13F-HR filed by Kozak & Associates, Inc.
Kozak & Associates, Inc. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-22, with 70 holding rows worth $129,382,000 by the sum of the rows.
- Accession
- 0001764970-21-000003
- Filer
- CIK 1764970
- Filed
- 2021-02-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 64 entries on the cover page, a total value of $122,144,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,382,000 with VALUE read as thousands by filing date, 13F file number 028-21058. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $122,144,000, 6% less than the sum of the rows, $129,382,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 109,957 | $42,631,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 82,391 | $27,301,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 59,818 | $9,357,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 79,100 | $9,232,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 36,080 | $4,934,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,651 | $3,064,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 577 | $1,934,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,289 | $1,261,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 16,181 | $1,260,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,592 | $1,194,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 20,432 | $1,021,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,478 | $970,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,838 | $960,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,517 | $943,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,843 | $923,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,303 | $915,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,576 | $857,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,061 | $698,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 530 | $683,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 324 | $680,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,110 | $662,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,023 | $643,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,721 | $611,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,513 | $604,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,293 | $585,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,059 | $552,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,057 | $521,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 45,666 | $521,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,032 | $508,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,233 | $486,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,799 | $485,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,753 | $484,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,521 | $474,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,453 | $455,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,146 | $446,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,877 | $434,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 585 | $425,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 5,857 | $415,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,317 | $409,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 800 | $402,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 183 | $382,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,979 | $382,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,354 | $357,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,183 | $347,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,027 | $346,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,773 | $335,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,621 | $331,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,459 | $330,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,769 | $328,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 735 | $319,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,178 | $318,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,646 | $315,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,355 | $297,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,085 | $294,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,429 | $290,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,820 | $285,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 992 | $267,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,006 | $265,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,650 | $258,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,362 | $255,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,319 | $244,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,699 | $225,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,342 | $220,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 11,806 | $214,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 784 | $208,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 670 | $207,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,660 | $206,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,076 | $206,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 350 | $206,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,602 | $205,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001764970-21-000003 | this filing | 2021-02-22 | acceptance time not in the bulk data set |