13F-HR filed by SlateStone Wealth, LLC
SlateStone Wealth, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-01, with 198 holding rows worth $414,507,194.
- Accession
- 0001764049-23-000001
- Filer
- CIK 1764049
- Filed
- 2023-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 198 entries on the cover page, a total value of $414,507,194 stated on the cover page (in dollars after the unit check, H1), rows summing to $414,507,194 with VALUE read as dollars as filed, 13F file number 028-19177. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 120,890 | $46,231,963 | dollars as filed | |
| Apple Inc | 037833100 | COM | 185,693 | $24,127,078 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 78,251 | $20,836,676 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 136,817 | $14,804,975 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 102,905 | $14,444,786 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 74,996 | $13,548,777 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 53,091 | $11,374,266 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 611,682 | $9,805,256 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 21,180 | $9,378,292 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 166,005 | $9,045,612 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 91,246 | $8,050,635 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 30,350 | $7,278,420 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 93,194 | $7,095,791 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 61,546 | $7,013,782 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 285,515 | $6,992,262 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 11,411 | $6,049,884 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 65,975 | $5,853,968 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 11,901 | $5,432,947 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 24,711 | $5,133,957 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 31,442 | $4,768,179 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 25,819 | $4,634,252 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 37,682 | $4,180,780 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 23,545 | $4,159,262 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 218,768 | $4,040,637 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 24,787 | $4,005,827 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 48,021 | $3,822,472 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 44,728 | $3,757,152 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,146 | $3,646,610 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 23,689 | $3,358,933 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 25,565 | $3,356,429 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 10,327 | $3,261,837 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 21,692 | $3,178,963 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 100,138 | $3,116,295 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 78,756 | $2,984,861 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 16,950 | $2,691,660 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 29,164 | $2,533,776 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 130,521 | $2,273,676 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 15,110 | $2,191,857 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,877 | $2,135,025 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 16,705 | $2,089,946 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 7,782 | $2,065,427 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,504 | $2,009,086 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 7,631 | $2,004,219 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 11,215 | $1,942,438 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 12,711 | $1,926,414 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 8,036 | $1,919,479 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 7,502 | $1,860,823 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 25,712 | $1,847,150 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,369 | $1,838,160 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 17,436 | $1,735,928 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 6,493 | $1,711,042 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,312 | $1,701,859 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 7,316 | $1,694,126 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 12,641 | $1,679,483 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 16,604 | $1,675,676 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 6,986 | $1,673,517 | dollars as filed | |
| VWO | 922042858 | SHS | 41,961 | $1,635,640 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,742 | $1,628,308 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,469 | $1,588,372 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 10,718 | $1,566,368 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,668 | $1,564,625 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,068 | $1,562,262 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 14,145 | $1,553,032 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 15,962 | $1,548,154 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 18,055 | $1,509,404 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 33,062 | $1,488,451 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 104,400 | $1,477,260 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 32,932 | $1,448,992 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 44,366 | $1,437,015 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 41,063 | $1,420,369 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 6,535 | $1,360,130 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 3,907 | $1,314,823 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 5,982 | $1,238,693 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 34,611 | $1,214,846 | dollars as filed | |
| IJH | 464287507 | COM | 4,978 | $1,204,128 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 3,290 | $1,144,032 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 41,875 | $1,133,556 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 4,366 | $1,119,486 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 16,777 | $1,101,244 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,748 | $1,075,204 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 58,936 | $1,016,646 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 8,453 | $997,454 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,704 | $989,231 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 51,816 | $949,795 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,364 | $909,949 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 336,384 | $847,688 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 18,313 | $817,788 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 31,958 | $803,105 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 32,206 | $798,395 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 7,636 | $787,959 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,548 | $753,087 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 14,565 | $746,314 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,588 | $737,313 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 22,247 | $736,818 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 12,730 | $724,973 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 8,498 | $715,447 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 9,970 | $710,063 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 10,224 | $689,609 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 10,032 | $685,183 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 6,840 | $678,574 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,748 | $671,599 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 4,336 | $646,294 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 19,605 | $607,363 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,559 | $598,481 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 6,633 | $596,893 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 14,883 | $586,374 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,098 | $577,115 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 3,724 | $564,615 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,565 | $549,849 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 973 | $544,033 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 3,253 | $537,461 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,794 | $532,136 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,134 | $513,325 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,720 | $509,973 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 27,095 | $498,816 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 15,089 | $497,333 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,087 | $459,766 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 2,082 | $459,289 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 9,676 | $457,578 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 2,908 | $456,271 | dollars as filed | |
| VTI | 922908769 | COM | 2,369 | $452,929 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 4,118 | $452,764 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 9,000 | $451,170 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 12,881 | $450,449 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 5,692 | $442,382 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 3,664 | $439,387 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 5,600 | $402,864 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,794 | $402,010 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,541 | $391,876 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,406 | $389,792 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 8,915 | $388,783 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,122 | $386,922 | dollars as filed | |
| SSGA SPDR ETFS Europe I PLC UC | g8t03h146 | ETF | 1,000 | $382,840 | dollars as filed | |
| Deere & Company | 244199105 | COM | 892 | $382,454 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 4,570 | $373,524 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,744 | $371,981 | dollars as filed | |
| NESTLE SA ADR | 641069406 | COM | 3,222 | $371,625 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,000 | $368,460 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 2,575 | $362,792 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 29,326 | $362,763 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 20,050 | $350,273 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 8,231 | $348,007 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 7,832 | $340,731 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 11,370 | $339,963 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,910 | $338,695 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,470 | $335,733 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,166 | $333,791 | dollars as filed | |
| SPDW | 78463X889 | COM | 11,062 | $328,431 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 8,236 | $322,028 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,541 | $316,142 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,302 | $312,496 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,648 | $309,842 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 2,110 | $307,132 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 13,405 | $303,087 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 3,553 | $302,076 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 5,764 | $299,901 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 7,228 | $298,155 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,706 | $297,745 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 10,019 | $292,755 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,402 | $289,057 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 5,000 | $284,850 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,589 | $281,055 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,000 | $277,650 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,390 | $271,602 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 12,104 | $271,005 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 2,786 | $269,880 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,385 | $268,281 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,100 | $261,415 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 8,164 | $259,860 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 40,336 | $258,957 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 2,557 | $258,799 | dollars as filed | |
| LINDE PLC | G5494J103 | SHS | 777 | $253,442 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 1,012 | $252,393 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,360 | $251,198 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,698 | $250,237 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 2,638 | $245,835 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 3,300 | $244,827 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,563 | $244,280 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,798 | $243,610 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,493 | $240,076 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,117 | $239,619 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 1,945 | $234,588 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 17,225 | $221,341 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,104 | $219,886 | dollars as filed | |
| Intel Corp | 458140100 | COM | 8,162 | $215,722 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,070 | $215,446 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 3,360 | $213,730 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,306 | $213,101 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 913 | $211,508 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,339 | $210,336 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,695 | $208,790 | dollars as filed | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,000 | $204,780 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 15,770 | $19,712 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 21,433 | $18,990 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,000 | $5,000 | dollars as filed | |
| Rightscorp Inc | 76658a102 | COM | 200,000 | $3,000 | dollars as filed | |
| Flow Beverage Corp | 34344j102 | CS | 12,325 | $1,609 | dollars as filed | |
| Royal Mines & Minerals Corp | 78033p101 | COM | 50,000 | $45 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001764049-23-000001 | this filing | 2023-02-01 | acceptance time not in the bulk data set |