13F-HR filed by ELEMENT POINTE ADVISORS, LLC
ELEMENT POINTE ADVISORS, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 97 holding rows worth $172,846,000.
- Accession
- 0001764059-19-000011
- Filer
- CIK 1764059
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 97 entries on the cover page, a total value of $172,846,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $172,846,000 with VALUE read as thousands by filing date, 13F file number 028-19029. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 108,808 | $32,481,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 94,361 | $28,004,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 194,793 | $11,869,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 42,901 | $11,695,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 137,549 | $8,817,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 58,926 | $8,183,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 55,705 | $6,218,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 379,803 | $5,712,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 24,228 | $4,029,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 22,272 | $4,010,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 125,000 | $3,369,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 14,730 | $2,382,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 19,705 | $2,348,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 23,116 | $2,316,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 43,220 | $1,692,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 46,975 | $1,655,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,500 | $1,586,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 23,745 | $1,583,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 10,533 | $1,225,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 44,000 | $1,221,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,771 | $1,098,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 11,303 | $1,044,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,459 | $1,037,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,750 | $1,022,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 17,020 | $1,008,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,068 | $911,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,514 | $732,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 8,600 | $729,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 11,285 | $712,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,405 | $630,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 7,757 | $627,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 11,757 | $622,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 505 | $617,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 4,863 | $617,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 39,210 | $612,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 9,940 | $607,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,343 | $591,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 34,921 | $581,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 18,832 | $506,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 9,811 | $494,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 17,560 | $492,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,530 | $491,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 9,977 | $487,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 279 | $484,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,550 | $482,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 394 | $480,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 10,655 | $470,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 4,005 | $428,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,910 | $424,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 42,858 | $414,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 8,313 | $408,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 207 | $406,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,339 | $396,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,030 | $381,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 26,503 | $381,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 15,131 | $364,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 20,870 | $360,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,712 | $353,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 12,509 | $353,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 33,530 | $352,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 8,942 | $349,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 11,676 | $348,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,630 | $339,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 5,410 | $335,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 19,451 | $329,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 22,477 | $329,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,203 | $327,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 11,589 | $316,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 14,024 | $315,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 26,280 | $305,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,536 | $303,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 765 | $298,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,112 | $298,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,904 | $275,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,388 | $272,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 17,481 | $265,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 15,597 | $256,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,150 | $250,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 9,005 | $230,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,779 | $226,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 999 | $221,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,971 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,767 | $219,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 926 | $216,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,552 | $215,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 13 | $211,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,963 | $208,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,757 | $207,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,254 | $205,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,700 | $203,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,642 | $202,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 12,278 | $195,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 11,885 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 11,140 | $168,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 17,989 | $163,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 29,414 | $139,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 13,520 | $124,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001764059-19-000011 | this filing | 2019-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001764059-20-000009 | base | 2020-04-30 | acceptance time not in the bulk data set |