13F-HR filed by Pine Valley Investments Ltd Liability Co
Pine Valley Investments Ltd Liability Co filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 318 holding rows worth $676,242,222.
- Accession
- 0001765380-23-000123
- Filer
- CIK 1975417
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 320 entries on the cover page, a total value of $676,242,222 stated on the cover page (in dollars after the unit check, H1), rows summing to $676,242,245 with VALUE read as dollars as filed, 13F file number 028-23263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 166,495 | $68,491,985 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 1,377,559 | $33,805,288 | dollars as filed | |
| Apple Inc | 037833100 | COM | 181,030 | $29,683,983 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 426,066 | $21,111,551 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 56,174 | $18,060,437 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 445,671 | $17,929,822 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 3,323,643 | $17,681,781 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 302,886 | $15,919,672 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 424,577 | $13,784,080 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 3,201,640 | $12,102,200 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 316,602 | $11,897,895 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 40,145 | $10,071,890 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 25,696 | $10,038,636 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 54,088 | $9,385,881 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 87,063 | $8,904,264 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 551,386 | $8,800,121 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 146,040 | $8,702,543 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 187,289 | $8,156,072 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 436,673 | $7,716,012 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 70,647 | $7,058,623 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 121,698 | $6,339,186 | dollars as filed | |
| BAHL & GAYNOR SMALL/MID CAP INCOME GROWTH ETF | 26922B832 | ETF | 273,511 | $6,197,764 | dollars as filed | |
| SPY | 78462F103 | SHS | 14,600 | $6,073,956 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 19,562 | $5,384,770 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 38,643 | $5,322,659 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 206,998 | $5,270,164 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 100,332 | $5,181,161 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 73,120 | $5,180,560 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 129,506 | $5,072,769 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 45,149 | $4,611,220 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 20,130 | $4,552,255 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 9,271 | $4,426,613 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 15,285 | $4,389,459 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 490,607 | $4,327,154 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 17,101 | $4,303,873 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 38,698 | $3,934,846 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,464 | $3,699,848 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 20,337 | $3,573,001 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 26,275 | $3,476,672 | dollars as filed | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 119,413 | $3,453,266 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 57,816 | $3,405,526 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 20,126 | $3,382,324 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 73,494 | $3,301,317 | dollars as filed | |
| SPY | 78462F103 | SHS | 7,800 | $3,279,632 | dollars as filed | put |
| Lockheed Martin Corporation | 539830109 | COM | 7,299 | $3,273,148 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 179,072 | $3,217,625 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 42,970 | $3,162,609 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 23,817 | $3,103,240 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,782 | $2,926,408 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 11,837 | $2,917,212 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 27,910 | $2,745,728 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 60,084 | $2,730,802 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 52,987 | $2,695,972 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,246 | $2,691,778 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 92,153 | $2,620,826 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 20,536 | $2,491,854 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,769 | $2,491,208 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 49,426 | $2,477,951 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 53,315 | $2,467,414 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 7,600 | $2,437,066 | dollars as filed | put |
| Costco Wholesale Corporation | 22160K105 | COM | 4,944 | $2,430,793 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 22,396 | $2,422,814 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 70,233 | $2,407,666 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 17,728 | $2,401,606 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 33,866 | $2,387,887 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 24,310 | $2,350,855 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 35,752 | $2,346,643 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 6,758 | $2,315,629 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 20,204 | $2,299,968 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 47,179 | $2,280,178 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 28,548 | $2,268,454 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 21,177 | $2,264,153 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 9,943 | $2,163,354 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 15,916 | $2,070,359 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 30,615 | $1,993,164 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 4,003 | $1,990,223 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 9,892 | $1,975,562 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,031 | $1,959,292 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,200 | $1,943,536 | dollars as filed | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,816 | $1,942,688 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 466,992 | $1,942,687 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 28,598 | $1,940,128 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 6,000 | $1,922,442 | dollars as filed | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 71,373 | $1,910,656 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 38,700 | $1,870,371 | dollars as filed | put |
| NextEra Energy,Inc. | 65339F101 | COM | 25,810 | $1,820,543 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 47,262 | $1,818,607 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 4,818 | $1,779,914 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 11,995 | $1,687,264 | dollars as filed | |
| Deere & Company | 244199105 | COM | 4,403 | $1,678,479 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,111 | $1,663,065 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 9,493 | $1,628,386 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 14,669 | $1,616,133 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 5,956 | $1,600,616 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 7,816 | $1,567,373 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,521 | $1,547,921 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 9,809 | $1,532,285 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 6,934 | $1,529,755 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 11,375 | $1,520,333 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 16,460 | $1,505,937 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 5,820 | $1,504,764 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 52,147 | $1,454,901 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 9,407 | $1,443,229 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 22,873 | $1,441,708 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 33,619 | $1,440,913 | dollars as filed | |
