13F-HR filed by Geneos Wealth Management Inc.
Geneos Wealth Management Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2021-09-07, with 2,541 holding rows worth $1,875,597,000.
- Accession
- 0001764754-21-000020
- Filer
- CIK 1764754
- Filed
- 2021-09-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,541 entries on the cover page, a total value of $1,875,597,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,874,324,000 with VALUE read as thousands by filing date, 13F file number 028-21259. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UDR INC COM | 902653104 | REIT | 663 | $30,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 1,669 | $30,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,720 | $30,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,665 | $30,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 608 | $30,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 274 | $30,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,429 | $30,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 434 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 1,400 | $30,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 794 | $30,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 262 | $30,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,525 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 1,000 | $30,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,053 | $30,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 164 | $29,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 389 | $29,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 490 | $29,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 224 | $29,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,000 | $29,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,689 | $29,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 665 | $29,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 700 | $29,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 2,048 | $29,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,108 | $29,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 2,043 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 1,225 | $29,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 4,000 | $29,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 143 | $29,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,465 | $29,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,389 | $28,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 450 | $28,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 703 | $28,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 412 | $28,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 850 | $28,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,370 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,000 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 951 | $28,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 76 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 358 | $28,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 567 | $28,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 100 | $28,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,189 | $28,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 620 | $28,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 2,000 | $28,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 772 | $28,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 825 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 836 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 500 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 400 | $28,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 146 | $27,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 897 | $27,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 825 | $27,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 248 | $27,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 144 | $27,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 882 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 1,425 | $27,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,528 | $27,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 1,832 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 573 | $27,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 70,000 | $27,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 1,373 | $27,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 800 | $27,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,022 | $27,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,925 | $27,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 696 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 650 | $27,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,346 | $27,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 3,000 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 545 | $26,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 305 | $26,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 100 | $26,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 450 | $26,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 861 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 448 | $26,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,135 | $26,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 650 | $26,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,023 | $26,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 415 | $26,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1,675 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 225 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 500 | $26,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,250 | $26,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 153 | $25,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 355 | $25,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,269 | $25,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 106 | $25,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 620 | $25,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 195 | $25,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,570 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 185 | $25,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,000 | $25,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,682 | $25,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,060 | $25,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,230 | $25,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 840 | $25,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,380 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 133 | $25,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 9,652 | $25,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 330 | $24,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 151 | $24,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 2,905 | $24,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,370 | $24,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,100 | $24,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 220 | $24,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 214 | $24,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,700 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 284 | $24,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 500 | $24,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 466 | $24,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 200 | $24,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,750 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,000 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 567 | $24,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 995 | $24,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 550 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 937 | $23,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 2,035 | $23,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 7,079 | $23,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,754 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 250 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 500 | $23,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 310 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 568 | $23,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 2,257 | $23,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,005 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,003 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 600 | $23,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 342 | $23,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 312 | $22,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 163 | $22,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,872 | $22,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 300 | $22,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 75 | $22,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 881 | $22,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 650 | $22,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,100 | $22,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 59 | $22,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 200 | $22,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 5,042 | $22,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 975 | $22,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 636 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 1,500 | $22,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 434 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 178 | $22,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 330 | $22,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 44,166 | $22,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 67,940 | $22,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 700 | $21,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,000 | $21,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 5,109 | $21,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 246 | $21,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 199 | $21,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 828 | $21,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 760 | $21,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 61 | $21,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 479 | $21,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 1,347 | $21,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 295 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 374 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 300 | $21,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 844 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 500 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 664 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 730 | $21,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 337 | $21,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,240 | $21,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 1,900 | $21,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 300 | $21,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,530 | $21,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,445 | $21,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,500 | $21,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 806 | $21,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 811 | $21,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 4,910 | $21,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,005 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 300 | $21,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,943 | $21,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 3,607 | $21,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 2,646 | $21,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 600 | $21,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 1,550 | $21,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 855 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,204 | $20,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 6,280 | $20,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 710 | $20,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 58 | $20,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 144 | $20,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 795 | $20,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,575 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 481 | $20,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 3,718 | $20,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 725 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 195 | $20,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 800 | $20,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 1,000 | $20,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,950 | $20,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 1,500 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 1,500 | $20,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,879 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 521 | $20,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 140 | $19,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 300 | $19,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 179 | $19,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 148 | $19,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 242 | $19,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 755 | $19,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,154 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 650 | $19,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,115 | $19,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,950 | $19,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 450 | $19,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 450 | $19,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 351 | $19,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 902 | $19,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,150 | $19,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,360 | $19,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,400 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 435 | $19,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 8,320 | $19,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 2,225 | $19,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 225 | $18,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,803 | $18,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 750 | $18,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 431 | $18,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 7,840 | $18,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 850 | $18,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 941 | $18,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,536 | $18,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 682 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 145 | $18,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 855 | $18,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 511 | $18,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,000 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,339 | $18,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 1,061 | $18,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 738 | $18,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 1,452 | $18,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 250 | $18,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 703 | $18,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 260 | $18,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 2,202 | $18,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 600 | $18,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,190 | $18,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 6,100 | $18,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 3,850 | $18,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 30,500 | $18,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 482 | $17,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 400 | $17,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 334 | $17,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,905 | $17,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 576 | $17,000 | thousands by filing date | |
