13F-HR filed by Atlas Wealth LLC
Atlas Wealth LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-09, with 233 holding rows worth $509,455,859.
- Accession
- 0001765380-23-000115
- Filer
- CIK 1964106
- Filed
- 2023-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 233 entries on the cover page, a total value of $509,455,859 stated on the cover page (in dollars after the unit check, H1), rows summing to $509,455,859 with VALUE read as dollars as filed, 13F file number 028-23016. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 3,405,052 | $41,814,033 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,316,821 | $20,476,567 | dollars as filed | |
| BANK OF AMERICA CORPORATION PFD 1/1200SER2 NON-CUMULATIVE 3 | 060505625 | Preferred Stock | 827,733 | $17,365,838 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 480,284 | $16,705,814 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,551,559 | $16,524,103 | dollars as filed | |
| US BANCORP | 902973155 | Common Stock | 839,037 | $16,042,387 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 1,488,183 | $14,956,239 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 377,803 | $14,700,315 | dollars as filed | |
| Apple Inc | 037833100 | COM | 88,242 | $14,551,029 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 1,102,411 | $14,298,271 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 961,082 | $14,031,797 | dollars as filed | |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 631,710 | $13,089,031 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 84,713 | $12,595,976 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 1,300,828 | $11,759,485 | dollars as filed | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 510,164 | $10,575,700 | dollars as filed | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 794,607 | $8,947,275 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 716,140 | $8,830,006 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 29,248 | $8,432,262 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 550,525 | $8,334,949 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 940,076 | $8,263,268 | dollars as filed | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 385,371 | $8,011,863 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 701,377 | $7,659,037 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 602,133 | $7,011,357 | dollars as filed | |
| BANK OF AMERICA CORPORATION PFD1/1200 SR1 NON-CUMULATIVE 3 | 060505633 | Preferred Stock | 290,739 | $6,088,947 | dollars as filed | |
| METLIFE INC | 59156R504 | Common Stock | 237,102 | $5,654,883 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 108,976 | $5,232,515 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 332,889 | $5,196,397 | dollars as filed | |
| FEDERATED HRMS PRIME CS OBL WS | 60934N625 | SHS | 5,179,483 | $5,179,483 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 48,929 | $5,088,616 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 273,349 | $4,819,143 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 474,144 | $4,760,406 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 159,563 | $4,691,152 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 235,812 | $4,235,184 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,785 | $3,881,283 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 366,745 | $3,817,815 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 243,814 | $3,805,937 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 255,584 | $3,787,755 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 232,870 | $3,688,661 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 111,524 | $3,556,500 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 661,773 | $3,434,602 | dollars as filed | |
| Westwood Quality Smallcap Fund | 90386K407 | Com | 169,105 | $3,170,716 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 195,563 | $3,134,875 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,349 | $3,083,003 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 210,151 | $2,940,012 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 170,548 | $2,849,857 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 25,471 | $2,630,900 | dollars as filed | |
