13F-HR filed by HOWARD BAILEY SECURITIES, LLC
HOWARD BAILEY SECURITIES, LLC filed this 13F-HR for the quarter ended 2025-06-30, filed 2025-08-07, with 145 holding rows worth $260,921,474.
- Accession
- 0001767868-25-000003
- Filer
- CIK 2043986
- Filed
- 2025-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2025
A holdings report, 145 entries on the cover page, a total value of $260,921,474 stated on the cover page (in dollars after the unit check, H1), rows summing to $260,921,474 with VALUE read as dollars as filed, 13F file number 028-24436. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPITOL SER TR | 14064D444 | STERL CAP BD ETF | 883,642 | $22,332,480 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 86,754 | $21,385,737 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 275,227 | $13,777,862 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 146,932 | $12,370,210 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 140,023 | $11,725,554 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 287,889 | $8,409,247 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 114,220 | $8,302,652 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 186,788 | $7,404,270 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 116,444 | $7,391,838 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 64,306 | $7,202,209 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 52,084 | $6,882,244 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 156,078 | $6,809,676 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 180,798 | $6,233,928 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 67,194 | $5,519,318 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 77,076 | $4,626,836 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H877 | ALLIANZIM US EQT | 133,615 | $4,423,989 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 7,802 | $3,880,367 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H794 | ALLIANZIM US EQT | 115,770 | $3,657,754 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 22,502 | $3,555,002 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 69,765 | $3,496,588 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 95,053 | $3,320,581 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 23,339 | $3,236,691 | dollars as filed | |
| Apple Inc | 037833100 | COM | 14,716 | $3,019,364 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 38,595 | $2,898,907 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 130,226 | $2,877,996 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 128,498 | $2,830,795 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 24,405 | $2,788,708 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 75,476 | $2,664,757 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H505 | ALLIA US OCT ETF | 70,950 | $2,625,860 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 48,781 | $2,485,897 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 26,469 | $2,308,668 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 25,668 | $1,951,795 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,637 | $1,924,133 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322509 | TRUE QU BEAR ETF | 76,922 | $1,897,647 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 41,138 | $1,896,470 | dollars as filed | |
| LISTED FD TR | 53656F714 | TRUESHARES STRUC | 41,734 | $1,662,866 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 14,978 | $1,564,949 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N798 | INTMD TERM TRSRY | 111,857 | $1,508,952 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 11,452 | $1,465,924 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 6,662 | $1,461,543 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 52,383 | $1,347,813 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,105 | $1,306,748 | dollars as filed | |
| VTI | 922908769 | COM | 4,155 | $1,262,736 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,244 | $1,151,851 | dollars as filed | |
| PIMCO ETF TR | 72201R577 | ULTR SH GO AC FD | 10,344 | $1,046,816 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 7,236 | $937,352 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,368 | $929,856 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U679 | FT VEST US EQT | 22,811 | $801,940 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322608 | TRUE SE BUFF ETF | 31,582 | $798,016 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322400 | TRUSHARES BULL | 30,276 | $770,197 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 9,559 | $765,868 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H570 | ALLIANZIM EQ BUF | 27,447 | $755,830 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 1,412 | $744,534 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H869 | ALLIANZIM US EQ | 23,257 | $744,457 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,182 | $741,773 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 20,222 | $679,056 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R402 | MORTGAGE ETF | 13,450 | $659,991 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 10,856 | $638,058 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 855 | $631,078 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 6,892 | $628,827 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 16,194 | $615,657 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 11,415 | $549,267 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 3,079 | $544,166 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H638 | ALLIA U S 5 ETF | 17,596 | $532,691 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,875 | $506,676 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 926 | $496,650 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 16,941 | $487,394 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 982 | $477,025 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,477 | $469,129 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 14,209 | $463,639 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6,174 | $462,370 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,256 | $460,572 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,668 | $459,809 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 15,394 | $450,890 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,060 | $450,324 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,918 | $433,973 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 10,201 | $421,508 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,369 | $417,349 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 5,142 | $413,417 | dollars as filed | |
| LISTED FDS TR | 53656F680 | TRUESHARES NOV | 9,767 | $409,399 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 4,125 | $403,343 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 8,990 | $401,946 | dollars as filed | |
| LISTED FDS TR | 53656F698 | TRUESHARES OCT | 9,704 | $396,591 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H547 | ALLIANZIM US EQT | 14,922 | $392,016 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H539 | FUND | 14,695 | $390,522 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 7,657 | $388,594 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 3,875 | $371,343 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,739 | $361,656 | dollars as filed | |
| Deere & Company | 244199105 | COM | 707 | $359,503 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,197 | $344,713 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,088 | $339,418 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 432 | $336,088 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 588 | $334,240 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X830 | SHARES FREE CASH | 9,445 | $333,880 | dollars as filed | |
| FERGUSON ENTERPRISES INC COMMON STOCK NEW | 31488V107 | Stock | 1,500 | $326,625 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 9,837 | $324,523 | dollars as filed | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 12,181 | $323,284 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 813 | $322,486 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 6,102 | $321,941 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 401 | $315,839 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 306 | $314,592 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,322 | $311,107 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 11,984 | $303,793 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 548 | $302,123 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 772 | $300,276 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 957 | $295,138 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 8,156 | $291,087 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,216 | $289,431 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 868 | $288,325 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 3,699 | $286,299 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,649 | $285,562 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 650 | $284,960 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 4,818 | $282,480 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 721 | $279,908 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,512 | $277,375 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,483 | $275,273 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 514 | $274,337 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 779 | $264,525 | dollars as filed | |
| Linde plc | G54950103 | COM | 560 | $262,741 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,563 | $254,250 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,202 | $254,002 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 1,590 | $253,319 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 2,864 | $249,998 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,550 | $246,860 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 2,746 | $244,972 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,002 | $240,480 | dollars as filed | |
| ASTORIA US EQUAL WEIGHT QUALITY KINGS ETF | 02072L433 | UIE | 7,436 | $239,513 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 12,700 | $239,139 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,187 | $236,649 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,957 | $233,919 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C788 | BLOOMBERG SIX MN | 4,558 | $229,451 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 397 | $228,966 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 396 | $220,423 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 3,513 | $220,406 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,424 | $217,518 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 720 | $215,201 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 628 | $213,426 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 7,974 | $211,950 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 2,308 | $211,873 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 1,036 | $210,400 | dollars as filed | |
| CACI INTL INC CL A | 127190304 | Stock | 435 | $207,365 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 7,034 | $203,555 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 919 | $200,930 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 11,373 | $128,173 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 10,557 | $105,887 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001767868-25-000003 | this filing | 2025-08-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0002043986-26-000003 | base | 2026-02-27 | acceptance time not in the bulk data set |