| VWO | 922042858 | SHS | 66,122 | $1,433,254 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 8,165 | $1,414,420 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,110 | $1,405,704 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 7,233 | $1,395,541 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 30,417 | $1,351,914 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 17,040 | $1,322,816 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 13,061 | $1,315,504 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 6,670 | $1,290,827 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 6,502 | $1,270,654 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 10,760 | $1,267,849 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 2,339 | $1,240,046 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 33,036 | $1,202,338 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,868 | $1,171,575 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 3,923 | $1,153,449 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 42,319 | $1,143,463 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,900 | $1,133,764 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 46,471 | $1,129,579 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,052 | $1,091,600 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 10,332 | $1,065,992 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 3,474 | $1,062,799 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 3,347 | $1,056,408 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 11,852 | $1,047,685 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 15,995 | $1,021,824 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 13,381 | $1,009,497 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 14,427 | $995,189 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,639 | $985,073 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,599 | $981,351 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 38,492 | $975,442 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 11,839 | $967,327 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 7,312 | $961,275 | dollars as filed | |
| Boeing Company | 097023105 | COM | 5,145 | $950,577 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 39,893 | $943,470 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 34,034 | $941,385 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 19,388 | $932,186 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 15,886 | $928,366 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 39,844 | $923,915 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 19,992 | $901,858 | dollars as filed | |
| IJH | 464287507 | COM | 4,149 | $887,244 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 3,202 | $877,740 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 28,828 | $849,562 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 21,264 | $830,255 | dollars as filed | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,706 | $813,034 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 5,539 | $772,343 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 44,899 | $758,345 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 18,579 | $751,893 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,435 | $750,586 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,000 | $736,000 | dollars as filed | call |
| Cisco Systems,Inc. | 17275R102 | COM | 27,201 | $735,827 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,588 | $734,037 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,636 | $732,307 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 6,817 | $716,891 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,000 | $699,374 | dollars as filed | put |
| AT&T Inc | 00206R102 | COM | 45,789 | $698,537 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,995 | $688,521 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 9,896 | $670,862 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 6,045 | $669,123 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,730 | $662,670 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 4,579 | $659,052 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 36,638 | $657,645 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,712 | $653,026 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 20,376 | $644,531 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,040 | $634,531 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L805 | RESH ENHNC VLU | 31,385 | $623,642 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,375 | $613,837 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 95,000 | $598,500 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 5,460 | $597,999 | dollars as filed | |
| Southern Company | 842587107 | COM | 7,986 | $593,562 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 6,361 | $588,462 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 48,401 | $579,473 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 12,833 | $560,433 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 101,800 | $541,576 | dollars as filed | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,203 | $538,838 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,710 | $536,075 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 7,245 | $526,621 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 10,307 | $526,542 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 14,000 | $524,616 | dollars as filed | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,779 | $493,590 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 13,379 | $478,747 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 30,499 | $476,706 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 782 | $462,328 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 9,992 | $459,351 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,229 | $457,093 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 3,344 | $455,105 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,597 | $452,749 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,344 | $448,493 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 10,193 | $445,518 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,889 | $442,835 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 3,421 | $432,831 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,640 | $405,906 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 13,308 | $398,714 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,651 | $397,639 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,952 | $386,719 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 20,000 | $378,894 | dollars as filed | put |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,422 | $376,690 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,846 | $376,124 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 3,296 | $360,056 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 21,454 | $353,699 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,913 | $353,247 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,850 | $351,338 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 18,261 | $346,777 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,532 | $342,746 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,963 | $339,297 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,127 | $335,026 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 2,225 | $334,905 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 15,455 | $334,447 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 4,049 | $329,564 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,539 | $328,294 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 12,988 | $327,558 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 5,861 | $321,315 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,003 | $318,949 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 774 | $317,038 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,769 | $310,978 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,254 | $304,633 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 9,477 | $301,263 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,568 | $299,407 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 2,643 | $299,124 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 10,584 | $294,447 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,533 | $293,429 | dollars as filed | |
