13F-HR filed by Geneos Wealth Management Inc.
Geneos Wealth Management Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2021-09-07, with 2,560 holding rows worth $1,799,219,000.
- Accession
- 0001764754-21-000022
- Filer
- CIK 1764754
- Filed
- 2021-09-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 2,561 entries on the cover page, a total value of $1,799,219,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,797,953,000 with VALUE read as thousands by filing date, 13F file number 028-21259. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MKS INC. COM | 55306N104 | Stock | 248 | $26,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 704 | $26,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,436 | $26,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,000 | $26,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,325 | $26,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 73 | $26,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 867 | $26,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 17,750 | $26,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 780 | $26,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 762 | $26,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,925 | $26,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 1,300 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 597 | $26,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 689 | $26,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 251 | $25,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 211 | $25,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 806 | $25,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 224 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 358 | $25,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 950 | $25,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,023 | $25,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 2,231 | $25,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 2,100 | $25,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 5,024 | $25,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,926 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 4,062 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 288 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 885 | $25,000 | thousands by filing date | |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 1,200 | $25,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 790 | $25,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 4,628 | $25,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 3,140 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 937 | $24,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,039 | $24,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 897 | $24,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,000 | $24,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 800 | $24,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 127 | $24,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 300 | $24,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 412 | $24,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 2,905 | $24,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 144 | $24,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,596 | $24,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 274 | $24,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,932 | $24,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 3,515 | $24,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 600 | $24,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 852 | $24,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,629 | $24,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 30,500 | $24,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 432 | $23,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,000 | $23,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,598 | $23,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 681 | $23,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 200 | $23,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 282 | $23,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,347 | $23,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,370 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 448 | $23,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,710 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 676 | $23,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 100 | $23,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 4,006 | $23,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,300 | $23,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 1,284 | $23,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 425 | $23,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,450 | $23,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 689 | $23,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 250 | $22,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 239 | $22,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 615 | $22,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,000 | $22,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 58 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,000 | $22,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 320 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 620 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 725 | $22,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 376 | $22,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 414 | $22,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,648 | $22,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,866 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,577 | $22,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 320 | $22,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 434 | $22,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 9,216 | $22,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,250 | $22,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 312 | $21,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 437 | $21,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 114 | $21,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 820 | $21,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 337 | $21,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 431 | $21,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 760 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 1,425 | $21,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,754 | $21,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 75 | $21,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,748 | $21,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 485 | $21,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,703 | $21,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 526 | $21,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 450 | $21,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,600 | $21,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 360 | $21,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 1,000 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 650 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 225 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 655 | $21,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 200 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 545 | $20,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,735 | $20,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 450 | $20,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 600 | $20,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 941 | $20,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 620 | $20,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 7,079 | $20,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 6,009 | $20,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,000 | $20,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 274 | $20,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,570 | $20,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 310 | $20,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 350 | $20,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,772 | $20,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 491 | $20,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 2,434 | $20,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 300 | $20,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 100 | $20,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 625 | $20,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 1,187 | $20,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,800 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 600 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 1,500 | $20,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 750 | $20,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 305 | $19,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 366 | $19,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,247 | $19,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,804 | $19,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 700 | $19,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 417 | $19,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 2,000 | $19,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,100 | $19,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 452 | $19,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,720 | $19,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,429 | $19,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 700 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 664 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 185 | $19,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 500 | $19,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 610 | $19,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,750 | $19,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,500 | $19,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 902 | $19,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 4,210 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 300 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 567 | $19,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 450 | $18,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 317 | $18,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 61 | $18,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 85 | $18,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 376 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 644 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 1,568 | $18,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 200 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 330 | $18,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 3,200 | $18,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 844 | $18,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 2,548 | $18,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 400 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 731 | $18,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 37 | $18,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 917 | $18,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,189 | $18,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 2,043 | $18,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1,511 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 494 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 375 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 600 | $18,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 3,140 | $18,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 855 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 528 | $18,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 976 | $17,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 60 | $17,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 391 | $17,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,630 | $17,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,064 | $17,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 410 | $17,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 242 | $17,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 776 | $17,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 942 | $17,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,575 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 250 | $17,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,100 | $17,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,316 | $17,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 2,506 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 500 | $17,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 2,147 | $17,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 550 | $17,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 2,400 | $17,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 2,257 | $17,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,450 | $17,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 1,200 | $17,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 2,487 | $17,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 446 | $17,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 600 | $17,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,990 | $17,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 100 | $17,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 808 | $17,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 3,885 | $17,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,190 | $17,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 934 | $17,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 2,819 | $17,000 | thousands by filing date | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 600 | $16,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 140 | $16,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 303 | $16,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 6,280 | $16,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 232 | $16,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 200 | $16,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 850 | $16,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 3,000 | $16,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,154 | $16,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 650 | $16,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 682 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 145 | $16,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 1,333 | $16,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,000 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 141 | $16,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 4,400 | $16,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 709 | $16,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 125 | $16,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 948 | $16,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 3,000 | $16,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,440 | $16,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 525 | $16,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 1,347 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 994 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 271 | $16,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 1,939 | $16,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,093 | $15,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 750 | $15,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 112 | $15,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 700 | $15,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 62 | $15,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 205 | $15,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 2,144 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,170 | $15,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 400 | $15,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,684 | $15,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 812 | $15,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 100 | $15,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 1,000 | $15,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,115 | $15,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,950 | $15,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,120 | $15,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 840 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 300 | $15,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 300 | $15,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 696 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,003 | $15,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 2,100 | $15,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 2,646 | $15,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,879 | $15,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 900 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,204 | $14,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 439 | $14,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 238 | $14,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 300 | $14,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 559 | $14,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 100 | $14,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 182 | $14,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 131 | $14,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 64 | $14,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 479 | $14,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 300 | $14,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,216 | $14,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 4,942 | $14,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 567 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 470 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 984 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 375 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 530 | $14,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,250 | $14,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,500 | $14,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,050 | $14,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 731 | $14,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,000 | $14,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 701 | $14,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 302 | $14,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 723 | $14,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 256 | $13,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 157 | $13,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,151 | $13,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 700 | $13,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 459 | $13,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 320 | $13,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 100 | $13,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,000 | $13,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 445 | $13,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 400 | $13,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 200 | $13,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,838 | $13,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 293 | $13,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 608 | $13,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,000 | $13,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 337 | $13,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 266 | $13,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 350 | $13,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 883 | $13,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,214 | $13,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 383 | $13,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 985 | $13,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 792 | $13,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 825 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 300 | $13,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 333 | $13,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 600 | $13,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,115 | $13,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,000 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 200 | $13,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 3,400 | $13,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 800 | $13,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 600 | $13,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 12,000 | $13,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,681 | $13,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 400 | $13,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 8,320 | $13,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 5,423 | $13,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 9,652 | $13,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 225 | $12,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 200 | $12,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 334 | $12,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,905 | $12,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 300 | $12,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 160 | $12,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 300 | $12,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 200 | $12,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 881 | $12,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 257 | $12,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,581 | $12,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 1,434 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 400 | $12,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,159 | $12,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 838 | $12,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 150 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 214 | $12,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 126 | $12,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 827 | $12,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,284 | $12,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 351 | $12,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,350 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,000 | $12,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,150 | $12,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 534 | $12,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 403 | $12,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,360 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 437 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 359 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 200 | $12,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 300 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 500 | $12,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 400 | $12,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 500 | $12,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 225 | $12,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 200 | $11,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 68 | $11,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 495 | $11,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 920 | $11,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 100 | $11,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 112 | $11,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 109 | $11,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 300 | $11,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 839 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 101 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 333 | $11,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,125 | $11,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 50 | $11,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 249 | $11,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 511 | $11,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 775 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 103 | $11,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 75 | $11,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 495 | $11,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 250 | $11,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,066 | $11,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,450 | $11,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 608 | $11,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 245 | $11,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 300 | $11,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,270 | $11,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 630 | $11,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 800 | $11,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,235 | $11,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 500 | $11,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 359 | $11,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 370 | $11,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 5,300 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 540 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 217 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 155 | $11,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 2,477 | $11,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 960 | $11,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 6,100 | $11,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 1,600 | $11,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 1,052 | $11,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 889 | $11,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,936 | $10,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 53 | $10,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 75 | $10,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 250 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 375 | $10,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 100 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 256 | $10,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 330 | $10,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 400 | $10,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 1,000 | $10,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 5,054 | $10,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,460 | $10,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 2,462 | $10,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 320 | $10,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 980 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 410 | $10,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 671 | $10,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,215 | $10,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 432 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 300 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 200 | $10,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,742 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 200 | $10,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 1,400 | $10,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 151 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 400 | $10,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,070 | $10,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 625 | $10,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,300 | $10,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 620 | $10,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 3,272 | $10,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 188 | $9,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 122 | $9,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 386 | $9,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 142 | $9,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 600 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 195 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 163 | $9,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 52 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 215 | $9,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 500 | $9,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 885 | $9,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 400 | $9,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,000 | $9,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 321 | $9,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,800 | $9,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,500 | $9,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 850 | $9,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,795 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 280 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 300 | $9,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 500 | $9,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 900 | $9,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,389 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 100 | $9,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 706 | $9,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 450 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 200 | $9,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 895 | $9,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,000 | $9,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 5,000 | $9,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 420 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 400 | $9,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 105 | $8,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 347 | $8,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 200 | $8,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,481 | $8,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,145 | $8,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 27 | $8,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 130 | $8,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 60 | $8,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 54 | $8,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 861 | $8,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 235 | $8,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 400 | $8,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,000 | $8,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,000 | $8,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 569 | $8,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 809 | $8,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,547 | $8,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 80 | $8,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 111 | $8,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 100 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 105 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 500 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 429 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 500 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 300 | $8,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 6,288 | $8,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 630 | $8,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1,000 | $8,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 100 | $8,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 255 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 292 | $8,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 250 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001764754-21-000022 | this filing | 2021-09-07 | acceptance time not in the bulk data set |