13F-HR filed by SUMMIT WEALTH & RETIREMENT PLANNING, INC.
SUMMIT WEALTH & RETIREMENT PLANNING, INC. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-11, with 112 holding rows worth $187,095,000.
- Accession
- 0001766995-20-000004
- Filer
- CIK 1766995
- Filed
- 2020-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 112 entries on the cover page, a total value of $187,095,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $187,095,000 with VALUE read as thousands by filing date, 13F file number 028-19057. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 206,872 | $18,480,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 224,524 | $17,883,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 196,059 | $8,680,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 117,619 | $8,298,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 60,231 | $6,807,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 256,481 | $6,627,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 143,207 | $6,038,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 163,940 | $6,023,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 71,023 | $5,334,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 80,509 | $4,148,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 75,050 | $4,012,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 192,761 | $3,988,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 33,951 | $3,367,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 129,624 | $3,187,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 117,099 | $3,021,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 24,448 | $2,821,000 | thousands by filing date | |
| MGC | 921910873 | COM | 28,094 | $2,555,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 74,419 | $2,540,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 57,391 | $2,478,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,562 | $2,177,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 72,908 | $2,162,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 38,017 | $2,080,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 12,476 | $2,063,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 17,600 | $2,042,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 101,730 | $2,031,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 74,393 | $2,006,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 17,261 | $1,976,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,844 | $1,963,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,139 | $1,914,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,520 | $1,709,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 58,379 | $1,662,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 27,378 | $1,654,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 15,959 | $1,543,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 46,939 | $1,537,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,243 | $1,444,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 21,885 | $1,324,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,876 | $1,317,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,473 | $1,267,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 55,799 | $1,256,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 18,363 | $1,196,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,819 | $1,178,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 560 | $1,092,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 14,874 | $1,078,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 35,454 | $1,033,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 20,003 | $900,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7,003 | $865,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 35,439 | $822,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 102,664 | $815,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,654 | $799,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 47,516 | $791,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,274 | $772,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 7,733 | $756,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 6,170 | $754,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,999 | $751,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 4,923 | $730,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 13,800 | $721,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,616 | $703,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,280 | $703,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,818 | $635,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,804 | $624,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 39,685 | $592,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,008 | $577,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 8,235 | $573,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 4,390 | $533,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,905 | $531,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 18,485 | $526,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 17,575 | $526,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,000 | $514,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 9,605 | $512,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 3,315 | $501,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 8,505 | $497,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 13,204 | $465,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 387 | $450,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 25,646 | $445,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 27,015 | $431,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 18,222 | $412,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,987 | $410,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,588 | $405,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,350 | $403,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,485 | $389,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,525 | $357,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,806 | $357,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 10,617 | $350,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,874 | $349,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,573 | $348,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,000 | $347,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,858 | $339,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 9,885 | $339,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 45,100 | $336,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,576 | $328,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 13,400 | $316,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,705 | $307,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,794 | $290,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,310 | $283,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 4,118 | $282,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 6,850 | $281,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 8,000 | $279,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,045 | $269,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 35,471 | $255,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,486 | $250,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 25,646 | $249,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,422 | $229,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,274 | $225,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,691 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 15,600 | $211,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 12,252 | $191,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 35,210 | $184,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 11,115 | $145,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 37,650 | $126,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 17,216 | $118,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 29,215 | $88,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 10,149 | $32,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001766995-20-000004 | this filing | 2020-05-11 | acceptance time not in the bulk data set |