 300 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 50 | $2,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 43 | $2,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 110 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 44 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 32 | $2,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 1,000 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 75 | $2,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 200 | $2,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 96 | $2,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 310 | $2,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,600 | $2,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 76 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 55 | $2,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 436 | $2,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 60 | $2,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 292 | $2,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 150 | $2,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 9 | $1,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 195 | $1,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 55 | $1,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 15 | $1,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 41 | $1,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 24 | $1,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 6 | $1,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 9 | $1,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 46 | $1,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 20 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 359 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 124 | $1,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 16 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 34 | $1,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 600 | $1,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 50 | $1,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 118 | $1,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 8 | $1,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 140 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 14 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 88 | $1,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 10 | $1,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 73 | $1,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 63 | $1,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 23 | $1,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 38 | $1,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 63 | $1,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 38 | $1,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 280 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 50 | $1,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 19 | $1,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 16 | $1,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 14 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 80 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 302 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 24 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 22 | $1,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 100 | $1,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 310 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 13 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 41 | $1,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 37 | $1,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 112 | $1,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 55 | $1,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 50 | $1,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 28 | $1,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 90 | $1,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 30 | $1,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 67 | $1,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 484 | $1,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 188 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 22 | $1,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 10 | $1,000 | thousands by filing date | put |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 310 | $1,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 142 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 178 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 318 | $1,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 200 | $1,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 200 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 91 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 20 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 9 | $1,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 750 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 17 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 24 | $1,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 362 | $1,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 100 | $1,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 700 | $1,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 650 | $1,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 1,000 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 147 | $1,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQT CORP COM | 26884L109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN CHEM CO COM | 277432100 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OVINTIV INC | 69047Q102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEX INC | 96208T104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADDEN STEVEN LTD | 556269108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concho Resources Inc. | 20605P101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE ENERGY INC | 655044105 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVO CORP | 88870P106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001776033-20-000002 | this filing | 2020-04-17 | acceptance time not in the bulk data set |