13F-HR filed by Trivium Point Advisory, LLC
Trivium Point Advisory, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 227 holding rows worth $421,195,000.
- Accession
- 0001766564-21-000004
- Filer
- CIK 1766564
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 227 entries on the cover page, a total value of $421,195,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $421,195,000 with VALUE read as thousands by filing date, 13F file number 028-19104. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LYFT INC | 55087P104 | CL A COM | 336,773 | $18,421,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 282,284 | $13,524,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 35,356 | $10,425,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 72,692 | $10,416,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 14,965 | $8,664,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,046 | $8,482,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 59,938 | $8,038,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 84,464 | $6,910,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,032 | $6,711,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 239,350 | $6,585,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 26,265 | $6,055,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,770 | $5,521,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 31,267 | $5,318,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 14,775 | $5,229,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 48,505 | $5,157,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 8,805 | $5,138,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 16,630 | $5,032,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 12,327 | $4,989,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 42,807 | $4,747,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 93,023 | $4,716,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 64,308 | $4,675,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,104 | $4,422,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 40,433 | $4,270,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,024 | $4,251,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 10,910 | $3,960,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 15,827 | $3,835,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 19,219 | $3,825,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 24,056 | $3,762,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 32,599 | $3,758,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 19,225 | $3,727,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 14,547 | $3,612,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 28,926 | $3,563,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 19,967 | $3,548,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 155,066 | $3,536,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 61,336 | $3,521,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 45,226 | $3,440,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 42,502 | $3,439,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 64,800 | $3,432,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 10,394 | $3,391,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 19,628 | $3,385,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 28,610 | $3,275,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,012 | $3,175,000 | thousands by filing date | |
| IJH | 464287507 | COM | 11,769 | $3,174,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 7,913 | $3,172,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 4,207 | $3,142,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 21,431 | $2,984,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 10,106 | $2,969,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 9,152 | $2,968,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 108,846 | $2,968,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 10,069 | $2,953,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 6,346 | $2,877,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 24,174 | $2,713,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 13,954 | $2,677,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 3,414 | $2,617,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 14,992 | $2,583,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 19,548 | $2,529,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 21,180 | $2,513,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 11,887 | $2,403,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 5,432 | $2,351,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,123 | $2,344,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,957 | $2,271,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,608 | $2,269,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,067 | $2,248,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 50,510 | $2,215,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,634 | $2,156,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 29,335 | $2,124,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 41,261 | $2,047,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 11,518 | $2,041,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 30,748 | $2,031,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 37,180 | $2,004,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 15,666 | $2,003,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 45,648 | $1,951,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 34,974 | $1,924,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 8,137 | $1,911,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,893 | $1,883,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 14,379 | $1,838,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 22,326 | $1,829,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 15,162 | $1,802,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 33,183 | $1,788,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,061 | $1,780,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 19,800 | $1,751,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,822 | $1,735,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 26,526 | $1,712,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 33,285 | $1,710,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 7,247 | $1,671,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,608 | $1,617,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 36,118 | $1,611,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 572 | $1,592,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 24,731 | $1,570,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 66,715 | $1,514,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 54,101 | $1,495,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 14,683 | $1,475,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 69,776 | $1,451,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 15,121 | $1,446,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 4,919 | $1,445,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 16,856 | $1,418,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 27,310 | $1,408,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 6,909 | $1,380,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 28,330 | $1,379,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 24,906 | $1,351,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 80,871 | $1,336,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 48,820 | $1,323,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 10,365 | $1,296,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 26,242 | $1,220,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,764 | $1,217,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 14,074 | $1,212,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 53,745 | $1,209,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 23,788 | $1,204,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 22,679 | $1,203,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 19,455 | $1,193,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,956 | $1,192,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,858 | $1,191,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 11,781 | $1,189,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 15,850 | $1,186,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,275 | $1,174,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 7,651 | $1,174,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 7,678 | $1,159,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 9,970 | $1,123,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 20,101 | $1,096,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 49,365 | $1,094,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,395 | $1,013,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 16,350 | $1,003,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 19,779 | $1,003,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 13,228 | $977,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 9,342 | $967,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 14,103 | $955,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,924 | $943,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 24,647 | $930,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,780 | $909,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 33,684 | $890,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,125 | $878,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 37,368 | $853,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 9,625 | $838,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,687 | $824,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,818 | $812,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 6,282 | $788,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 6,956 | $751,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 11,272 | $710,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 841 | $667,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,265 | $618,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,466 | $616,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,566 | $600,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 19,610 | $587,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 913 | $582,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,318 | $578,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 6,296 | $547,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 11,000 | $546,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,637 | $530,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 7,524 | $529,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 30,760 | $525,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,823 | $509,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 938 | $506,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 9,740 | $505,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 6,500 | $505,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 7,318 | $476,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,573 | $465,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 6,000 | $458,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 12,582 | $456,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,658 | $444,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,302 | $441,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 5,712 | $441,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,442 | $432,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 850 | $420,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 8,655 | $415,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,001 | $413,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,543 | $387,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,144 | $381,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,505 | $381,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 760 | $375,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,424 | $370,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 571 | $361,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,031 | $354,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 36,006 | $353,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,409 | $342,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 5,984 | $342,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,498 | $337,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 1,137 | $324,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,519 | $322,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 228 | $319,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,845 | $315,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 4,048 | $313,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,677 | $312,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 3,663 | $312,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,712 | $309,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,976 | $309,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,974 | $308,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,425 | $302,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,099 | $297,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,267 | $278,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 28,653 | $276,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,147 | $274,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,948 | $272,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,212 | $270,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 6,179 | $268,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,802 | $267,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,952 | $262,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 3,115 | $259,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,554 | $257,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 537 | $253,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,253 | $241,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 924 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,797 | $238,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 5,279 | $233,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,097 | $229,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,202 | $229,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,804 | $229,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,034 | $228,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,379 | $222,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 5,565 | $219,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,976 | $217,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,300 | $216,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 7,367 | $213,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,235 | $208,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 798 | $207,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,534 | $201,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 20,000 | $171,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 11,800 | $98,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 18,000 | $70,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 25,000 | $24,000 | thousands by filing date | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 10,000 | $19,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 10,000 | $16,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 26,300 | $16,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 10,000 | $15,000 | thousands by filing date | |
| SPIRE GLOBAL INC | 848560116 | *W EXP 01/01/203 | 10,000 | $13,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 10,000 | $8,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 10,000 | $5,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001766564-21-000004 | this filing | 2021-11-15 | acceptance time not in the bulk data set |