| Janus Henderson Global | 47103X492 | MF | 407,169 | $2,504,089 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 19,002 | $2,490,972 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 286,321 | $2,299,158 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 60,325 | $2,295,970 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 191,682 | $2,123,472 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 51,373 | $2,096,018 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 62,431 | $2,079,577 | dollars as filed | |
| VanEck Emerging Markets Fund (EMRYX) | 921075370 | Mutual Fund | 159,983 | $2,041,378 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 256,842 | $2,014,977 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 38,821 | $1,858,739 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 92,205 | $1,855,165 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 243,094 | $1,842,653 | dollars as filed | |
| ANGEL OAK ULTRASHORT INCOME FUND CL I N/L | 03463K828 | Mutual Fund (Open End) - No Load | 189,188 | $1,810,528 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 265,984 | $1,747,515 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 21,626 | $1,577,400 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 178,046 | $1,561,463 | dollars as filed | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 65,914 | $1,398,695 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 27,738 | $1,302,299 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 46,533 | $1,254,530 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 88,004 | $1,249,657 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 34,827 | $1,235,314 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 65,780 | $1,208,346 | dollars as filed | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 11,961 | $1,188,601 | dollars as filed | |
| FIDELITY ADVISOR INTL SMALL CAP I | 315910679 | MFC | 40,526 | $1,183,773 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 8,183 | $1,183,425 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 21,704 | $1,134,577 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 42,135 | $1,122,927 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 15,453 | $1,095,309 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 39,889 | $1,035,710 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 10,481 | $977,561 | dollars as filed | |
| GOLDMAN SACHS GROUP INC PFD 1/ | 38144X609 | PREFERR | 47,800 | $966,516 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 92,645 | $961,655 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 21,671 | $955,786 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 7,177 | $915,642 | dollars as filed | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 2,327 | $881,981 | dollars as filed | |
| FIRST TRUST MERGER ARBITRAGE FUND CLASS I | 46141T869 | Mutual Fund | 81,340 | $876,032 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 43,497 | $846,452 | dollars as filed | |
| First Eagle Small Cap Op Portunity I | 32008F234 | MF | 92,178 | $832,365 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 26,961 | $827,703 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 15,381 | $813,501 | dollars as filed | |
| FEDERATED HERMES TRSY OBLIGATION FD INSTL CL IS M/M | 60934N500 | Money Market Funds - No Load | 812,033 | $812,033 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 63,819 | $810,501 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 4,361 | $795,010 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 41,269 | $794,428 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 18,247 | $790,883 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 29,539 | $784,260 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 75,458 | $761,371 | dollars as filed | |
| Thornburg Funds Invmt Income B Uilder I | 885215467 | MF | 34,013 | $759,505 | dollars as filed | |
| William Blair Emerging Markets Small Cap Growth I (BESIX) | 969251859 | Mutual Fund | 43,548 | $750,333 | dollars as filed | |
| CALAMOS INVT TR NEW MKT NEUTRA | 128119880 | COM | 52,298 | $741,057 | dollars as filed | |
| INVESCO AMT-FREE MUNICIPAL INC Y | 001419183 | BOND FUNDS | 103,800 | $716,220 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,360 | $712,118 | dollars as filed | |
| BLACKROCK 529 COLLEGE ADVNTGE GLOBAL ALLOCATION OPTION I N/L | 19452P198 | Non Taxable Mutual Fund - College Fund No Load | 36,636 | $709,280 | dollars as filed | |
| BANK AMERICA CORP | 060505583 | Common Stock | 33,762 | $688,070 | dollars as filed | |
| MFS RESEARCH I | 552981706 | COM | 13,414 | $673,534 | dollars as filed | |
| TOUCHSTONE MID-CAP FUND CLASS Y | 89155H793 | Mutual Fund | 15,339 | $672,771 | dollars as filed | |
