13F-HR filed by 9258 Wealth Management, LLC
9258 Wealth Management, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-07, with 183 holding rows worth $128,246,000.
- Accession
- 0001765380-19-000106
- Filer
- CIK 1766506
- Filed
- 2019-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 183 entries on the cover page, a total value of $128,246,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $128,246,000 with VALUE read as thousands by filing date, 13F file number 028-19122. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Oracle Corporation | 68389X105 | COM | 87,459 | $4,813,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 38,006 | $4,727,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 27,761 | $3,860,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 53,821 | $2,978,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,133 | $2,717,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 37,583 | $2,409,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 19,610 | $2,350,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,034 | $2,096,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,284 | $1,964,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 204,884 | $1,881,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,018 | $1,814,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 23,205 | $1,806,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,929 | $1,757,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 34,162 | $1,670,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 55,144 | $1,609,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 100,723 | $1,469,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 33,587 | $1,439,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 17,707 | $1,426,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 22,980 | $1,403,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 32,531 | $1,387,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 23,117 | $1,385,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 27,638 | $1,379,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 83,034 | $1,314,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 15,471 | $1,276,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 46,362 | $1,263,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,611 | $1,257,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 76,120 | $1,206,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 114,912 | $1,197,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 642 | $1,114,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 17,811 | $1,082,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 11,886 | $1,071,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 28,071 | $1,062,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 21,088 | $1,042,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,684 | $1,037,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 47,983 | $1,032,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,382 | $1,009,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,847 | $978,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 117,553 | $977,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,158 | $968,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 90,458 | $949,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 74,473 | $947,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 35,556 | $917,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 116,611 | $912,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 17,905 | $908,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 23,647 | $898,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,645 | $896,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,404 | $878,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 38,641 | $869,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,177 | $866,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 9,481 | $841,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 93,370 | $835,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 59,855 | $824,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 22,621 | $813,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,135 | $799,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 85,220 | $793,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 44,421 | $792,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,132 | $746,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 12,118 | $744,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 14,739 | $743,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 11,471 | $723,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,308 | $719,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,781 | $714,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 6,129 | $695,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,482 | $693,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 56,189 | $689,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,287 | $683,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 554 | $677,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 22,300 | $668,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 44,128 | $658,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 60,818 | $634,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 14,829 | $633,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 14,002 | $631,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,803 | $608,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,567 | $596,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,310 | $591,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,521 | $589,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,348 | $585,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 10,830 | $570,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,496 | $561,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 36,164 | $543,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 10,429 | $516,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 10,441 | $512,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,711 | $512,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,708 | $511,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 10,557 | $498,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 39,140 | $494,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 5,430 | $492,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,773 | $481,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 30,428 | $476,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 28,079 | $470,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,011 | $466,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,476 | $458,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15,750 | $457,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,584 | $457,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 9,495 | $455,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,928 | $449,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,145 | $446,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 9,655 | $445,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,998 | $442,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 59,155 | $442,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,654 | $441,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,667 | $438,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 5,530 | $437,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,958 | $435,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,569 | $433,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 46,754 | $430,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,702 | $425,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 52,879 | $412,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,443 | $399,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 14,039 | $399,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 29,518 | $392,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 14,070 | $383,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 9,675 | $379,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 19,268 | $363,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 24,921 | $360,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,472 | $358,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,715 | $358,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 17,258 | $354,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 16,480 | $340,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 36,973 | $340,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,481 | $339,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,139 | $334,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,508 | $334,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,965 | $331,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5,450 | $322,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 3,000 | $322,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,551 | $316,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,083 | $309,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,730 | $308,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 33,750 | $307,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,760 | $303,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,320 | $302,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,183 | $299,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,420 | $289,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,415 | $285,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,584 | $279,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,353 | $278,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,812 | $272,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,955 | $272,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,664 | $270,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,009 | $267,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 913 | $263,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,959 | $261,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,561 | $254,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,077 | $252,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,687 | $236,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 21,577 | $232,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,936 | $229,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,507 | $227,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 64,032 | $222,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,269 | $220,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 14,710 | $220,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 859 | $217,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,125 | $211,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 18,579 | $208,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,630 | $206,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 770 | $206,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,709 | $206,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,995 | $206,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 21,709 | $190,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 35,000 | $183,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 30,000 | $182,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 11,375 | $182,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 16,045 | $180,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 10,997 | $179,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 18,827 | $171,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 29,771 | $164,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 17,028 | $157,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,978 | $156,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 25,238 | $155,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 13,166 | $110,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 75,226 | $106,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,636 | $105,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 13,805 | $101,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 12,028 | $97,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 18,584 | $85,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 30,000 | $85,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 29,194 | $59,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 13,051 | $43,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 11,296 | $42,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 40,000 | $40,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 29,723 | $37,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 10,346 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001765380-19-000106 | this filing | 2019-11-07 | acceptance time not in the bulk data set |