13F-HR filed by Kozak & Associates, Inc.
Kozak & Associates, Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-16, with 338 holding rows worth $169,306,000.
- Accession
- 0001764970-21-000004
- Filer
- CIK 1764970
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 336 entries on the cover page, a total value of $169,306,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,153,000 with VALUE read as thousands by filing date, 13F file number 028-21058. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 112,994 | $52,817,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 85,123 | $33,590,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 77,484 | $15,597,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 35,835 | $5,375,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,114 | $4,743,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 704 | $2,496,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,428 | $2,230,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,597 | $1,764,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,546 | $1,598,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,192 | $1,555,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 16,242 | $1,421,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,584 | $1,389,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,735 | $1,384,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 437 | $1,306,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,133 | $1,204,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,181 | $1,134,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,055 | $1,073,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,249 | $1,041,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,318 | $1,033,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 541 | $896,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 6,076 | $868,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 11,000 | $842,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,065 | $775,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,171 | $739,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,986 | $735,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,102 | $731,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,059 | $699,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,529 | $669,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,049 | $663,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,263 | $645,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 676 | $644,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,282 | $624,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,088 | $617,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,712 | $606,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,521 | $588,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,306 | $582,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 192 | $570,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,416 | $560,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,273 | $515,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 800 | $495,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,646 | $485,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,782 | $460,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,859 | $451,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,959 | $425,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,896 | $419,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,015 | $419,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 3,855 | $411,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,118 | $404,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,672 | $372,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,066 | $363,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,156 | $357,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 735 | $356,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 5,149 | $331,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,543 | $328,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,877 | $315,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,049 | $303,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,650 | $298,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,349 | $297,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,089 | $295,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,689 | $287,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,413 | $286,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,204 | $283,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,898 | $276,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 759 | $274,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,348 | $274,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 394 | $269,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,794 | $261,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 12,158 | $254,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,149 | $248,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,829 | $237,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,466 | $232,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,111 | $230,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 746 | $228,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 565 | $227,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,432 | $223,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 938 | $220,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 784 | $213,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,178 | $199,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,687 | $197,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,702 | $197,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 440 | $191,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 575 | $188,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 1,441 | $181,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,700 | $170,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,014 | $169,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,164 | $169,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,091 | $160,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 6,400 | $151,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 680 | $147,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,555 | $146,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 137 | $139,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,922 | $139,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,738 | $138,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 816 | $137,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 561 | $137,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,488 | $133,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 3,204 | $132,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,032 | $123,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 67 | $123,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,557 | $120,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,464 | $119,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,037 | $118,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 317 | $117,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 206 | $117,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 2,767 | $116,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,213 | $116,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 7,711 | $114,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,014 | $113,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 941 | $110,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 499 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 335 | $107,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 400 | $105,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,882 | $104,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 327 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 341 | $95,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,911 | $94,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 793 | $93,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,757 | $92,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,045 | $89,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 4,646 | $88,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,460 | $87,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,390 | $86,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 915 | $82,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 799 | $80,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 737 | $78,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 292 | $76,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 449 | $74,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 3,255 | $74,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,484 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,018 | $73,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 317 | $71,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,097 | $70,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 426 | $70,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 290 | $69,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 120 | $68,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 108 | $68,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 354 | $67,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 276 | $67,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 923 | $67,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 379 | $65,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,112 | $64,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 3,295 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 500 | $61,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 973 | $60,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,475 | $60,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 283 | $59,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 349 | $58,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 287 | $56,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 317 | $55,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 629 | $55,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 116 | $54,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,182 | $53,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 764 | $53,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 216 | $51,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,033 | $50,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 443 | $50,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,300 | $50,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 361 | $49,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 649 | $49,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 159 | $48,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 284 | $47,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,237 | $47,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 488 | $47,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 934 | $46,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 197 | $46,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 599 | $46,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 152 | $45,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 388 | $45,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,348 | $45,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 229 | $44,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 120 | $43,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 233 | $43,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 237 | $42,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 236 | $41,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 408 | $39,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 458 | $38,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 575 | $38,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 111 | $37,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 142 | $37,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 383 | $36,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 254 | $35,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 99 | $35,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 569 | $34,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 165 | $34,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 251 | $33,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 2,084 | $33,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 792 | $32,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 539 | $31,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 921 | $30,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 131 | $30,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 124 | $29,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 183 | $27,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 100 | $27,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,105 | $27,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 577 | $25,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 1,137 | $25,000 | thousands by filing date | |
| VTI | 922908769 | COM | 97 | $24,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 629 | $24,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 266 | $24,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 792 | $23,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 130 | $22,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 2,326 | $22,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 326 | $21,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 449 | $21,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 179 | $20,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 723 | $20,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 60 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 647 | $20,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 405 | $20,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 367 | $19,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 255 | $19,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 2,423 | $19,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 442 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 462 | $18,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 61 | $18,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 342 | $18,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 330 | $17,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 224 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 235 | $16,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 867 | $15,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 38 | $14,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 140 | $14,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 645 | $14,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 201 | $13,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 47 | $13,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 249 | $13,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,922 | $13,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 243 | $12,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 202 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 144 | $12,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 164 | $12,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 73 | $11,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 212 | $11,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 161 | $11,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 50 | $11,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 336 | $11,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 100 | $11,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 204 | $11,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 106 | $11,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 111 | $10,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 436 | $10,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 90 | $10,000 | thousands by filing date | |
| RH | 74967X103 | COM | 15 | $10,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 840 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 107 | $10,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 33 | $9,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 14 | $9,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 98 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 66 | $9,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 352 | $9,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 102 | $9,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 10,000 | $9,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 18 | $8,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 64 | $8,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 28 | $8,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 124 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 60 | $8,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 115 | $7,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 80 | $7,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 42 | $7,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 147 | $7,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 239 | $7,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 43 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 92 | $7,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 230 | $7,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 102 | $7,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 103 | $6,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 51 | $6,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 52 | $6,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 67 | $6,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 88 | $6,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 56 | $6,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 65 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 65 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 57 | $6,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 456 | $6,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 90 | $6,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 407 | $6,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 467 | $6,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 332 | $5,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 230 | $5,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 1,205 | $5,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 84 | $4,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 220 | $4,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 67 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 63 | $4,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 91 | $4,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 15 | $4,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 953 | $4,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 46 | $3,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 103 | $3,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 51 | $3,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 52 | $3,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 18 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 57 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 90 | $3,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 50 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 106 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 48 | $3,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 173 | $3,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 44 | $3,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7 | $2,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10 | $2,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 13 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 53 | $2,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 9 | $2,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 21 | $2,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 20 | $2,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 26 | $2,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 64 | $2,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 15 | $2,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 103 | $2,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 399 | $2,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 3 | $1,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 130 | $1,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 16 | $1,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 16 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 15 | $1,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 87 | $1,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 16 | $1,000 | thousands by filing date | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 28 | $1,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 24 | $1,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 140 | $1,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 35 | $1,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AES CORP COM | 00130H105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOVER CORP COM | 260003108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ECOLAB INC COM | 278865100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHAKE SHACK INC | 819047101 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 485 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001764970-21-000004 | this filing | 2021-11-16 | acceptance time not in the bulk data set |