13F-HR filed by Golden State Wealth Management, LLC
Golden State Wealth Management, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-09, with 1,133 holding rows worth $315,294,000.
- Accession
- 0001776033-19-000003
- Filer
- CIK 1776033
- Filed
- 2019-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,134 entries on the cover page, a total value of $315,294,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $315,294,000 with VALUE read as thousands by filing date, 13F file number 028-19519. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CATERPILLAR INC | 149123901 | CALL | 3 | $2,000 | thousands by filing date | call |
| INTEL CORP | 458140900 | CALL | 7 | $2,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP | 517834907 | COM | 6 | $2,000 | thousands by filing date | call |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 221 | $2,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 6,228 | $2,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 76 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 55 | $2,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 200 | $2,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 362 | $2,000 | thousands by filing date | |
| HANESBRANDS INC. | 410345902 | COM | 21 | $2,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 36 | $1,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 55 | $1,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 11 | $1,000 | thousands by filing date | call |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 24 | $1,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 46 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 359 | $1,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 16 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 34 | $1,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 15 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 89 | $1,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 30 | $1,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 63 | $1,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 17 | $1,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 38 | $1,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 70 | $1,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 30 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 80 | $1,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 13 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 41 | $1,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 37 | $1,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 93 | $1,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 50 | $1,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 55 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 200 | $1,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 30 | $1,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 76 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 94 | $1,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 310 | $1,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,000 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 20 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 2 | $1,000 | thousands by filing date | call |
| ABBVIE INC | 00287Y909 | CALL | 7 | $1,000 | thousands by filing date | call |
| NOVO-NORDISK A S | 670100905 | CALL | 23 | $1,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746901 | CALL | 18 | $1,000 | thousands by filing date | call |
| CVS HEALTH CORP | 126650900 | CALL | 7 | $1,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 316 | $1,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 175 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 92 | $1,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 50 | $1,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 66 | $1,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 86 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 147 | $1,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T-Mobile US,Inc. | 872590104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQT CORP COM | 26884L109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NISOURCE INC COM | 65473P105 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASCO CORP | 574599106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILLUMINA INC | 452327109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TC ENERGY CORP | 87807B107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEX INC | 96208T104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADDEN STEVEN LTD | 556269108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M.D.C. HOLDINGS INC | 552676108 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concho Resources Inc. | 20605P101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVO CORP | 88870P106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLE INC | 037833900 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNION PAC CORP | 907818908 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DOCUSIGN INC | 256163906 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MADISON SQUARE GRDN SPRT COR | 55825T903 | CL A | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONOCOPHILLIPS | 20825C904 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSUM MATLS INC | 92532W103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENBURY RES INC | 247916208 | COM NEW | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fte Networks Inc | 30283R402 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCANA CORP | 292505104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOPHOTONICS CORP | 64051T100 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 1,092 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALL 7 WALGREENS BOOTS | 931427308 | Listed Options | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001776033-19-000003 | this filing | 2019-08-09 | acceptance time not in the bulk data set |