13F-HR filed by Sargent Investment Group, LLC
Sargent Investment Group, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-30, with 152 holding rows worth $261,785,000.
- Accession
- 0001766157-20-000002
- Filer
- CIK 1766157
- Filed
- 2020-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 152 entries on the cover page, a total value of $261,785,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $261,785,000 with VALUE read as thousands by filing date, 13F file number 028-19098. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANTARES PHARMA INC | 036642106 | COM | 3,757,920 | $17,662,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 80,675 | $16,625,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 448,947 | $14,402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE INC | 09260D107 | COM | 212,476 | $11,886,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 40,396 | $11,862,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELIXIS INC COM | 30161Q104 | Stock | 502,280 | $8,850,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 4,491 | $8,299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010L103 | COM | 389,093 | $7,257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVID BIOSERVICES INC | 05368M106 | COM | 894,082 | $6,858,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 226,753 | $6,809,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 36,139 | $5,699,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 503,760 | $5,622,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 102,700 | $5,179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 630,870 | $4,826,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOCK INC CL A | 852234103 | Stock | 75,599 | $4,729,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 54,051 | $4,695,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 181,325 | $4,303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 378,690 | $3,995,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 77,725 | $3,889,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 55,385 | $3,343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,454 | $3,281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 216,074 | $3,215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 69,900 | $2,702,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 125,375 | $2,638,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 17,423 | $2,541,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 92,242 | $2,417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 38,922 | $2,329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 69,732 | $2,272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 89,414 | $2,223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 18,425 | $2,190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 14,920 | $2,076,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 38,510 | $1,995,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 89,630 | $1,924,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 174,975 | $1,825,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 7,892 | $1,723,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 46,745 | $1,607,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 11,193 | $1,560,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,311 | $1,501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 26,890 | $1,488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 11,800 | $1,474,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 58,995 | $1,472,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 76,275 | $1,466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,257 | $1,464,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Costco Wholesale Corporation | 22160K105 | COM | 4,926 | $1,448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SLR INVESTMENT CORP | 83413U100 | COM | 69,100 | $1,425,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 5,749 | $1,302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 21,032 | $1,187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 64,255 | $1,157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 51,750 | $1,136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 230,525 | $1,088,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 15,557 | $1,086,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19,590 | $1,054,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 3,426 | $1,023,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 67,455 | $959,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adobe Inc | 00724F101 | COM | 2,900 | $956,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 13,281 | $955,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 9,720 | $904,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 2,753 | $897,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 232,005 | $893,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 27,431 | $866,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 9,226 | $856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 10,182 | $851,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 2,882 | $847,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 4,756 | $839,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 22,366 | $788,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE VALUE TRUST | 780910105 | COM | 52,700 | $778,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Salesforce.com, Inc | 79466L302 | COM | 4,700 | $764,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 26,025 | $758,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 18,010 | $758,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 56,490 | $758,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 565 | $757,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 5,310 | $726,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 28,348 | $723,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 5,785 | $697,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,606 | $692,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,000 | $689,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 67,500 | $676,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 18,393 | $663,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 180,070 | $655,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 8,910 | $647,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 7,985 | $638,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 11,506 | $610,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,000 | $606,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOETIS INC CL A | 98978V103 | Stock | 4,523 | $599,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuit Inc. | 461202103 | COM | 2,230 | $584,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 4,340 | $582,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 3,180 | $575,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 18,966 | $573,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 10,300 | $571,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 9,150 | $550,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 13,977 | $546,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 26,771 | $546,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,980 | $535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 8,090 | $528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHEIN HENRY INC | 806407102 | COM | 7,830 | $522,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Starbucks Corporation | 855244109 | COM | 5,792 | $509,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 4,080 | $508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 12,905 | $506,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 13,010 | $493,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287523 | COM | 1,850 | $465,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 20,745 | $455,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 16,630 | $439,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,212 | $428,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 16,547 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,485 | $403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIKE,Inc. Class B | 654106103 | COM | 3,954 | $401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| World Gold TR | 98149E204 | SPRD GLD Minis | 26,425 | $400,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 7,540 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 8,020 | $385,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,570 | $385,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 5,660 | $348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 4,627 | $344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,615 | $344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 10,837 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 23,000 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,845 | $308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,100 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,700 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,500 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 1,918 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,952 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,575 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,050 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Honeywell Technologies | 438516106 | COM | 1,452 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 3,009 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FISERV INC | 337738108 | COM | 2,157 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 2,761 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAUL CTRS INC COM | 804395101 | REIT | 4,475 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 6,930 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYCHEX INC | 704326107 | COM | 2,700 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 910 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 962 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Danaher Corporation | 235851102 | COM | 1,430 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corporation | 26441C204 | COM | 2,326 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,400 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 14,700 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 850 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,435 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 1,380 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARMAX INC COM | 143130102 | Stock | 2,314 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERSYS COM | 29275Y102 | Stock | 2,710 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 61,590 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDIWOUND LTD | M68830104 | ORD SHS | 60,500 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 24,000 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATOMERA INC | 04965B100 | COMMON STOCK | 51,050 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 62,850 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 55,850 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNEY J C INC | 708160106 | COM | 100,000 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002401 | COM NEW | 18,459 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 12,000 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,000 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 40,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001766157-20-000002 | this filing | 2020-01-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001766157-20-000004 | base | 2020-02-11 | acceptance time not in the bulk data set |