13F-HR filed by HOWARD FINANCIAL SERVICES, LTD.
HOWARD FINANCIAL SERVICES, LTD. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-29, with 115 holding rows worth $151,064,000.
- Accession
- 0001768130-19-000004
- Filer
- CIK 1768130
- Filed
- 2019-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 115 entries on the cover page, a total value of $151,064,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $151,064,000 with VALUE read as thousands by filing date, 13F file number 028-19410. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 186,058 | $20,109,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 210,385 | $11,525,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 461,540 | $10,799,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 70,718 | $9,695,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 274,275 | $8,738,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 72,788 | $8,704,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 79,423 | $6,737,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 95,634 | $4,928,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 16,570 | $3,711,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,446 | $3,417,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 126,927 | $3,190,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 41,280 | $2,915,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 55,259 | $2,796,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 36,241 | $2,220,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,241 | $2,149,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 75,344 | $2,077,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 157,808 | $2,064,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 42,181 | $1,902,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 62,988 | $1,849,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 18,958 | $1,736,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 15,048 | $1,707,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,700 | $1,429,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 36,894 | $1,393,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 20,448 | $1,333,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 44,227 | $1,310,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,695 | $1,268,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 14,307 | $1,156,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 85,996 | $1,129,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 21,260 | $1,118,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,581 | $1,054,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 19,503 | $1,053,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 599 | $1,040,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 22,771 | $985,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,829 | $921,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,100 | $884,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 62,036 | $883,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,196 | $823,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 60,000 | $816,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 19,947 | $758,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,856 | $757,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 15,048 | $684,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,958 | $641,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 15,935 | $624,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 24,574 | $591,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,810 | $538,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 19,372 | $496,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 20,000 | $477,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 18,780 | $470,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 60,050 | $468,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 16,787 | $464,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,237 | $460,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,430 | $433,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 12,482 | $428,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,740 | $427,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 11,080 | $421,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,890 | $420,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,230 | $417,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 16,894 | $404,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,100 | $336,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 14,300 | $336,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,091 | $325,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 17,234 | $321,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,621 | $315,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,178 | $315,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,023 | $305,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,331 | $302,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,998 | $293,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,682 | $289,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,034 | $286,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,354 | $282,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 227 | $277,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 9,474 | $276,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,689 | $273,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,495 | $271,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 9,501 | $264,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,142 | $253,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 6,151 | $248,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 13,745 | $248,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,265 | $245,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,907 | $237,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 12,507 | $234,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,125 | $228,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,931 | $227,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 106,000 | $215,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,000 | $213,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 173 | $211,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 32,206 | $208,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 4,160 | $206,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,275 | $177,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 15,890 | $142,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 10,461 | $102,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,073 | $60,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 43,000 | $45,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 34,000 | $45,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,610 | $42,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 31,000 | $37,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 38,000 | $37,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 28,000 | $35,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 29,000 | $33,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 31,000 | $32,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 25,000 | $29,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 28,000 | $28,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 29,000 | $27,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 23,000 | $26,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 17,500 | $25,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 22,000 | $22,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 14,000 | $18,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 18,000 | $18,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 15,000 | $16,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 11,000 | $16,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 14,000 | $15,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 15,000 | $15,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 13,000 | $14,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 11,000 | $14,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 15,000 | $14,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001768130-19-000004 | this filing | 2019-10-29 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001768130-19-000005 | base | 2019-11-12 | acceptance time not in the bulk data set |