| VGT | 92204A702 | SHS | 750 | $287,915 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,000 | $285,090 | dollars as filed | call |
| Uber Technologies | 90353T100 | COM | 7,677 | $283,141 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,503 | $277,922 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 13,983 | $277,424 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,919 | $272,941 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,919 | $271,999 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,196 | $270,282 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,699 | $264,184 | dollars as filed | |
| Intel Corp | 458140100 | COM | 18,009 | $264,136 | dollars as filed | |
| VTI | 922908769 | COM | 1,287 | $262,740 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 777 | $261,194 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 1,638 | $255,807 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 23,511 | $255,800 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,437 | $254,246 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 5,977 | $252,822 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 7,893 | $252,723 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 836 | $249,684 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 5,200 | $248,090 | dollars as filed | call |
| MODERNA INC | 60770K107 | COM | 2,521 | $243,596 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 3,130 | $241,478 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,272 | $240,049 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,186 | $235,571 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 799 | $235,058 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 4,145 | $233,381 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,831 | $232,894 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 242 | $230,738 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,426 | $230,521 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 4,587 | $230,303 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 6,817 | $227,811 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 935 | $225,919 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,181 | $225,061 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,500 | $224,266 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 4,699 | $223,842 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,645 | $222,082 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,036 | $220,707 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,000 | $219,946 | dollars as filed | call |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 9,504 | $218,967 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 7,530 | $218,582 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,376 | $218,525 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,473 | $216,962 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 16,465 | $216,190 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,727 | $214,536 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 18,900 | $213,570 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 10,165 | $213,161 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,905 | $212,875 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 2,005 | $212,655 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,415 | $211,092 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,197 | $208,883 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 2,748 | $208,768 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 4,825 | $206,739 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,623 | $206,072 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,109 | $205,271 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 8,407 | $204,963 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 9,421 | $204,396 | dollars as filed | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 68,100 | $203,619 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,319 | $200,212 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 30,000 | $159,600 | dollars as filed | put |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 31,500 | $159,595 | dollars as filed | call |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,041 | $150,379 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 15,000 | $135,150 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 22,501 | $132,923 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 14,000 | $126,140 | dollars as filed | call |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 160,000 | $121,312 | dollars as filed | call |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 33,500 | $100,165 | dollars as filed | call |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 44,420 | $89,729 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 15,614 | $88,844 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 10,402 | $86,025 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 10,533 | $84,464 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 10,549 | $76,797 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 10,000 | $70,600 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 96,800 | $67,670 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 83,300 | $63,159 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 13,235 | $60,782 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 13,000 | $54,080 | dollars as filed | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 31,000 | $41,230 | dollars as filed | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 40,200 | $25,326 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 11,506 | $22,171 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 27,408 | $20,715 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 12,520 | $19,031 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,750 | $11,516 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12,041 | $10,716 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 92,475 | $10,589 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 20,000 | $8,666 | dollars as filed | |
| MOBIQUITY TECHNOLOGIES INC | 60743F508 | COM | 26,575 | $7,208 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 16,800 | $6,631 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 20,000 | $1,862 | dollars as filed | |
| Revelation Biosciences Inc W Exp 01/10/202 | 76135L119 | SPAC Combination | 43,865 | $786 | dollars as filed | |
| U S GLOBAL INVS INC | 902952100 | CL A | 52,600 | $370 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CANO HEALTH INC | 13781Y103 | COM | 30,200 | $210 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 15,400 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 27,750 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 13,451 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| EZCORP INC | 302301106 | CL A NON VTG | 10,200 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 23,300 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001765380-23-000123 | this filing | 2023-05-15 | acceptance time not in the bulk data set |