13F-HR filed by Atlas Wealth LLC
Atlas Wealth LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-07, with 223 holding rows worth $534,724,622.
- Accession
- 0001765380-23-000204
- Filer
- CIK 1964106
- Filed
- 2023-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 223 entries on the cover page, a total value of $534,724,622 stated on the cover page (in dollars after the unit check, H1), rows summing to $534,724,622 with VALUE read as dollars as filed, 13F file number 028-23016. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 3,425,252 | $44,459,765 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,373,433 | $22,853,925 | dollars as filed | |
| US BANCORP | 902973155 | Common Stock | 1,064,065 | $20,089,547 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 957,836 | $18,993,888 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,704,047 | $18,727,477 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 1,748,023 | $17,340,388 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 484,145 | $17,162,940 | dollars as filed | |
| BANK OF AMERICA CORPORATION PFD 1/1200SER2 NON-CUMULATIVE 3 | 060505625 | Preferred Stock | 810,723 | $17,106,255 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 370,209 | $15,230,398 | dollars as filed | |
| Apple Inc | 037833100 | COM | 86,927 | $14,882,692 | dollars as filed | |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 642,137 | $14,191,228 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 1,086,438 | $13,015,527 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 87,060 | $12,698,572 | dollars as filed | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 511,816 | $11,075,698 | dollars as filed | |
| FEDERATED HRMS PRIME CS OBL WS | 60934N625 | SHS | 10,376,068 | $10,376,068 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 815,921 | $9,823,689 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 1,213,637 | $9,709,096 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 29,132 | $9,198,498 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 564,690 | $8,848,692 | dollars as filed | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 388,131 | $8,550,526 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 893,578 | $8,533,670 | dollars as filed | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 787,159 | $8,509,189 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 467,865 | $8,033,242 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 542,642 | $7,862,883 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 879,966 | $7,074,927 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 48,434 | $6,386,023 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 608,075 | $6,299,657 | dollars as filed | |
| BANK OF AMERICA CORPORATION PFD1/1200 SR1 NON-CUMULATIVE 3 | 060505633 | Preferred Stock | 284,575 | $5,973,229 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 101,102 | $5,208,775 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 338,122 | $4,936,581 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 451,237 | $4,927,508 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 375,122 | $4,651,513 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 155,771 | $4,501,782 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,423 | $4,266,923 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 402,273 | $4,191,685 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 237,075 | $3,816,908 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 257,937 | $3,737,507 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 235,851 | $3,488,236 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 325,914 | $3,477,502 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 692,955 | $3,423,198 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 105,244 | $3,385,699 | dollars as filed | |
| METLIFE INC | 59156R504 | Common Stock | 133,262 | $3,081,017 | dollars as filed | |
| Westwood Quality Smallcap Fund | 90386K407 | Com | 159,333 | $2,958,814 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 23,218 | $2,951,472 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 62,930 | $2,624,181 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 18,702 | $2,623,891 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,094 | $2,578,430 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 176,669 | $2,545,800 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 313,327 | $2,180,756 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 58,961 | $2,014,108 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 149,983 | $1,997,774 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 279,629 | $1,940,625 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 39,947 | $1,890,281 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 35,705 | $1,764,898 | dollars as filed | |
| ANGEL OAK ULTRASHORT INCOME FUND CL I N/L | 03463K828 | Mutual Fund (Open End) - No Load | 181,317 | $1,747,898 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 108,626 | $1,719,550 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 210,760 | $1,635,498 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 21,970 | $1,617,651 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 131,613 | $1,550,401 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 122,430 | $1,450,796 | dollars as filed | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 70,519 | $1,416,022 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 46,868 | $1,405,103 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 156,587 | $1,296,540 | dollars as filed | |
