13F-HR filed by Sargent Investment Group, LLC
Sargent Investment Group, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-27, with 190 holding rows worth $321,220,000.
- Accession
- 0001766157-22-000005
- Filer
- CIK 1766157
- Filed
- 2022-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 190 entries on the cover page, a total value of $321,220,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $321,220,000 with VALUE read as thousands by filing date, 13F file number 028-19098. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 190,467 | $27,700,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 742,246 | $13,843,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 125,057 | $11,456,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 273,548 | $11,142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 145,744 | $10,024,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 38,085 | $9,399,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 317,980 | $8,789,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 181,670 | $8,357,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 151,037 | $7,923,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 70,328 | $7,253,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 57,752 | $7,059,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 1,804,204 | $6,116,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 163,010 | $5,854,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 461,169 | $5,700,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 102,805 | $5,147,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 591,941 | $5,014,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 281,417 | $5,012,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 187,236 | $4,980,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 46,250 | $4,729,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 282,860 | $4,413,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 36,135 | $4,347,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 25,609 | $4,146,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 30,602 | $3,874,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 348,390 | $3,787,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 72,672 | $3,566,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 181,995 | $3,545,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,664 | $3,223,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 137,260 | $3,038,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 206,510 | $3,036,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 154,378 | $2,959,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 4,207,337 | $2,903,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 80,618 | $2,874,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 46,367 | $2,872,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 67,995 | $2,530,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 286,675 | $2,483,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 214,105 | $2,473,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 22,534 | $2,437,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 186,690 | $2,429,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,670 | $2,227,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,492 | $2,167,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,108,233 | $2,028,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 19,683 | $1,996,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 127,585 | $1,929,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 39,115 | $1,915,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 15,280 | $1,914,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 181,674 | $1,849,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 606,420 | $1,795,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,500 | $1,698,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 49,564 | $1,690,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,845 | $1,560,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 67,040 | $1,544,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,909 | $1,506,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,593 | $1,489,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10,985 | $1,481,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 85,400 | $1,465,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 93,279 | $1,455,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 10,733 | $1,402,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 29,510 | $1,400,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 20,400 | $1,351,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,333 | $1,345,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,983 | $1,300,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 124,061 | $1,222,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,448 | $1,185,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 28,000 | $1,182,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,227 | $1,156,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,034 | $1,122,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,213 | $1,111,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 56,750 | $1,099,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 57,706 | $1,004,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 31,311 | $985,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,562 | $980,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,782 | $964,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19,450 | $934,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 14,280 | $932,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,199 | $890,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,748 | $852,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,783 | $833,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 562,350 | $799,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 29,441 | $783,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,880 | $773,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,933 | $766,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,665 | $749,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 19,914 | $728,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,708 | $718,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,975 | $713,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,515 | $702,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,781 | $702,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,104 | $701,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,432 | $680,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,327 | $655,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,579 | $652,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,850 | $641,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,456 | $623,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 24,726 | $616,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 211,000 | $603,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,460 | $586,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 8,575 | $558,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,980 | $555,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 321,690 | $553,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,239 | $550,000 | thousands by filing date | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 16,135 | $549,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 11,938 | $531,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,830 | $523,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,750 | $522,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,682 | $512,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,040 | $503,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 6,400 | $500,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 16,076 | $479,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,537 | $470,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 11,370 | $455,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,536 | $454,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 8,030 | $452,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,400 | $446,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 9,578 | $436,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 11,295 | $430,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q274 | SHORT DURA CORE | 9,480 | $430,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,645 | $429,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 7,000 | $428,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,936 | $422,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 8,500 | $396,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,119 | $393,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,165 | $392,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 5,425 | $384,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,925 | $376,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,229 | $374,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 950 | $372,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,130 | $362,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 5,185 | $359,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 16,415 | $357,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 7,605 | $341,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,015 | $335,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 697 | $334,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,286 | $318,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,635 | $314,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 6,450 | $313,000 | thousands by filing date | |
| ENVIVA INC | 29415B103 | COM | 4,867 | $307,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,000 | $297,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,665 | $291,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,200 | $282,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 15,590 | $282,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,475 | $276,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,257 | $276,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,769 | $274,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 6,890 | $269,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 896 | $268,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,720 | $264,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 20,000 | $264,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 5,216 | $257,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,927 | $252,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 574,600 | $252,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,065 | $246,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,039 | $244,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,728 | $237,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 350,000 | $234,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 650 | $231,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,400 | $227,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 6,075 | $226,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,002 | $224,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 965 | $223,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,392 | $223,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,415 | $220,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,128 | $220,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,080 | $219,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 382 | $218,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 910 | $211,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 64,600 | $207,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 19,085 | $192,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 10,858 | $187,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 60,000 | $160,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 29,055 | $158,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,800 | $153,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 13,500 | $153,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 15,170 | $148,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,250 | $143,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 17,975 | $129,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,100 | $113,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 58,110 | $94,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 10,000 | $77,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 200,000 | $76,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 670,000 | $76,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 25,242 | $47,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 14,932 | $47,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 100,000 | $12,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 200,000 | $11,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 15,000 | $10,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 30,000 | $8,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 50,000 | $8,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 100,000 | $6,000 | thousands by filing date | call |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 30,000 | $5,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 100,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001766157-22-000005 | this filing | 2022-10-27 | acceptance time not in the bulk data set |