13F-HR filed by Geneos Wealth Management Inc.
Geneos Wealth Management Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2021-09-07, with 1,968 holding rows worth $743,679,000.
- Accession
- 0001764754-21-000007
- Filer
- CIK 1764754
- Filed
- 2021-09-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,968 entries on the cover page, a total value of $743,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $742,670,000 with VALUE read as thousands by filing date, 13F file number 028-21259. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,048 | $29,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,867 | $29,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 4,321 | $29,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 2,200 | $29,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,234 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 947 | $29,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 465 | $28,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,401 | $28,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 722 | $28,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 400 | $28,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 490 | $28,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 424 | $28,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 235 | $28,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 497 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 699 | $28,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,004 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 900 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 556 | $28,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 367 | $27,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 290 | $27,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 379 | $27,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 402 | $27,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,049 | $27,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 160 | $27,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 574 | $27,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,567 | $27,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,740 | $27,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,420 | $27,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,772 | $27,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,000 | $26,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 344 | $26,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 174 | $26,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 355 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,100 | $26,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 422 | $26,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,350 | $26,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 674 | $26,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 4,000 | $26,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 3,000 | $26,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 3,725 | $26,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 500 | $25,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 820 | $25,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 871 | $25,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 862 | $25,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 524 | $25,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 550 | $25,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 3,090 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 416 | $25,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 608 | $25,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,000 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 825 | $25,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,525 | $25,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 3,400 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 900 | $25,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 5,200 | $25,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,687 | $25,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 400 | $25,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 990 | $25,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 118 | $24,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,770 | $24,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 350 | $24,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 436 | $24,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 334 | $24,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,579 | $24,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 199 | $24,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 350 | $24,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,000 | $24,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 100 | $24,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,766 | $24,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 246 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 415 | $24,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 162 | $24,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 4,000 | $24,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 940 | $24,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,500 | $24,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,850 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 460 | $24,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 710 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 785 | $24,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 368 | $23,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 275 | $23,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,000 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 563 | $23,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 5,450 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,560 | $23,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 1,300 | $23,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 1,560 | $23,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 245 | $23,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 437 | $23,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 932 | $23,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 893 | $23,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 647 | $23,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 400 | $22,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,500 | $22,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,535 | $22,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 203 | $22,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 437 | $22,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 420 | $22,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 752 | $22,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 450 | $22,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 343 | $22,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,000 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 682 | $22,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 401 | $22,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 331 | $22,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 2,213 | $22,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,729 | $22,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,252 | $22,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $22,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,632 | $22,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,043 | $22,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,160 | $22,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 990 | $22,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 550 | $21,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 519 | $21,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 760 | $21,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 330 | $21,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 535 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 354 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 872 | $21,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 671 | $21,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 258 | $21,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 651 | $21,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 725 | $21,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 371 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 638 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 1,125 | $21,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 944 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,500 | $21,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 292 | $20,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 3,763 | $20,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 190 | $20,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1,000 | $20,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 926 | $20,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 728 | $20,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 3,708 | $20,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 700 | $20,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 486 | $20,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 3,059 | $20,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 389 | $19,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 231 | $19,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 644 | $19,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 113 | $19,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 255 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 250 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 615 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,075 | $19,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 5,067 | $19,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,253 | $19,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 800 | $19,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,600 | $19,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1,700 | $19,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 473 | $19,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 2,500 | $19,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,300 | $19,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 16,235 | $19,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 112 | $18,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 256 | $18,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 955 | $18,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 856 | $18,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 500 | $18,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 779 | $18,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 427 | $18,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 884 | $18,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 227 | $18,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 410 | $18,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 250 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 400 | $18,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,824 | $18,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 483 | $18,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 240 | $18,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 100 | $18,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 2,616 | $18,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,770 | $18,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,280 | $18,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 137 | $17,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 190 | $17,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 611 | $17,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,385 | $17,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 437 | $17,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 320 | $17,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 225 | $17,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 480 | $17,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 330 | $17,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,704 | $17,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 470 | $17,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 940 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 411 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 335 | $17,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,000 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 297 | $17,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1,500 | $17,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,418 | $17,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,250 | $17,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,298 | $17,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,000 | $17,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 2,000 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 930 | $17,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,009 | $17,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,235 | $16,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,336 | $16,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,239 | $16,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 236 | $16,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 735 | $16,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 899 | $16,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 200 | $16,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 183 | $16,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 113 | $16,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 315 | $16,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 292 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 558 | $16,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,475 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 425 | $16,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 102 | $16,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 458 | $16,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,045 | $16,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 360 | $16,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,288 | $16,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 680 | $16,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 3,000 | $16,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 3,297 | $16,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,032 | $16,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 900 | $16,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,138 | $16,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 1,150 | $16,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 550 | $16,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 262 | $16,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 412 | $16,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 96 | $15,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 122 | $15,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 251 | $15,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 289 | $15,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 103 | $15,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 300 | $15,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 121 | $15,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 548 | $15,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 440 | $15,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 214 | $15,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 400 | $15,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 508 | $15,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,500 | $15,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 3,693 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 350 | $15,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,943 | $15,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 