13F-HR filed by Geneos Wealth Management Inc.
Geneos Wealth Management Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-06-17, with 3,117 holding rows worth $3,584,380,000.
- Accession
- 0001764754-21-000003
- Filer
- CIK 1764754
- Filed
- 2021-06-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 3,117 entries on the cover page, a total value of $3,584,380,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,582,805,000 with VALUE read as thousands by filing date, 13F file number 028-21259. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 500 | $23,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 75 | $23,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 25,315 | $23,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 177 | $23,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 212 | $23,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,451 | $23,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,703 | $23,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 3,588 | $23,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 400 | $23,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 825 | $23,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,528 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 660 | $23,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 920 | $23,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,600 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 530 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 700 | $23,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,700 | $23,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 915 | $23,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 915 | $23,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 920 | $23,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 930 | $23,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 731 | $22,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 398 | $22,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 909 | $22,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 574 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 630 | $22,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 256 | $22,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 21,750 | $22,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 500 | $22,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 491 | $22,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 400 | $22,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 2,070 | $22,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 300 | $22,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 4,942 | $22,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 5,000 | $22,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 600 | $22,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 530 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 946 | $22,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 2,670 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 403 | $22,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 200 | $22,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 6,000 | $22,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 229 | $22,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,081 | $22,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 13,526 | $22,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 6,500 | $22,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 6,552 | $22,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 339 | $21,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 338 | $21,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 630 | $21,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 423 | $21,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,072 | $21,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 870 | $21,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,248 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 714 | $21,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 330 | $21,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 293 | $21,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 276 | $21,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 742 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,316 | $21,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 150 | $21,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,115 | $21,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 189 | $21,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 676 | $21,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 677 | $21,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 250 | $21,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,000 | $21,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 8,040 | $21,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,405 | $21,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,000 | $21,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 10,000 | $21,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 5,000 | $21,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 855 | $21,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,040 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,204 | $20,000 | thousands by filing date | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 600 | $20,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 275 | $20,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 600 | $20,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 495 | $20,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 700 | $20,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 117 | $20,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 329 | $20,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,575 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 397 | $20,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,500 | $20,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,145 | $20,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 278 | $20,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 3,948 | $20,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,455 | $20,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 189 | $20,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,340 | $20,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1,891 | $20,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 410 | $20,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 200 | $20,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 2,300 | $20,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 302 | $20,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 5,025 | $20,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 380 | $20,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 250 | $19,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 900 | $19,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 65 | $19,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 640 | $19,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 4,870 | $19,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 470 | $19,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 205 | $19,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 2,440 | $19,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,749 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 300 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,002 | $19,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 694 | $19,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,150 | $19,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 464 | $19,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 513 | $19,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 630 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 1,979 | $19,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 814 | $19,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 500 | $18,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,000 | $18,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,092 | $18,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 112 | $18,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 100 | $18,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 584 | $18,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,449 | $18,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 230 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 220 | $18,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,390 | $18,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 675 | $18,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,400 | $18,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,216 | $18,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,120 | $18,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 2,300 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 245 | $18,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 731 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 300 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 450 | $18,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 701 | $18,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,800 | $18,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 8,000 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,305 | $18,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 3,260 | $18,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 10,000 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 127 | $17,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 436 | $17,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 503 | $17,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 558 | $17,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,778 | $17,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 548 | $17,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 81 | $17,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 2,144 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 100 | $17,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 438 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 102 | $17,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 737 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 180 | $17,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 150 | $17,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 254 | $17,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,091 | $17,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 1,657 | $17,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 217 | $17,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 1,178 | $17,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 1,239 | $17,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 500 | $17,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 449 | $17,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 500 | $17,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,550 | $17,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 32,000 | $17,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,163 | $16,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 200 | $16,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 150 | $16,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 77 | $16,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 42 | $16,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 200 | $16,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 219 | $16,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 57 | $16,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 472 | $16,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 500 | $16,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 600 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,170 | $16,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 75 | $16,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,337 | $16,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 315 | $16,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,250 | $16,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 708 | $16,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 264 | $16,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,073 | $16,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 670 | $16,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 397 | $16,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 2,100 | $16,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 2,400 | $16,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 150 | $16,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 309 | $16,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 400 | $16,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H575 | FRMLAFLIO TACT | 550 | $16,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 100 | $15,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 568 | $15,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 191 | $15,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 345 | $15,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 175 | $15,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 600 | $15,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 519 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 195 | $15,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 113 | $15,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 6,207 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 124 | $15,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 800 | $15,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 138 | $15,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 2,350 | $15,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 351 | $15,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 608 | $15,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 255 | $15,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,795 | $15,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 513 | $15,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 150 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 300 | $15,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 850 | $15,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,370 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 540 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 250 | $15,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,081 | $15,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 3,400 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 200 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 200 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 95 | $15,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 1,435 | $15,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 500 | $15,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 456 | $14,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 20 | $14,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 689 | $14,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 106 | $14,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 142 | $14,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 272 | $14,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,108 | $14,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 91 | $14,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 1,119 | $14,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 116 | $14,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 201 | $14,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 1,500 | $14,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 3,778 | $14,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 80 | $14,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 217 | $14,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 99 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 688 | $14,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,400 | $14,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,978 | $14,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 194 | $14,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 606 | $14,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 382 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 163 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 240 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 500 | $14,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 700 | $14,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 275 | $14,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 3,021 | $14,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 723 | $14,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,151 | $13,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 100 | $13,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 53 | $13,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 200 | $13,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 75 | $13,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 799 | $13,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,787 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 163 | $13,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 218 | $13,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 101 | $13,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 773 | $13,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 973 | $13,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,800 | $13,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 226 | $13,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 223 | $13,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 239 | $13,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 760 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 641 | $13,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 800 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 275 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 95 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 200 | $13,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,449 | $13,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 750 | $13,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 2,534 | $13,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,110 | $13,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 816 | $13,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 2,819 | $13,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 440 | $13,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 420 | $13,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 200 | $13,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 917 | $13,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 3,000 | $13,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 553 | $12,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,149 | $12,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 51 | $12,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 489 | $12,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 180 | $12,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 57 | $12,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 175 | $12,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 405 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 196 | $12,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 1,145 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 256 | $12,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 530 | $12,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 98 | $12,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 884 | $12,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 221 | $12,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 800 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 267 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 300 | $12,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 900 | $12,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 400 | $12,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 445 | $12,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 685 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 109 | $12,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,000 | $12,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 300 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 300 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 250 | $12,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 300 | $12,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,300 | $12,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 9,600 | $12,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 168 | $11,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 326 | $11,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 25 | $11,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 482 | $11,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 108 | $11,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 210 | $11,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 37 | $11,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 400 | $11,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 629 | $11,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 569 | $11,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 711 | $11,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 275 | $11,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 171 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 215 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 152 | $11,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,220 | $11,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 2,635 | $11,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 72 | $11,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 100 | $11,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 505 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 214 | $11,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 1,000 | $11,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 645 | $11,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 203 | $11,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,038 | $11,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 841 | $11,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 702 | $11,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,280 | $11,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 410 | $11,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 500 | $11,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 137 | $11,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 200 | $11,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 198 | $11,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 534 | $11,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 192 | $11,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 391 | $11,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 220 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 250 | $11,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 244 | $11,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 100 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 200 | $11,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 650 | $11,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 1,300 | $11,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 960 | $11,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 598 | $11,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 1,000 | $11,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,200 | $11,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,510 | $11,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 214 | $10,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 296 | $10,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 530 | $10,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 502 | $10,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,284 | $10,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 675 | $10,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 339 | $10,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 152 | $10,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 131 | $10,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 81 | $10,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,472 | $10,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 113 | $10,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,815 | $10,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 275 | $10,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 374 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 500 | $10,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 350 | $10,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 762 | $10,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 500 | $10,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,722 | $10,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,389 | $10,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 535 | $10,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,215 | $10,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 1,314 | $10,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 348 | $10,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 400 | $10,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 357 | $10,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 577 | $10,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 794 | $10,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,068 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 400 | $10,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 589 | $10,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,600 | $10,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 728 | $10,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 1,500 | $10,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 1,080 | $10,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 89 | $9,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 68 | $9,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 71 | $9,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 100 | $9,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 86 | $9,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,000 | $9,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 27 | $9,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 476 | $9,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 150 | $9,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 272 | $9,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 360 | $9,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 456 | $9,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 103 | $9,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 600 | $9,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 175 | $9,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 231 | $9,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 68 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 291 | $9,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 125 | $9,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 1,065 | $9,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 400 | $9,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 424 | $9,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 657 | $9,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,000 | $9,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 450 | $9,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 381 | $9,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,500 | $9,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 750 | $9,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 125 | $9,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 100 | $9,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 119 | $9,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 143 | $9,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 720 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 140 | $9,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,360 | $9,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 307 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 155 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 305 | $9,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 750 | $9,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 130 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 820 | $9,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 1,000 | $9,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 774 | $9,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 5,000 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 100 | $9,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 9,652 | $9,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 125 | $8,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 207 | $8,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 118 | $8,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 940 | $8,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 111 | $8,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 58 | $8,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 80 | $8,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,040 | $8,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 67 | $8,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 330 | $8,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 100 | $8,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 197 | $8,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 100 | $8,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 38 | $8,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 47 | $8,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 513 | $8,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 100 | $8,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 90 | $8,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 506 | $8,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 170 | $8,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 76 | $8,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 189 | $8,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 200 | $8,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 233 | $8,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 200 | $8,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 410 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 765 | $8,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 440 | $8,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 190 | $8,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 398 | $8,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 495 | $8,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 600 | $8,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,302 | $8,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 73 | $8,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 321 | $8,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 50 | $8,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 864 | $8,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 700 | $8,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 735 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 540 | $8,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 432 | $8,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 292 | $8,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,500 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 114 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 250 | $8,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 123 | $8,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 100 | $8,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 801 | $8,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 2,355 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001764754-21-000003 | this filing | 2021-06-17 | acceptance time not in the bulk data set |