13F-HR filed by HOWARD FINANCIAL SERVICES, LTD.
HOWARD FINANCIAL SERVICES, LTD. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 121 holding rows worth $154,742,000.
- Accession
- 0001768130-20-000005
- Filer
- CIK 1768130
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 121 entries on the cover page, a total value of $154,742,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,742,000 with VALUE read as thousands by filing date, 13F file number 028-19410. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHD | 808524797 | COM | 368,996 | $20,405,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 183,960 | $19,888,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 126,725 | $13,146,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 83,168 | $10,700,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,787 | $6,961,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 58,166 | $6,736,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 157,166 | $5,292,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 152,972 | $4,793,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 16,646 | $4,625,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 268,582 | $4,023,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 154,590 | $4,001,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 106,916 | $3,357,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 38,237 | $2,753,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,210 | $2,423,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 26,366 | $2,413,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 47,798 | $2,369,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,398 | $2,187,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,750 | $2,176,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 648 | $2,040,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 21,893 | $1,894,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 60,336 | $1,482,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,525 | $1,320,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 26,234 | $1,159,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 200,758 | $1,088,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 15,362 | $839,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 190,050 | $832,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 30,575 | $818,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 154,907 | $788,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,071 | $777,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 24,620 | $720,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 19,192 | $720,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 13,830 | $712,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 24,232 | $706,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 13,695 | $696,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 11,603 | $638,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,400 | $535,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,275 | $521,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,649 | $520,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 71,502 | $509,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 12,000 | $504,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 34,572 | $481,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 9,569 | $472,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,489 | $464,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 71,807 | $441,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 11,157 | $437,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,015 | $435,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 11,654 | $426,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,381 | $422,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 821 | $411,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 11,150 | $407,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 7,850 | $400,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7,586 | $380,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,473 | $368,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 10,844 | $358,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,376 | $350,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 16,894 | $348,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,609 | $338,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,436 | $334,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 220 | $323,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 13,025 | $321,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 4,175 | $318,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,931 | $309,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,354 | $308,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,149 | $301,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 12,385 | $295,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 12,866 | $294,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,896 | $292,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,496 | $285,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,038 | $285,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 11,613 | $280,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 4,655 | $269,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 179 | $262,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 9,161 | $251,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,750 | $250,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,212 | $240,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 15,751 | $240,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,753 | $228,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,632 | $227,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,711 | $221,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,228 | $214,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,375 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,152 | $212,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,933 | $211,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,887 | $209,000 | thousands by filing date | |
| nan | 25460E331 | nan | 5,000 | $206,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 963 | $205,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,240 | $205,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 32,041 | $200,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,100 | $194,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 13,063 | $179,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 17,234 | $178,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 17,776 | $134,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 13,745 | $124,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 22,185 | $112,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 47,000 | $61,000 | thousands by filing date | principal |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,073 | $57,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 34,000 | $44,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,223 | $40,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,610 | $40,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 31,000 | $35,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 31,000 | $34,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 26,000 | $33,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 28,000 | $33,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 31,000 | $33,000 | thousands by filing date | principal |
| CONDUENT INC | 206787103 | COM | 10,000 | $32,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 13,223 | $30,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 22,000 | $30,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 23,000 | $30,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 29,000 | $30,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 25,000 | $30,000 | thousands by filing date | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 21,000 | $28,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 25,000 | $25,000 | thousands by filing date | principal |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 10,000 | $24,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 14,000 | $21,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 15,000 | $21,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 15,000 | $18,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 11,000 | $17,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 17,000 | $16,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 14,000 | $16,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 14,000 | $16,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 15,000 | $16,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001768130-20-000005 | this filing | 2020-11-12 | acceptance time not in the bulk data set |