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| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 139 | $17,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 400 | $17,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 250 | $17,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 491 | $17,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,600 | $17,000 | thousands by filing date | |
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| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 550 | $17,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 527 | $17,000 | thousands by filing date | |
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| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 337 | $17,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 100 | $17,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 567 | $17,000 | thousands by filing date | |
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| CORELOGIC INC | 21871D103 | COM | 400 | $17,000 | thousands by filing date | |
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| D R HORTON INC COM | 23331A109 | Stock | 319 | $16,000 | thousands by filing date | |
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| BOX INC CL A | 10316T104 | Stock | 941 | $16,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 500 | $16,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,000 | $16,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 750 | $16,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 126 | $16,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 210 | $16,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,200 | $16,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 383 | $16,000 | thousands by filing date | |
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| WELBILT INC | 949090104 | COM | 1,057 | $16,000 | thousands by filing date | |
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| ISHARES INC | 46434G863 | COM | 439 | $15,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 118 | $15,000 | thousands by filing date | |
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| TXNM ENERGY INC COM | 69349H107 | Stock | 300 | $15,000 | thousands by filing date | |
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| NASDAQ INC COM | 631103108 | Stock | 148 | $15,000 | thousands by filing date | |
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| SUNRUN INC | 86771W105 | COM | 1,080 | $15,000 | thousands by filing date | |
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| MATERION CORP | 576690101 | COM | 269 | $15,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 635 | $15,000 | thousands by filing date | |
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| KINGSTONE COS INC | 496719105 | COMMON STOCK | 2,080 | $15,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 534 | $15,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,500 | $15,000 | thousands by filing date | |
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| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,154 | $15,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 701 | $15,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,045 | $15,000 | thousands by filing date | |
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| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 60 | $14,000 | thousands by filing date | |
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| GUARDANT HEALTH INC COM | 40131M109 | Stock | 182 | $14,000 | thousands by filing date | |
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| OPEN TEXT CORP COM | 683715106 | Stock | 320 | $14,000 | thousands by filing date | |
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| BLOOMIN BRANDS INC | 094235108 | COM | 689 | $14,000 | thousands by filing date | |
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| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,270 | $14,000 | thousands by filing date | |
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| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 339 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,376 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 500 | $14,000 | thousands by filing date | |
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| SCANSOURCE INC | 806037107 | COM | 400 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 210 | $14,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 1,650 | $14,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 300 | $14,000 | thousands by filing date | |
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| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 2,100 | $14,000 | thousands by filing date | |
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| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,151 | $13,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 495 | $13,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 188 | $13,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 250 | $13,000 | thousands by filing date | |
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| ISHARES TR | 46429B598 | MSCI INDIA ETF | 375 | $13,000 | thousands by filing date | |
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| ARTIVION INC | 228903100 | COM | 500 | $13,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 1,000 | $13,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 462 | $13,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 775 | $13,000 | thousands by filing date | |
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| HUNTSMAN CORP | 447011107 | COM | 549 | $13,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 150 | $13,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,000 | $13,000 | thousands by filing date | |
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| Abrdn Emerging Markets | 00301W105 | COM | 1,714 | $13,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,941 | $13,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 1,050 | $13,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 500 | $13,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 889 | $13,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 548 | $12,000 | thousands by filing date | |
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| PTC INC COM | 69370C100 | Stock | 160 | $12,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 312 | $12,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 266 | $12,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 54 | $12,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 200 | $12,000 | thousands by filing date | |
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| SSR MINING IN | 784730103 | COM | 650 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 300 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 100 | $12,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 170 | $12,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 600 | $12,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 82 | $12,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,167 | $12,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 245 | $12,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 300 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,000 | $12,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,322 | $12,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 198 | $12,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,500 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 200 | $12,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 788 | $12,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 850 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 250 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 200 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 200 | $12,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 2,200 | $12,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 800 | $12,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,487 | $12,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 3,272 | $12,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 420 | $12,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 200 | $11,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,060 | $11,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 98 | $11,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 339 | $11,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 386 | $11,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 130 | $11,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 942 | $11,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 14 | $11,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,000 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 123 | $11,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,312 | $11,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,547 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 215 | $11,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 530 | $11,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 111 | $11,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 125 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 380 | $11,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 185 | $11,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 496 | $11,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,460 | $11,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 255 | $11,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 186 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 150 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 217 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 300 | $11,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 2,169 | $11,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 1,666 | $11,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 5,216 | $11,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 2,300 | $11,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 960 | $11,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 6,290 | $11,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 540 | $11,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 105 | $10,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 132 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 189 | $10,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 374 | $10,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,000 | $10,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 270 | $10,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 200 | $10,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 300 | $10,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 121 | $10,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 567 | $10,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 300 | $10,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,811 | $10,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 1,065 | $10,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 3,895 | $10,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 602 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 103 | $10,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 75 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 500 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 50 | $10,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 913 | $10,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 1,205 | $10,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 400 | $10,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 228 | $10,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 595 | $10,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 702 | $10,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 0 | $10,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 242 | $10,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 350 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 200 | $10,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 500 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 96 | $10,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,800 | $10,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 706 | $10,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 295 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 300 | $10,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 535 | $10,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 800 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 100 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 400 | $10,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 7,200 | $10,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 1,300 | $10,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 700 | $10,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 2,690 | $10,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 400 | $10,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 620 | $10,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 3,600 | $10,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 131 | $9,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 247 | $9,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 110 | $9,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 476 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001764754-21-000020 | this filing | 2021-09-07 | acceptance time not in the bulk data set |