800 | $15,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 300 | $14,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 472 | $14,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 103 | $14,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 273 | $14,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 186 | $14,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 920 | $14,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 800 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 500 | $14,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 407 | $14,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 492 | $14,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,500 | $14,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 543 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,000 | $14,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 898 | $14,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 850 | $14,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,825 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 480 | $14,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 505 | $14,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,000 | $14,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 500 | $14,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 620 | $14,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 479 | $13,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 550 | $13,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 337 | $13,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 920 | $13,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 83 | $13,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 930 | $13,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 334 | $13,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 219 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 274 | $13,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 475 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 280 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 200 | $13,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 227 | $13,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 539 | $13,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 171 | $13,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 820 | $13,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 465 | $13,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 571 | $13,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 90 | $13,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 800 | $13,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 266 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 500 | $13,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,147 | $13,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 2,500 | $13,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,500 | $13,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 913 | $13,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 8,802 | $13,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 376 | $12,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 72 | $12,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 103 | $12,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 410 | $12,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 335 | $12,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 400 | $12,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 380 | $12,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,550 | $12,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 54 | $12,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 177 | $12,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 213 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 251 | $12,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 704 | $12,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 251 | $12,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,000 | $12,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 170 | $12,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,699 | $12,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 161 | $12,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,700 | $12,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 550 | $12,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 128 | $12,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 4,182 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 400 | $12,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 112 | $12,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 262 | $12,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 574 | $11,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 620 | $11,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 496 | $11,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 137 | $11,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 200 | $11,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 40 | $11,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 461 | $11,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,292 | $11,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 328 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 240 | $11,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 288 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 424 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 385 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 59 | $11,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,653 | $11,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 218 | $11,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 491 | $11,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 750 | $11,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 188 | $11,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 248 | $11,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 430 | $11,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 520 | $11,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 500 | $11,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,800 | $11,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 706 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 400 | $11,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 600 | $11,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 337 | $11,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 430 | $11,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 3,740 | $11,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,496 | $11,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,700 | $11,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,991 | $11,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 400 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 255 | $10,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 78 | $10,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 156 | $10,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 3,331 | $10,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 60 | $10,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 483 | $10,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 160 | $10,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 188 | $10,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 800 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 188 | $10,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 195 | $10,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 723 | $10,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 800 | $10,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 164 | $10,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 144 | $10,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,302 | $10,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 750 | $10,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 300 | $10,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 525 | $10,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 162 | $10,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 700 | $10,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 1,020 | $10,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 748 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 176 | $10,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 616 | $10,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 264 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 200 | $10,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 728 | $10,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,236 | $10,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,213 | $10,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 2,800 | $10,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 98 | $9,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 337 | $9,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 675 | $9,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 178 | $9,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 114 | $9,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 661 | $9,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 116 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 105 | $9,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 285 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 252 | $9,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 845 | $9,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 200 | $9,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 719 | $9,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 200 | $9,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 370 | $9,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 254 | $9,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,848 | $9,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 248 | $9,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 392 | $9,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 205 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 300 | $9,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 410 | $9,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 588 | $9,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 867 | $9,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 621 | $9,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 416 | $9,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,200 | $9,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,054 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 65 | $9,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,815 | $9,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 660 | $9,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,000 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 247 | $9,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 700 | $9,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,115 | $9,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 712 | $9,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 680 | $9,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,480 | $9,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 750 | $9,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,170 | $8,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 145 | $8,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 103 | $8,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 174 | $8,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 139 | $8,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 618 | $8,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 302 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 381 | $8,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 600 | $8,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 645 | $8,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 218 | $8,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 632 | $8,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,060 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 228 | $8,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 530 | $8,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 901 | $8,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 900 | $8,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 400 | $8,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 190 | $8,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 315 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 72 | $8,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 615 | $8,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 640 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 200 | $8,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 274 | $8,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 228 | $8,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 327 | $8,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 915 | $8,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 427 | $8,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 670 | $8,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 593 | $8,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 903 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 183 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 650 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 255 | $8,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,411 | $8,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 425 | $8,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 600 | $8,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,205 | $8,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 1,100 | $8,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 202 | $7,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 60 | $7,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 107 | $7,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 267 | $7,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 100 | $7,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 970 | $7,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 160 | $7,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 129 | $7,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 397 | $7,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 119 | $7,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 500 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 160 | $7,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 149 | $7,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 284 | $7,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 540 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 300 | $7,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 287 | $7,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 325 | $7,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,200 | $7,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,000 | $7,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 571 | $7,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 446 | $7,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 65 | $7,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 376 | $7,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 413 | $7,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 460 | $7,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 200 | $7,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,000 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 137 | $7,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 558 | $7,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 216 | $7,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,600 | $7,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 107 | $6,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 640 | $6,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 230 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001764754-21-000007 | this filing | 2021-09-07 | acceptance time not in the bulk data set |