13F-HR filed by Geneos Wealth Management Inc.
Geneos Wealth Management Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2021-09-07, with 2,484 holding rows worth $1,675,657,000.
- Accession
- 0001764754-21-000019
- Filer
- CIK 1764754
- Filed
- 2021-09-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 2,484 entries on the cover page, a total value of $1,675,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,674,450,000 with VALUE read as thousands by filing date, 13F file number 028-21259. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,793 | $25,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 305 | $25,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 281 | $25,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 164 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 448 | $25,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,100 | $25,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 76 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 372 | $25,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,023 | $25,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 400 | $25,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 825 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 500 | $25,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 696 | $25,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1,675 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 400 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 650 | $25,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 895 | $25,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 30,500 | $25,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 144 | $24,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 468 | $24,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 195 | $24,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,754 | $24,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 274 | $24,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,135 | $24,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,570 | $24,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 170 | $24,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,000 | $24,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,060 | $24,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 466 | $24,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 2,200 | $24,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,445 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 500 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 937 | $23,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,290 | $23,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 199 | $23,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 203 | $23,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,370 | $23,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 1,030 | $23,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 310 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 185 | $23,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,686 | $23,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 2,257 | $23,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,206 | $23,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,750 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 195 | $23,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 636 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 133 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 225 | $23,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,269 | $22,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 248 | $22,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,851 | $22,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,330 | $22,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 200 | $22,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 1,680 | $22,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,189 | $22,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 4,510 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 1,500 | $22,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,005 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,003 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 600 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 567 | $22,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 2,225 | $22,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 810 | $21,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 106 | $21,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 246 | $21,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 3,035 | $21,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 828 | $21,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 141 | $21,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 450 | $21,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 144 | $21,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 220 | $21,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 905 | $21,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 563 | $21,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 479 | $21,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 1,347 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 154 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 250 | $21,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,100 | $21,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 214 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 500 | $21,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,000 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 729 | $21,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 500 | $21,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 200 | $21,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 260 | $21,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,500 | $21,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,143 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,000 | $21,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 600 | $21,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 2,470 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 154 | $21,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 425 | $21,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 434 | $21,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 1,762 | $21,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 44,166 | $21,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 312 | $20,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 355 | $20,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,803 | $20,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 213 | $20,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 1,101 | $20,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 77 | $20,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 2,200 | $20,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 650 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 174 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 367 | $20,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 760 | $20,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 375 | $20,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 1,448 | $20,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 415 | $20,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 5,042 | $20,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 840 | $20,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 794 | $20,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 797 | $20,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 1,000 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 300 | $20,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 1,500 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 1,500 | $20,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 2,664 | $20,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 855 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,204 | $19,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 225 | $19,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 6,280 | $19,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 163 | $19,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 75 | $19,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 272 | $19,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 61 | $19,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 871 | $19,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,536 | $19,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,575 | $19,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 9,879 | $19,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,154 | $19,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,000 | $19,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 682 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 500 | $19,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 3,713 | $19,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,430 | $19,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 805 | $19,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,925 | $19,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,280 | $19,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 450 | $19,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2,168 | $19,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,834 | $19,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 12,000 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 518 | $19,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 140 | $18,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 409 | $18,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,000 | $18,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 334 | $18,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 205 | $18,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 285 | $18,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 800 | $18,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 941 | $18,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 215 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 650 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 481 | $18,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 293 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,339 | $18,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 400 | $18,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 531 | $18,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 400 | $18,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,240 | $18,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 550 | $18,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 450 | $18,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,950 | $18,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 567 | $18,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 700 | $18,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,190 | $18,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 3,500 | $18,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 3,850 | $18,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 400 | $18,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 1,375 | $18,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 2,250 | $17,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,905 | $17,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 431 | $17,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,023 | $17,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 620 | $17,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,080 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 270 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 145 | $17,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,000 | $17,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 337 | $17,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 1,500 | $17,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,115 | $17,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 300 | $17,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,005 | $17,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 1,200 | $17,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 2,280 | $17,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,500 | $17,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 800 | $17,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,057 | $17,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,000 | $17,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,150 | $17,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 1,267 | $17,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,360 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 178 | $17,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,045 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 1,154 | $17,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 700 | $16,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 550 | $16,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 4,018 | $16,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 314 | $16,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 300 | $16,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 750 | $16,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 507 | $16,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 2,144 | $16,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 520 | $16,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 250 | $16,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 269 | $16,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,460 | $16,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 252 | $16,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 450 | $16,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,250 | $16,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 653 | $16,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 351 | $16,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 902 | $16,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,300 | $16,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 731 | $16,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,950 | $16,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 2,100 | $16,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 701 | $16,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 600 | $16,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 900 | $16,000 | thousands by filing date | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 600 | $15,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 236 | $15,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 239 | $15,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 300 | $15,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 941 | $15,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 102 | $15,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 64 | $15,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 576 | $15,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 885 | $15,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 50 | $15,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 1,065 | $15,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 511 | $15,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 1,061 | $15,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 126 | $15,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,189 | $15,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 383 | $15,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 351 | $15,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 337 | $15,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 100 | $15,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 1,116 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 375 | $15,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 264 | $15,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 534 | $15,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,200 | $15,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 3,400 | $15,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 2,800 | $15,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,714 | $15,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 439 | $14,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1,000 | $14,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 2,000 | $14,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 60 | $14,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 920 | $14,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 123 | $14,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 162 | $14,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 500 | $14,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 148 | $14,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 13 | $14,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 6,792 | $14,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 295 | $14,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 150 | $14,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 775 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 500 | $14,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 200 | $14,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 500 | $14,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 150 | $14,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1,200 | $14,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 500 | $14,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,400 | $14,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 2,100 | $14,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,274 | $14,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 6,100 | $14,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 2,690 | $14,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 723 | $14,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 131 | $13,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 124 | $13,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 238 | $13,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,151 | $13,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 52 | $13,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 188 | $13,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 112 | $13,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 243 | $13,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 7,840 | $13,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,500 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 451 | $13,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,811 | $13,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 242 | $13,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 738 | $13,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 101 | $13,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,000 | $13,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,000 | $13,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,124 | $13,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,795 | $13,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 339 | $13,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,500 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 542 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 359 | $13,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 300 | $13,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,000 | $13,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 2,646 | $13,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 700 | $13,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 234 | $12,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 225 | $12,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 320 | $12,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 266 | $12,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 241 | $12,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 200 | $12,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,000 | $12,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 170 | $12,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 37 | $12,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 127 | $12,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 917 | $12,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 496 | $12,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,142 | $12,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 255 | $12,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 300 | $12,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,258 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,000 | $12,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,000 | $12,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,322 | $12,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 400 | $12,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,450 | $12,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 250 | $12,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 400 | $12,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 310 | $12,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 850 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 250 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 100 | $12,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,154 | $12,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 2,607 | $12,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 1,600 | $12,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 800 | $12,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 3,370 | $12,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 420 | $12,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 3,150 | $12,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 1,890 | $12,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 889 | $12,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,000 | $11,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 200 | $11,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 442 | $11,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 304 | $11,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 182 | $11,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 900 | $11,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 535 | $11,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 130 | $11,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 69 | $11,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 55 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 200 | $11,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 500 | $11,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,547 | $11,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 530 | $11,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 1,000 | $11,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 300 | $11,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 3,895 | $11,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 507 | $11,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 652 | $11,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 185 | $11,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 454 | $11,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 82 | $11,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 245 | $11,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,835 | $11,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 850 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,170 | $11,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 337 | $11,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 200 | $11,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,703 | $11,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 788 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 200 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 200 | $11,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 2,169 | $11,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 960 | $11,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 400 | $11,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 620 | $11,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 3,272 | $11,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 10,000 | $11,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 64 | $10,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 546 | $10,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 495 | $10,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 146 | $10,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,060 | $10,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 309 | $10,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 15 | $10,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,230 | $10,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,000 | $10,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 150 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 123 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 215 | $10,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 125 | $10,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,710 | $10,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 800 | $10,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 430 | $10,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 300 | $10,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 702 | $10,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 242 | $10,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 350 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 410 | $10,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 500 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 96 | $10,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,800 | $10,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 706 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 217 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 300 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 400 | $10,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 5,216 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 400 | $10,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,487 | $10,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 540 | $10,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 132 | $9,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 600 | $9,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 103 | $9,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 200 | $9,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 339 | $9,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 81 | $9,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 442 | $9,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 121 | $9,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 250 | $9,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 350 | $9,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 650 | $9,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 100 | $9,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 17,750 | $9,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 227 | $9,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 729 | $9,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 200 | $9,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 383 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 103 | $9,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 1,449 | $9,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 400 | $9,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 800 | $9,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 604 | $9,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 595 | $9,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 381 | $9,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 102 | $9,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 844 | $9,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 250 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 540 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 200 | $9,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 200 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 221 | $9,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 450 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 300 | $9,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 800 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 100 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 820 | $9,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 1,666 | $9,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 151 | $9,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 444 | $9,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 3,786 | $9,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 300 | $8,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 118 | $8,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 500 | $8,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 495 | $8,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 131 | $8,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,145 | $8,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 110 | $8,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 270 | $8,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 51 | $8,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 60 | $8,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 62 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 75 | $8,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 600 | $8,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,947 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 105 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 330 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 905 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 500 | $8,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 83 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 500 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 300 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 50 | $8,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,500 | $8,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 545 | $8,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 200 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 235 | $8,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 864 | $8,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 508 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 250 | $8,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 794 | $8,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 300 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 332 | $8,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 300 | $8,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 133 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 440 | $8,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,500 | $8,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 560 | $8,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 421 | $8,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 1,000 | $8,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 157 | $7,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 214 | $7,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 675 | $7,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 200 | $7,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1,000 | $7,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,020 | $7,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 40 | $7,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 476 | $7,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,965 | $7,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 205 | $7,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 210 | $7,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 180 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001764754-21-000019 | this filing | 2021-09-07 | acceptance time not in the bulk data set |