13F-HR filed by Geneos Wealth Management Inc.
Geneos Wealth Management Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2021-09-07, with 2,468 holding rows worth $1,489,775,000.
- Accession
- 0001764754-21-000021
- Filer
- CIK 1764754
- Filed
- 2021-09-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 2,468 entries on the cover page, a total value of $1,489,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,488,580,000 with VALUE read as thousands by filing date, 13F file number 028-21259. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNOVIVA INC | 45781M101 | COM | 1,925 | $21,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 650 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 288 | $21,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,400 | $21,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 432 | $20,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,039 | $20,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 547 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 1,425 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 448 | $20,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,754 | $20,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 2,548 | $20,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 3,445 | $20,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 4,400 | $20,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,703 | $20,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 250 | $20,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 422 | $20,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,648 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 881 | $20,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 851 | $20,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 434 | $20,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 689 | $20,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 3,407 | $20,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 248 | $19,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 800 | $19,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 681 | $19,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,370 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,000 | $19,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 6,009 | $19,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,246 | $19,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,720 | $19,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 320 | $19,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 274 | $19,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,691 | $19,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 209 | $19,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 3,200 | $19,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 300 | $19,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 100 | $19,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 4,006 | $19,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 450 | $19,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 610 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,000 | $19,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 2,043 | $19,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 1,000 | $19,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,879 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 545 | $18,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 437 | $18,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 410 | $18,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 450 | $18,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 760 | $18,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 200 | $18,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,570 | $18,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 2,506 | $18,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 950 | $18,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 801 | $18,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 500 | $18,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 762 | $18,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 116 | $18,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,500 | $18,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 1,152 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 650 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,577 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 500 | $18,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 1,762 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 1,500 | $18,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 5,423 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 312 | $17,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 38 | $17,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 305 | $17,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 330 | $17,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 615 | $17,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,803 | $17,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 58 | $17,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,527 | $17,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 75 | $17,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 61 | $17,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,100 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 374 | $17,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,429 | $17,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 400 | $17,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 75 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 825 | $17,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 1,013 | $17,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 550 | $17,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 300 | $17,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 414 | $17,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 450 | $17,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,750 | $17,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 995 | $17,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 803 | $17,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1,511 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 400 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 225 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 600 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 567 | $17,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 689 | $17,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 8,320 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 526 | $17,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 400 | $16,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,000 | $16,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 500 | $16,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 300 | $16,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 114 | $16,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,154 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,339 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 676 | $16,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 940 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 664 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 185 | $16,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 491 | $16,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 800 | $16,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 2,257 | $16,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,450 | $16,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 446 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 300 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 435 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 600 | $16,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 330 | $16,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 934 | $16,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 855 | $16,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 60 | $15,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,000 | $15,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,638 | $15,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,575 | $15,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 650 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 452 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 330 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 250 | $15,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 310 | $15,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 350 | $15,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 844 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 730 | $15,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,189 | $15,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 1,200 | $15,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 772 | $15,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,120 | $15,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 811 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 4,053 | $15,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 902 | $15,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 1,267 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,171 | $15,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 9,216 | $15,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 30,500 | $15,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 97 | $14,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 225 | $14,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 6,280 | $14,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 325 | $14,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 391 | $14,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,586 | $14,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 163 | $14,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 2,905 | $14,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 205 | $14,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 2,144 | $14,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 5,308 | $14,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 500 | $14,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,316 | $14,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 365 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 500 | $14,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,115 | $14,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 2,400 | $14,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,240 | $14,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 2,231 | $14,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 840 | $14,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 100 | $14,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,597 | $14,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 3,885 | $14,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 696 | $14,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,000 | $14,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,190 | $14,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 2,100 | $14,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 2,690 | $14,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 723 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,204 | $13,000 | thousands by filing date | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 600 | $13,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 256 | $13,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 238 | $13,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 140 | $13,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 49 | $13,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,905 | $13,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 163 | $13,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 232 | $13,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 431 | $13,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 700 | $13,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 131 | $13,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 417 | $13,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 7,079 | $13,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 90 | $13,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 682 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 145 | $13,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,710 | $13,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 400 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 800 | $13,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 376 | $13,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 210 | $13,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 285 | $13,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 827 | $13,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,950 | $13,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 706 | $13,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 791 | $13,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 3,000 | $13,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,250 | $13,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 534 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 1,500 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 359 | $13,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 3,400 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,003 