13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-09, with 355 holding rows worth $491,094,000.
- Accession
- 0001765380-19-000060
- Filer
- CIK 1559789
- Filed
- 2019-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 355 entries on the cover page, a total value of $491,094,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $491,904,000 with VALUE read as thousands by filing date, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 62,925 | $17,906,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 99,471 | $11,843,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 34,568 | $9,765,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 85,958 | $8,944,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 214,899 | $8,783,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 61,088 | $8,539,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 122,888 | $8,414,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 226,532 | $8,280,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 68,944 | $8,131,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 95,120 | $7,666,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 243,110 | $7,624,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 86,475 | $7,334,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 65,032 | $7,130,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 157,429 | $6,757,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 34,932 | $6,635,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 40,187 | $6,286,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 119,453 | $6,245,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 69,683 | $5,836,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 73,085 | $5,639,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 66,717 | $5,310,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 122,222 | $5,194,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 48,129 | $5,180,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 25,561 | $4,854,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 31,935 | $4,834,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 54,544 | $4,740,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 101,138 | $4,295,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 47,574 | $4,282,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 36,339 | $4,035,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 72,534 | $3,741,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 69,150 | $3,686,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 26,391 | $3,666,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 68,007 | $3,652,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 70,774 | $3,603,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 39,518 | $3,599,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 107,751 | $3,555,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 60,761 | $3,555,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 95,486 | $3,553,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 28,416 | $3,500,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 60,999 | $3,437,000 | thousands by filing date | |
| IJH | 464287507 | COM | 18,055 | $3,420,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 30,190 | $3,357,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 53,363 | $3,342,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 40,543 | $3,276,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,758 | $3,131,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 49,425 | $3,049,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 51,863 | $2,978,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 60,618 | $2,841,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 94,038 | $2,828,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 17,179 | $2,756,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,685 | $2,750,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 18,947 | $2,705,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 23,451 | $2,558,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 23,592 | $2,545,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 49,141 | $2,543,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 48,917 | $2,499,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,758 | $2,460,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 18,525 | $2,388,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 17,575 | $2,381,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 14,983 | $2,373,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 14,607 | $2,333,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 45,179 | $2,259,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 14,764 | $2,256,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 27,191 | $2,256,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 62,543 | $2,250,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 13,934 | $2,240,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 41,592 | $2,234,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 87,191 | $2,191,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 17,815 | $2,174,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 45,251 | $2,161,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,034 | $2,151,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 11,930 | $2,143,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 35,258 | $2,143,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 18,020 | $2,135,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 10,103 | $2,099,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 52,702 | $2,090,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 21,203 | $2,068,000 | thousands by filing date | |
| VTI | 922908769 | COM | 14,182 | $2,052,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 19,707 | $2,048,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 20,978 | $2,038,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 34,516 | $2,030,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 17,200 | $2,019,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 25,265 | $2,014,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 32,960 | $1,949,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,122 | $1,920,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 23,802 | $1,863,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,627 | $1,849,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 36,193 | $1,825,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 21,221 | $1,823,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 41,304 | $1,766,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 124,458 | $1,746,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 19,001 | $1,743,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 26,306 | $1,736,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 25,894 | $1,728,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 35,792 | $1,723,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 12,119 | $1,718,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 28,811 | $1,655,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,773 | $1,640,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 20,373 | $1,635,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,328 | $1,633,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 17,399 | $1,623,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 9,255 | $1,595,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 12,520 | $1,551,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 13,100 | $1,533,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 14,091 | $1,509,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 27,472 | $1,506,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 11,083 | $1,504,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 56,780 | $1,448,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 15,226 | $1,412,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 16,119 | $1,394,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5,873 | $1,388,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 12,012 | $1,387,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 24,072 | $1,383,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 13,034 | $1,357,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,800 | $1,356,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 46,490 | $1,267,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 44,590 | $1,230,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,074 | $1,222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 14,420 | $1,188,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 24,436 | $1,130,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 44,741 | $1,129,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 9,136 | $1,121,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 25,745 | $1,087,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 16,190 | $1,081,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,012 | $1,074,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 30,234 | $1,066,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 21,535 | $1,048,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 9,454 | $1,045,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 12,078 | $1,035,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 20,272 | $1,016,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 26,485 | $1,002,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 34,645 | $986,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 35,365 | $921,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,383 | $909,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 18,695 | $906,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 33,326 | $896,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 16,169 | $873,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,827 | $867,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 18,464 | $846,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 39,193 | $824,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,537 | $815,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 21,148 | $810,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 14,354 | $801,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 23,724 | $795,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 17,885 | $763,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 12,928 | $754,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 19,290 | $742,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 28,846 | $727,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 72,363 | $723,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 9,427 | $720,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,628 | $718,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 23,489 | $711,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 8,934 | $705,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 13,521 | $699,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 37,687 | $686,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 7,158 | $684,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 15,677 | $679,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 12,171 | $662,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 21,965 | $658,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 6,753 | $654,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 16,357 | $653,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 30,012 | $651,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 3,275 | $646,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5,005 | $644,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 43,966 | $638,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 34,480 | $630,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,270 | $628,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,411 | $626,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,269 | $623,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,544 | $607,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,318 | $600,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 40,330 | $599,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,769 | $597,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 9,972 | $594,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 11,457 | $592,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 11,656 | $577,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 474 | $557,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 17,864 | $548,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 12,412 | $538,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 12,814 | $535,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 6,287 | $529,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 52,339 | $525,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 22,003 | $519,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,982 | $518,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 28,901 | $510,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 16,300 | $510,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 56,878 | $499,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 14,524 | $484,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,385 | $483,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,233 | $479,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 6,604 | $476,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,615 | $467,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,885 | $466,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 8,806 | $461,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 10,405 | $456,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,207 | $443,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 7,049 | $442,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 14,592 | $441,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 8,206 | $439,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 10,198 | $433,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,135 | $425,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 5,585 | $418,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 18,713 | $415,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 13,726 | $414,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,276 | $413,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 9,325 | $413,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,667 | $406,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 9,600 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,307 | $403,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,735 | $399,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 7,247 | $391,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,649 | $388,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,131 | $387,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,025 | $385,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 25,358 | $382,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,905 | $371,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,950 | $370,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 14,825 | $367,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 12,994 | $367,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 11,951 | $362,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,984 | $360,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 7,975 | $355,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,378 | $350,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,117 | $346,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 193,450 | $346,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,895 | $345,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 16,650 | $342,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 6,553 | $340,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,279 | $340,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 13,874 | $338,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,453 | $337,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 17,249 | $336,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 55,231 | $334,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 16,658 | $333,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,698 | $329,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,313 | $326,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 35,811 | $324,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 450 | $320,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 9,908 | $318,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,573 | $313,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 14,377 | $309,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 9,159 | $308,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 24,064 | $305,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,040 | $301,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 15,172 | $299,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,390 | $295,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 13,800 | $295,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 13,844 | $293,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,418 | $292,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,856 | $280,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 2,078 | $280,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,358 | $278,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,414 | $278,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,474 | $277,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 8,295 | $273,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,487 | $271,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,411 | $270,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,459 | $266,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,928 | $263,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,343 | $262,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 11,149 | $261,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,946 | $260,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 10,228 | $256,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,600 | $254,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 12,107 | $249,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,023 | $248,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,286 | $243,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,799 | $243,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,158 | $243,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,947 | $243,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 3,800 | $241,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,020 | $239,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,313 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 18,417 | $238,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 11,473 | $234,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 197 | $231,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 753 | $228,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 3,742 | $227,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,424 | $226,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,003 | $223,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,969 | $222,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,872 | $221,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 728 | $219,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,822 | $219,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,148 | $215,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 7,364 | $214,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 419 | $213,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 586 | $209,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,622 | $209,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,580 | $205,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,752 | $205,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 7,378 | $205,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,829 | $204,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,903 | $204,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 3,072 | $201,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 8,472 | $201,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,300 | $200,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,500 | $190,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 11,307 | $189,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 28,150 | $184,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 16,714 | $167,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,183 | $163,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 8,487 | $160,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 14,744 | $147,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 12,806 | $142,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 500 | $140,000 | thousands by filing date | put |
| TCW CONV SECS FD INC | 872340104 | COM | 24,860 | $137,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 16,940 | $127,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,551 | $117,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 34,560 | $95,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 15,000 | $89,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 900 | $88,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 400 | $64,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 500 | $59,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 700 | $59,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 300 | $57,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 700 | $56,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 200 | $56,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 600 | $55,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 328 | $50,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 400 | $49,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 600 | $48,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 300 | $48,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 500 | $48,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 900 | $45,000 | thousands by filing date | call |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 400 | $44,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 300 | $42,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 400 | $42,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 200 | $42,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 700 | $41,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 600 | $41,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 800 | $40,000 | thousands by filing date | call |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 12,000 | $40,000 | thousands by filing date | principal |
| Boston Scientific Corporation | 101137107 | COM | 1,000 | $38,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 900 | $38,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 800 | $37,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 300 | $37,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 300 | $37,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 400 | $36,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 37,000 | $36,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 400 | $34,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 500 | $33,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 600 | $32,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 24,600 | $32,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 14,300 | $31,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 900 | $28,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 600 | $26,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 600 | $25,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 400 | $23,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 22,153 | $22,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 16,000 | $16,000 | thousands by filing date | principal |
| UNITI GROUP INC | 91325V108 | COM | 1,379 | $15,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 790 | $14,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 1,300 | $13,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 14,046 | $13,000 | thousands by filing date | principal |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001765380-19-000060 | this filing | 2019-05-09 | acceptance time not in the bulk data set |