| TOUCHSTONE SANDS CPTL EMERG MKTS GR Y | 89154Q570 | Mutual Fund | 49,124 | $655,809 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,093 | $647,320 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 19,982 | $617,644 | dollars as filed | |
| ARBITRAGE FUND CL I N/L | 03875R205 | Alternative Mutual Fund (Open End) - No Load | 48,353 | $616,021 | dollars as filed | |
| T ROWE PRICE INTERNATIONAL DISCOVERY | 77956H302 | Com | 9,856 | $592,827 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 7,927 | $589,055 | dollars as filed | |
| VINEBROOK HOMES TRUST, INC CLASS A | 927902940 | Partnerships - AIG Comm in Passport | 9,141 | $576,234 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 7,714 | $571,299 | dollars as filed | |
| MFS INTL DIVERSIFICATION I | 55273G298 | NTF EQUITY FUNDS | 25,722 | $559,719 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,751 | $533,666 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 10,096 | $532,059 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,691 | $522,130 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 62,392 | $494,769 | dollars as filed | |
| First Eagle Overseas Fund I | 32008F200 | ETF | 19,531 | $480,451 | dollars as filed | |
| WASATCH SMALL CAP VALUE | 936793777 | EQUITY FUNDS | 55,420 | $477,163 | dollars as filed | |
| AMER EUROPACIFIC GRWTH Cl F-2 | 29875E100 | IFD | 8,301 | $445,913 | dollars as filed | |
| Federated Government Obligatio | 60934n104 | MFUND | 439,182 | $439,182 | dollars as filed | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 9,091 | $431,823 | dollars as filed | |
| NOMURA MID CAP INCOME OP | 46600B409 | MFA | 24,642 | $425,563 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 29,940 | $420,358 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 31,316 | $419,634 | dollars as filed | |
| AMERICAN VA 529 CAPITAL WORLD GROWTH & INC FD CL F2 N/L | 140543752 | Non Taxable Mutual Fund - College Fund No Load | 7,680 | $419,113 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,960 | $410,771 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,618 | $405,756 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 13,802 | $401,362 | dollars as filed | |
| BANK OF AMERICA CORPORATION PF | 060505591 | PREFERR | 18,088 | $394,138 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 37,641 | $379,045 | dollars as filed | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 19,597 | $377,242 | dollars as filed | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 2,050 | $376,134 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 810 | $372,446 | dollars as filed | |
| First Eagle Global I | 32008F606 | Mutual Fund | 5,862 | $362,178 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 21,139 | $357,883 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 45,037 | $345,884 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 75,745 | $342,367 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 46,823 | $341,340 | dollars as filed | |
| AMERICAN GROWTH FUND OF AMERICA CLASS F2 | 399874825 | Mutual Fund | 6,168 | $338,304 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,074 | $326,385 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 101,214 | $324,897 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 23,208 | $323,984 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,151 | $321,831 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 72,883 | $320,685 | dollars as filed | |
| General Electric Company | 369604301 | COM | 3,300 | $315,480 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTAE TRUST R5.5 CUM PRF A NON-CUMULATIVE CALLABLE 07/30/2026 | 65340G304 | Preferred Stock | 19,567 | $310,528 | dollars as filed | |
| BLACKROCK 529 COLLEGE ADVNTGE CAPITAL APPRECIATION OPT I N/L | 19452P297 | Non Taxable Mutual Fund - College Fund No Load | 6,977 | $308,597 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,242 | $301,247 | dollars as filed | |
| FIDELITY ADVISOR NEW INSIGHTS I | 316071604 | EQUITY FUNDS | 10,186 | $294,370 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 22,700 | $287,723 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 10,224 | $281,978 | dollars as filed | |
| Metropolitan West Total Return Bond Fund | 592905509 | Mutual Fund | 29,636 | $275,020 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,840 | $266,150 | dollars as filed | |