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,025 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 492 | $13,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 320 | $13,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 400 | $13,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 620 | $13,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 157 | $12,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,151 | $12,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 300 | $12,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 300 | $12,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,804 | $12,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 182 | $12,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 941 | $12,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 750 | $12,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 153 | $12,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 112 | $12,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 445 | $12,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 317 | $12,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 242 | $12,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 776 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,838 | $12,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 479 | $12,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 295 | $12,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 293 | $12,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 500 | $12,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,100 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 380 | $12,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 150 | $12,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 1,061 | $12,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 500 | $12,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 37 | $12,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 505 | $12,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 2,487 | $12,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 825 | $12,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 4,942 | $12,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,445 | $12,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 567 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 977 | $12,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 350 | $12,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 349 | $12,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,000 | $12,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,600 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 542 | $12,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,040 | $12,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 731 | $12,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 600 | $12,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,000 | $12,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 2,646 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 400 | $12,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 500 | $12,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 439 | $11,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 200 | $11,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 166 | $11,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,000 | $11,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 118 | $11,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 550 | $11,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 770 | $11,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 334 | $11,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 188 | $11,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 100 | $11,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 500 | $11,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 100 | $11,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 300 | $11,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 984 | $11,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 13 | $11,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 850 | $11,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,500 | $11,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 620 | $11,000 | thousands by filing date | |
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| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 264 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 400 | $11,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 608 | $11,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,135 | $11,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 775 | $11,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 495 | $11,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 250 | $11,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 2,000 | $11,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,240 | $11,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,214 | $11,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 383 | $11,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,988 | $11,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 351 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,000 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 470 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 300 | $11,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 351 | $11,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 600 | $11,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,150 | $11,000 | thousands by filing date | |
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| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 12,000 | $11,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,229 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 701 | $11,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 2,100 | $11,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 302 | $11,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 960 | $11,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 400 | $11,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 550 | $11,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 225 | $11,000 | thousands by filing date | |
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| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 200 | $10,000 | thousands by filing date | |
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| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,016 | $10,000 | thousands by filing date | |
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| OPEN TEXT CORP COM | 683715106 | Stock | 320 | $10,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 300 | $10,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 881 | $10,000 | thousands by filing date | |
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| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 257 | $10,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 200 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 123 | $10,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 1,347 | $10,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,125 | $10,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 50 | $10,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 507 | $10,000 | thousands by filing date | |
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| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 1,000 | $10,000 | thousands by filing date | |
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| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 245 | $10,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,227 | $10,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,270 | $10,000 | thousands by filing date | |
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| KINGSTONE COS INC | 496719105 | COMMON STOCK | 2,080 | $10,000 | thousands by filing date | |
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| PTC INC COM | 69370C100 | Stock | 160 | $9,000 | thousands by filing date | |
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| COEUR MNG INC COM NEW | 192108504 | Stock | 2,820 | $9,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 112 | $9,000 | thousands by filing date | |
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| COMPASS MINERALS INTL INC | 20451N101 | COM | 247 | $9,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,000 | $9,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,600 | $9,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 126 | $9,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 400 | $9,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 300 | $9,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 850 | $9,000 | thousands by filing date | |
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| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,235 | $9,000 | thousands by filing date | |
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| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 186 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 217 | $9,000 | thousands by filing date | |
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| NULL | 032108854 | NULL | 1,052 | $9,000 | thousands by filing date | |
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| NASDAQ INC COM | 631103108 | Stock | 88 | $8,000 | thousands by filing date | |
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| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 280 | $8,000 | thousands by filing date | |
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| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,115 | $8,000 | thousands by filing date | |
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| ISHARES TR | 464287374 | NORTH AMERN NAT | 540 | $8,000 | thousands by filing date | |
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| MUSTANG BIO INC | 62818Q104 | COM | 3,272 | $8,000 | thousands by filing date | |
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| GLOBAL X FDS | 37950E127 | REIT ETF | 1,154 | $8,000 | thousands by filing date | |
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| HUBSPOTINC | 443573100 | STOK | 60 | $7,000 | thousands by filing date | |
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| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,547 | $7,000 | thousands by filing date | |
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| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 702 | $7,000 | thousands by filing date | |
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| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,950 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 250 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 400 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 183 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 820 | $7,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 100 | $7,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 700 | $7,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 6,100 | $7,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 625 | $7,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 540 | $7,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 2,450 | $7,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 66 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,896 | $6,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,060 | $6,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 27 | $6,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 270 | $6,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 60 | $6,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,243 | $6,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 200 | $6,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 100 | $6,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 339 | $6,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 386 | $6,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 142 | $6,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 297 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 75 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 125 | $6,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 530 | $6,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 170 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 905 | $6,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 602 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 76 | $6,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 170 | $6,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 1,456 | $6,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 400 | $6,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 537 | $6,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,500 | $6,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 256 | $6,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 250 | $6,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 864 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 540 | $6,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 80 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 200 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 300 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 140 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001764754-21-000021 | this filing | 2021-09-07 | acceptance time not in the bulk data set |