| BANK AMERICA CORP | 060505583 | Common Stock | 62,428 | $1,296,005 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 89,832 | $1,197,461 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 88,626 | $1,174,295 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 8,183 | $1,159,449 | dollars as filed | |
| GOLDMAN SACHS GROUP INC PFD 1/ | 38144X609 | PREFERR | 52,946 | $1,145,751 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 15,413 | $1,129,156 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 38,907 | $1,098,345 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 156,104 | $1,073,996 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 10,591 | $1,063,627 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 120,898 | $1,053,082 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D879 | FT VEST RIS | 49,422 | $1,041,322 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 19,054 | $1,024,343 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 44,964 | $1,004,945 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,206 | $962,473 | dollars as filed | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 2,326 | $920,284 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 20,781 | $919,975 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 44,521 | $896,653 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 47,132 | $841,306 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 25,018 | $829,847 | dollars as filed | |
| BANK OF AMERICA CORPORATION PF | 060505591 | PREFERR | 38,566 | $813,743 | dollars as filed | |
| Janus Henderson Global | 47103X492 | MF | 137,081 | $785,476 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 28,529 | $763,513 | dollars as filed | |
| FEDERATED HERMES TRSY OBLIGATION FD INSTL CL IS M/M | 60934N500 | Money Market Funds - No Load | 759,772 | $759,772 | dollars as filed | |
| William Blair Emerging Markets Small Cap Growth I (BESIX) | 969251859 | Mutual Fund | 41,768 | $756,413 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 51,296 | $755,590 | dollars as filed | |
| First Eagle Small Cap Op Portunity I | 32008F234 | MF | 82,304 | $730,863 | dollars as filed | |
| MFS RESEARCH I | 552981706 | COM | 13,746 | $720,995 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 4,252 | $720,459 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 27,018 | $718,409 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 6,445 | $715,782 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 19,232 | $705,814 | dollars as filed | |
| TOUCHSTONE MID-CAP FUND CLASS Y | 89155H793 | Mutual Fund | 15,103 | $705,465 | dollars as filed | |
| INVESCO AMT-FREE MUNICIPAL INC Y | 001419183 | BOND FUNDS | 105,826 | $685,751 | dollars as filed | |
| FIMM TAX EXEMPT PORT FUND CL I M/M | 316176106 | Non-Taxable Mutual Fund - Money Market No Load | 670,121 | $670,121 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 12,693 | $670,063 | dollars as filed | |
| FIDELITY ADVISOR INTL SMALL CAP I | 315910679 | MFC | 22,990 | $663,734 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 26,961 | $658,388 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 76,608 | $657,297 | dollars as filed | |
| VanEck Emerging Markets Fund (EMRYX) | 921075370 | Mutual Fund | 48,099 | $617,106 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 19,262 | $610,605 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,827 | $592,611 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,691 | $592,357 | dollars as filed | |
| Federated Government Obligatio | 60934n104 | MFUND | 578,648 | $578,648 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,301 | $575,756 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 84,529 | $575,642 | dollars as filed | |
| TOUCHSTONE SANDS CPTL EMERG MKTS GR Y | 89154Q570 | Mutual Fund | 43,225 | $566,679 | dollars as filed | |
| VINEBROOK HOMES TRUST, INC CLASS A | 927902940 | Partnerships - AIG Comm in Passport | 9,141 | $563,346 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 7,827 | $546,481 | dollars as filed | |
| BLACKROCK 529 COLLEGE ADVNTGE GLOBAL ALLOCATION OPTION I N/L | 19452P198 | Non Taxable Mutual Fund - College Fund No Load | 27,845 | $531,281 | dollars as filed | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 11,025 | $526,499 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,960 | $518,206 | dollars as filed | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 24,011 | $509,033 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 63,138 | $482,374 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTAE TRUST R5.5 CUM PRF A NON-CUMULATIVE CALLABLE 07/30/2026 | 65340G304 | Preferred Stock | 33,094 | $475,230 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 8,964 | $470,520 | dollars as filed | |
| T ROWE PRICE INTERNATIONAL DISCOVERY | 77956H302 | Com | 8,139 | $470,120 | dollars as filed | |
| First Eagle Overseas Fund I | 32008F200 | ETF | 19,531 | $463,069 | dollars as filed | |