| TOUCHSTONE FOCUSED FUND CL Y N/L | 89154X229 | Mutual Fund (Open End) - No Load | 4,723 | $262,522 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,245 | $258,288 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,379 | $255,115 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 46,648 | $250,033 | dollars as filed | |
| BANK OF HOPE LOS ANGELES, CA | 062683GT8 | Certificates of Deposit (CDs) | 250,000 | $249,813 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 532 | $245,635 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 800 | $243,160 | dollars as filed | |
| INVESTMENT CO AMER CL F-2 SHS | 461308827 | MUTUAL | 5,553 | $242,550 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,755 | $240,071 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,308 | $234,041 | dollars as filed | |
| INVESCO AMERICAN FRANCHISE Y | 00142J545 | NTF EQUITY FUNDS | 12,254 | $233,799 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 4,719 | $232,977 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 3,982 | $232,867 | dollars as filed | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 18,110 | $231,265 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 1,563 | $230,464 | dollars as filed | |
| American Century Emerging Markets Fund (AMKIX) | 025086877 | Mutual Fund | 22,281 | $225,925 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 30,321 | $224,072 | dollars as filed | |
| AMERICAN VA 529 GLOBAL GROWTH FD CL F2 N/L | 02630R310 | Non Taxable Mutual Fund - College Fund No Load | 12,269 | $222,436 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 15,131 | $217,281 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 5,240 | $213,058 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 23,142 | $212,675 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,727 | $202,823 | dollars as filed | |
| ROWE T PRICE SMALL-CAP VAL F | 77957Q103 | CAP STK | 4,169 | $200,003 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 24,732 | $193,157 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 12,500 | $193,125 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 32,863 | $179,761 | dollars as filed | |
| GOLDMAN SACHS GROUP, INC. 8Y MOMENTUM BUILDER INDEX MARKET | 38147QXD3 | Equity Linked Debt - No CPN and $1000 par | 125,000 | $179,407 | dollars as filed | |
| GS FINANCE CORP. 5Y U.S. EQUITY ITM DIGITAL PLUS BARRIER NOTE | 40057FHR8 | Equity Linked Debt - No CPN and $1000 par | 200,000 | $172,484 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 26,747 | $170,111 | dollars as filed | |
| GABELLI ABC FUND CL AAA N/L | 36239V108 | Alternative Mutual Fund (Open End) - No Load | 16,228 | $166,664 | dollars as filed | |
| GOLDMAN SACHS GROUP, INC. 8Y MOMENTUM BUILDER INDEX MARKET | 38147QZQ2 | Equity Linked Debt - No CPN and $1000 par | 113,000 | $166,575 | dollars as filed | |
| INVESCO HIGH YIELD MUNICIPAL Y | 001419654 | BOND FUNDS | 17,673 | $153,398 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 22,199 | $153,395 | dollars as filed | |
| BLACKROCK 529 COLLEGE ADVNTGE COLLEGE 2024 OPTCL I N/L | 19452P388 | Non Taxable Mutual Fund - College Fund No Load | 10,695 | $132,515 | dollars as filed | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 10,351 | $131,561 | dollars as filed | |
| NOMURA NATIONAL HY MUNI BOND FUND I | 24610H302 | DVHIX | 11,526 | $115,265 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 10,765 | $96,885 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 11,051 | $93,339 | dollars as filed | |
| FOWLER CA UNI SCH DIST, GO BDS | 351136EU6 | Zero Coupon Municipal Bonds - non-taxable | 300,000 | $91,806 | dollars as filed | |
| HSBC USA INC. 6Y DJ INDUSTRIAL ACCELERATED BARRIER NOTE | 40435FCX3 | Equity Linked Debt - No CPN and $1000 par | 50,000 | $91,305 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 10,365 | $89,346 | dollars as filed | |
| FEDERATED HERMES KAUFMANN IS | 31421N873 | EQUITY FUNDS | 17,918 | $88,696 | dollars as filed | |
| GNMA REMIC TRUST 2021-146 EA | 38382WB97 | CMOs | 140,000 | $79,718 | dollars as filed | |
| BLACKROCK LARGE CAP FOCUS GROWTH FUND INSTL CL N/L | 09251P408 | Mutual Fund (Open End) - No Load | 13,258 | $74,111 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 13,312 | $66,826 | dollars as filed | |
| FRANKLIN INCOME ADV | 353496847 | NTF BOND FUNDS | 27,450 | $62,586 | dollars as filed | |
| OHIO ST TPKE COMMN TPKE REV, REV BDS, INFRASTRUCTURE PROJ | 67760HKF7 | Zero Coupon Municipal Bonds - non-taxable | 100,000 | $62,182 | dollars as filed | |
| FIMM MONEY MARKET PORT FUND INST CLASS M/M | 31607A109 | SHS | 61,000 | $61,000 | dollars as filed | |
