13F-HR filed by Waterfront Wealth Inc.
Waterfront Wealth Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-02, with 179 holding rows worth $206,970,000.
- Accession
- 0001775210-21-000013
- Filer
- CIK 1775210
- Filed
- 2021-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 179 entries on the cover page, a total value of $206,970,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $206,970,000 with VALUE read as thousands by filing date, 13F file number 028-20796. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMMERCE BANCSHARES INC | 200525103 | COM | 128,071 | $8,924,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 31,222 | $8,522,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 219,363 | $8,145,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 41,223 | $7,507,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 42,336 | $5,991,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 317,413 | $5,720,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 54,399 | $5,449,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 13,568 | $5,351,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 266,874 | $5,284,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 778,383 | $4,787,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 85,959 | $4,600,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 199,236 | $3,909,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 358,279 | $3,511,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 105,319 | $3,458,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 55,591 | $3,384,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 60,313 | $3,079,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,151 | $3,069,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 33,637 | $2,517,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 145,305 | $2,483,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 29,962 | $2,447,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 46,183 | $2,434,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 59,815 | $2,315,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 228,502 | $2,226,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 274,299 | $2,123,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 26,932 | $2,065,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 147,268 | $1,956,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 93,996 | $1,950,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 27,608 | $1,947,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 128,308 | $1,828,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,797 | $1,827,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,621 | $1,753,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 107,843 | $1,738,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 33,515 | $1,676,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 8,544 | $1,675,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 120,624 | $1,613,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 62,415 | $1,593,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 29,542 | $1,556,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 27,985 | $1,511,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,685 | $1,413,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 524 | $1,401,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 35,972 | $1,318,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 24,055 | $1,286,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,421 | $1,283,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 231,013 | $1,259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 40,269 | $1,241,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 24,074 | $1,216,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 24,986 | $1,207,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 89,445 | $1,201,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,224 | $1,184,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 105,054 | $1,138,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 66,829 | $1,107,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 9,962 | $1,101,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 88,023 | $1,080,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 12,899 | $1,049,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 14,620 | $1,038,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 22,261 | $1,019,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 24,240 | $1,014,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 7,153 | $968,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,392 | $956,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 62,808 | $952,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 22,389 | $950,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 44,315 | $932,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,174 | $910,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 61,677 | $908,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,860 | $874,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,135 | $859,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,764 | $838,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 36,799 | $832,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,175 | $796,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,591 | $779,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,079 | $723,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 42,336 | $720,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 44,948 | $694,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 68,922 | $689,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 38,565 | $682,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,482 | $658,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 19,003 | $657,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 4,123 | $645,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 3,191 | $639,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 13,248 | $639,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 42,872 | $636,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 7,804 | $632,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,075 | $627,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 11,953 | $620,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 14,602 | $590,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,817 | $589,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 62,466 | $582,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,736 | $562,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,411 | $551,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 14,812 | $547,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 56,602 | $542,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 40,458 | $541,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 28,657 | $537,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,223 | $536,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,660 | $522,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,334 | $522,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 8,545 | $521,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,903 | $512,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,815 | $507,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 8,385 | $479,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,843 | $471,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,948 | $471,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,622 | $463,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,449 | $453,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 7,976 | $450,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 15,149 | $443,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 7,446 | $424,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,243 | $422,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,733 | $412,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 13,232 | $403,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 6,441 | $401,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 8,205 | $391,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 14,963 | $386,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 15,219 | $366,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 11,299 | $364,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 37,096 | $364,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 10,518 | $354,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 95,951 | $347,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 568 | $347,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 14,405 | $347,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,567 | $345,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,900 | $342,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,475 | $338,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 126 | $336,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 780 | $336,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 38,436 | $336,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,283 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 7,480 | $331,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 7,104 | $325,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,681 | $324,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,042 | $322,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,089 | $319,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 51,231 | $319,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 18,107 | $311,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 6,385 | $303,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 300,000 | $303,000 | thousands by filing date | principal |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,376 | $301,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,296 | $296,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,593 | $294,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 6,984 | $294,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,287 | $286,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 791 | $283,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,545 | $277,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,097 | $275,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,270 | $270,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,005 | $260,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,419 | $258,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,545 | $253,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,129 | $253,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 900 | $253,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,224 | $252,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 2,594 | $248,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 6,269 | $246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,400 | $245,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 52,321 | $243,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 4,967 | $242,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,409 | $240,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 625 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,190 | $236,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,924 | $232,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,872 | $226,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 1,466 | $220,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,311 | $219,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,269 | $216,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 760 | $215,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 652 | $214,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,286 | $211,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 64 | $210,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,525 | $207,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 198,000 | $202,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 10,393 | $200,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,818 | $196,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,943 | $189,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 20,465 | $182,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 13,000 | $172,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 14,131 | $122,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 23,169 | $118,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,729 | $102,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 32,293 | $43,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001775210-21-000013 | this filing | 2021-11-02 | acceptance time not in the bulk data set |