| AMER EUROPACIFIC GRWTH Cl F-2 | 29875E100 | IFD | 8,603 | $440,366 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 46,214 | $434,412 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,751 | $428,798 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 49,113 | $427,774 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 13,654 | $417,403 | dollars as filed | |
| NOMURA MID CAP INCOME OP | 46600B409 | MFA | 23,933 | $403,027 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 4,934 | $384,605 | dollars as filed | |
| Thornburg Funds Invmt Income B Uilder I | 885215467 | MF | 16,473 | $370,649 | dollars as filed | |
| AMERICAN GROWTH FUND OF AMERICA CLASS F2 | 399874825 | Mutual Fund | 6,237 | $369,818 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 27,228 | $367,578 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 38,375 | $366,098 | dollars as filed | |
| General Electric Company | 369604301 | COM | 3,301 | $364,926 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 810 | $352,690 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,182 | $337,037 | dollars as filed | |
| First Eagle Global I | 32008F606 | Mutual Fund | 5,391 | $330,657 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 24,969 | $311,363 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 7,460 | $309,602 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,151 | $303,219 | dollars as filed | |
| Metropolitan West Total Return Bond Fund | 592905509 | Mutual Fund | 34,580 | $299,117 | dollars as filed | |
| WASATCH SMALL CAP VALUE | 936793777 | EQUITY FUNDS | 32,198 | $297,511 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 19,615 | $294,617 | dollars as filed | |
| PUTNAM ULTRA SHORT DURAT ION INCOME Y | 74676P698 | SHS | 29,193 | $293,391 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,379 | $293,365 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,860 | $289,695 | dollars as filed | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 1,895 | $287,468 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 19,294 | $285,358 | dollars as filed | |
| MFS INTL DIVERSIFICATION I | 55273G298 | NTF EQUITY FUNDS | 13,095 | $278,262 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 35,210 | $272,878 | dollars as filed | |
| AMERICAN VA 529 CAPITAL WORLD GROWTH & INC FD CL F2 N/L | 140543752 | Non Taxable Mutual Fund - College Fund No Load | 4,935 | $271,237 | dollars as filed | |
| EATON VANCE SMID CAP | 277902698 | MUTUAL | 7,550 | $264,988 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,666 | $257,456 | dollars as filed | |
| ARBITRAGE FUND CL I N/L | 03875R205 | Alternative Mutual Fund (Open End) - No Load | 19,660 | $256,361 | dollars as filed | |
| INVESCO AMERICAN FRANCHISE Y | 00142J545 | NTF EQUITY FUNDS | 12,254 | $255,732 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 19,537 | $254,958 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,074 | $254,915 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 8,497 | $253,508 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 1,563 | $249,971 | dollars as filed | |
| BLACKROCK 529 COLLEGE ADVNTGE CAPITAL APPRECIATION OPT I N/L | 19452P297 | Non Taxable Mutual Fund - College Fund No Load | 5,107 | $249,050 | dollars as filed | |
| INVESTMENT CO AMER CL F-2 SHS | 461308827 | MUTUAL | 5,173 | $238,636 | dollars as filed | |
| TOUCHSTONE FOCUSED FUND CL Y N/L | 89154X229 | Mutual Fund (Open End) - No Load | 4,080 | $237,072 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 532 | $234,181 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 3,982 | $230,359 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 32,101 | $228,559 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,840 | $222,874 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 26,927 | $221,071 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,308 | $220,776 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 70,526 | $220,746 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 504 | $219,271 | dollars as filed | |
| AMERICAN VA 529 GLOBAL GROWTH FD CL F2 N/L | 02630R310 | Non Taxable Mutual Fund - College Fund No Load | 11,466 | $211,311 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 4,719 | $211,175 | dollars as filed | |
| BLACKROCK 529 COLLEGE ADVNTGE COLLEGE 2024 OPTCL I N/L | 19452P388 | Non Taxable Mutual Fund - College Fund No Load | 16,858 | $210,383 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 22,377 | $196,470 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 27,246 | $192,629 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 10,876 | $184,457 | dollars as filed | |
| GS FINANCE CORP. 5Y U.S. EQUITY ITM DIGITAL PLUS BARRIER NOTE | 40057FHR8 | Equity Linked Debt - No CPN and $1000 par | 200,000 | $175,835 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 36,656 | $174,849 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 10,312 | $170,148 | dollars as filed | |
| American Century Emerging Markets Fund (AMKIX) | 025086877 | Mutual Fund | 16,832 | $162,931 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 51,628 | $161,079 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 13,435 | $146,845 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,922 | $144,789 | dollars as filed | |