| US TREASURY BILL23U S T BILL DUE 04/06/23 | 912796YN3 | TREASURY BILLS | 50,000 | $49,981 | dollars as filed | |
| OHIO ST, INFRASTRUCTURE IMPT GO REF BDS | 677522CJ1 | General Obligations - non-taxable | 45,000 | $47,743 | dollars as filed | |
| HAMILTON CNTY OH SWR SYS REV, REF REV BDS, METRO SWR DIST GREATR CINCINAT | 407288ZF9 | Revenue Supported Bonds - non-taxable | 45,000 | $46,762 | dollars as filed | |
| CLEVELAND-CUYAHOGA CNTY OH PORT AUTH REV, DEV REV BDS, EUCLID AVENUE DEV | 186103HS9 | Revenue Supported Bonds - non-taxable | 45,000 | $46,221 | dollars as filed | |
| COLUMBUS OHIO, GO BDS | 199492EC9 | General Obligations - non-taxable | 45,000 | $45,261 | dollars as filed | |
| OHIO ST, GO BDS | 677522BM5 | General Obligations - non-taxable | 45,000 | $45,000 | dollars as filed | |
| CINCINNATI OH CITY SCH DIST, SCH IMPT GO REF BDS | 172252A57 | General Obligations - non-taxable | 35,000 | $36,564 | dollars as filed | |
| LAKOTA OH LOC SCH DIST, REF BDS | 512804RB3 | General Obligations - non-taxable | 35,000 | $35,605 | dollars as filed | |
| NORTH TX TWY AUTH REV, SUB LIEN REV BDS, BUILD AMERICA BONDS DIRECT PAY | 66285WFT8 | Taxable Municipal Bonds | 29,000 | $32,128 | dollars as filed | |
| OHIO ST, COMMON SCHS GO REF BDS | 677522BW3 | General Obligations - non-taxable | 30,000 | $31,863 | dollars as filed | |
| REYNOLDSBURG OH CITY SCH DIST, GO ULTD TAX REF BDS | 761852GQ9 | General Obligations - non-taxable | 30,000 | $30,460 | dollars as filed | |
| GREENE CNTY OH UNIV HSG REV, REV BDS, CENTRAL ST UNIV, MARAUDER DEV LLC | 39465RBZ8 | Revenue Supported Bonds - non-taxable | 30,000 | $28,541 | dollars as filed | |
| GENERAL ELECTRIC COMPANY | 36966TAJ1 | Corp Bonds - Non-Convert | 26,000 | $25,216 | dollars as filed | |
| OHIO ST UNIV GENL RCPTS, GENL RCPTS BDS | 677632A27 | Revenue Supported Bonds - non-taxable | 25,000 | $25,046 | dollars as filed | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 13,475 | $24,834 | dollars as filed | |
| GENERAL ELECTRIC COMPANY | 36966TJG8 | Corp Bonds - Non-Convert | 25,000 | $23,629 | dollars as filed | |
| UNITED STATES TREASURY NOTES | 91282CCA7 | U.S. Treasury Notes (Incl Ips) | 20,000 | $21,888 | dollars as filed | |
| PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED, COFINA | 74529JRH0 | Revenue Supported Bonds - non-taxable | 23,000 | $20,931 | dollars as filed | |
| UPLAND CA UNI SCH DIST, ELECTION OF 2008 GO BDS | 91537PFE0 | Zero Coupon Municipal Bonds - non-taxable | 60,000 | $17,785 | dollars as filed | |
| GREENSBORO NC ENTERPRISE SYS REV, COMBINED ENTERPRISE REV BDS | 395468KM2 | Revenue Supported Bonds - non-taxable | 15,000 | $16,623 | dollars as filed | |
| KITSAP CNTY WA SCH DIST NO 401 CENTRAL KITSAP, ULTD TAX GO BDS | 498098SC7 | General Obligations - non-taxable | 15,000 | $16,421 | dollars as filed | |
| MOUNTAIN VIEW LOS ALTOS CA UN HIGH SCH DIST, GO BDS | 624454LR3 | General Obligations - non-taxable | 15,000 | $16,380 | dollars as filed | |
| CHARLOTTE NC ARPT REV, AIRPORT REV BDS | 161036MD7 | Revenue Supported Bonds - non-taxable | 15,000 | $16,264 | dollars as filed | |
| GOODYEAR AZ PUB IMPT CORP MUN FACILITIES REV, REV REF BDS | 382512ES6 | Revenue Supported Bonds - non-taxable | 15,000 | $16,216 | dollars as filed | |
| CALIFORNIA ST, VAR PURP GO BDS | 13063CVM9 | General Obligations - non-taxable | 15,000 | $15,886 | dollars as filed | |
| PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINA | 74529JPX7 | Revenue Supported Bonds - non-taxable | 15,000 | $14,125 | dollars as filed | |
| PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINA | 74529JQG3 | Zero Coupon Municipal Bonds - non-taxable | 21,000 | $5,488 | dollars as filed | |
| FNMA REMIC TRUST 2005-109 GD | 31394UZA3 | CMOs | 25,000 | $5,297 | dollars as filed | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 26,620 | $4,392 | dollars as filed | |
| METROPOLITAN PIER & EXPOSITION AUTH IL REV, BDS, MCCORMICK PLACE EXPANSION | 592250AR5 | Zero Coupon Municipal Bonds - non-taxable | 20,000 | $4,378 | dollars as filed | |
| BLUE BIOFUELS INC COM | 09530q102 | COM | 24,300 | $4,027 | dollars as filed | |
| PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINA | 74529JQH1 | Zero Coupon Municipal Bonds - non-taxable | 17,000 | $3,287 | dollars as filed | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 48,794 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001765380-23-000115 | this filing | 2023-05-09 | acceptance time not in the bulk data set |