| INVESCO HIGH YIELD MUNICIPAL Y | 001419654 | BOND FUNDS | 18,143 | $144,417 | dollars as filed | |
| 529 AMERICAN BOND FUND OF AMERICA CLASS F2 | 097873749 | OPEN END - NO LOAD FUND 529 | 12,459 | $135,556 | dollars as filed | |
| FIRST TRUST MERGER ARBITRAGE FUND CLASS I | 46141T869 | Mutual Fund | 12,191 | $133,127 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 24,706 | $132,177 | dollars as filed | |
| BLACKROCK 529 COLLEGE ADVNTGE ENROLL OPTION CL I N/L | 19452P412 | Non Taxable Mutual Fund - College Fund No Load | 10,683 | $127,667 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 18,183 | $122,372 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 16,910 | $120,230 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 14,476 | $104,661 | dollars as filed | |
| FEDERATED HERMES KAUFMANN IS | 31421N873 | EQUITY FUNDS | 17,918 | $89,771 | dollars as filed | |
| BLACKROCK LARGE CAP FOCUS GROWTH FUND INSTL CL N/L | 09251P408 | Mutual Fund (Open End) - No Load | 13,765 | $84,514 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 13,312 | $78,008 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 19,627 | $75,760 | dollars as filed | |
| FOWLER CA UNI SCH DIST, GO BDS | 351136EU6 | Zero Coupon Municipal Bonds - non-taxable | 300,000 | $72,276 | dollars as filed | |
| FRANKLIN INCOME ADV | 353496847 | NTF BOND FUNDS | 29,911 | $65,205 | dollars as filed | |
| GNMA REMIC TRUST 2021-146 EA | 38382WB97 | CMOs | 140,000 | $64,334 | dollars as filed | |
| OHIO ST TPKE COMMN TPKE REV, REV BDS, INFRASTRUCTURE PROJ | 67760HKF7 | Zero Coupon Municipal Bonds - non-taxable | 100,000 | $57,312 | dollars as filed | |
| OHIO ST, INFRASTRUCTURE IMPT GO REF BDS | 677522CJ1 | General Obligations - non-taxable | 45,000 | $46,094 | dollars as filed | |
| HAMILTON CNTY OH SWR SYS REV, REF REV BDS, METRO SWR DIST GREATR CINCINAT | 407288ZF9 | Revenue Supported Bonds - non-taxable | 45,000 | $45,598 | dollars as filed | |
| CLEVELAND-CUYAHOGA CNTY OH PORT AUTH REV, DEV REV BDS, EUCLID AVENUE DEV | 186103HS9 | Revenue Supported Bonds - non-taxable | 45,000 | $45,302 | dollars as filed | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 13,475 | $36,329 | dollars as filed | |
| CINCINNATI OH CITY SCH DIST, SCH IMPT GO REF BDS | 172252A57 | General Obligations - non-taxable | 35,000 | $35,543 | dollars as filed | |
| LAKOTA OH LOC SCH DIST, REF BDS | 512804RB3 | General Obligations - non-taxable | 35,000 | $35,071 | dollars as filed | |
| NORTH TX TWY AUTH REV, SUB LIEN REV BDS, BUILD AMERICA BONDS DIRECT PAY | 66285WFT8 | Taxable Municipal Bonds | 29,000 | $31,383 | dollars as filed | |
| OHIO ST, COMMON SCHS GO REF BDS | 677522BW3 | General Obligations - non-taxable | 30,000 | $30,746 | dollars as filed | |
| REYNOLDSBURG OH CITY SCH DIST, GO ULTD TAX REF BDS | 761852GQ9 | General Obligations - non-taxable | 30,000 | $30,046 | dollars as filed | |
| GREENE CNTY OH UNIV HSG REV, REV BDS, CENTRAL ST UNIV, MARAUDER DEV LLC | 39465RBZ8 | Revenue Supported Bonds - non-taxable | 30,000 | $30,011 | dollars as filed | |
| BLACKROCK 529 COLLEGE ADVNTGE MONEY MARKET OPTION CL I M/M | 19452P123 | Non Taxable Mutual Fund - College Fund No Load | 29,630 | $29,630 | dollars as filed | |
| GENERAL ELECTRIC COMPANY | 36966TAJ1 | Corp Bonds - Non-Convert | 26,000 | $24,985 | dollars as filed | |
| GENERAL ELECTRIC COMPANY | 36966TJG8 | Corp Bonds - Non-Convert | 25,000 | $22,373 | dollars as filed | |
| UNITED STATES TREASURY NOTES | 91282CCA7 | U.S. Treasury Notes (Incl Ips) | 20,000 | $21,777 | dollars as filed | |
| PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED, COFINA | 74529JRH0 | Revenue Supported Bonds - non-taxable | 23,000 | $20,600 | dollars as filed | |
| FIMM MONEY MARKET PORT FUND INST CLASS M/M | 31607A109 | SHS | 16,520 | $16,520 | dollars as filed | |
| UPLAND CA UNI SCH DIST, ELECTION OF 2008 GO BDS | 91537PFE0 | Zero Coupon Municipal Bonds - non-taxable | 60,000 | $14,468 | dollars as filed | |
| PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINA | 74529JPX7 | Revenue Supported Bonds - non-taxable | 15,000 | $13,569 | dollars as filed | |
| PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINA | 74529JQG3 | Zero Coupon Municipal Bonds - non-taxable | 21,000 | $5,414 | dollars as filed | |
| METROPOLITAN PIER & EXPOSITION AUTH IL REV, BDS, MCCORMICK PLACE EXPANSION | 592250AR5 | Zero Coupon Municipal Bonds - non-taxable | 20,000 | $4,071 | dollars as filed | |
| FNMA REMIC TRUST 2005-109 GD | 31394UZA3 | CMOs | 25,000 | $3,869 | dollars as filed | |
| BLUE BIOFUELS INC COM | 09530q102 | COM | 24,300 | $3,594 | dollars as filed | |
| PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINA | 74529JQH1 | Zero Coupon Municipal Bonds - non-taxable | 17,000 | $3,149 | dollars as filed | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 26,620 | $2,249 | dollars as filed | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 47,583 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| NUVEEN INTER DUR QLTYXXXESC PEND POSS FUTR DISTR | 670ESC045 | STOK | 18,110 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001765380-23-000204 | this filing | 2023-11-07 | acceptance time not in the bulk data set |