13F-HR filed by SlateStone Wealth, LLC
SlateStone Wealth, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-27, with 176 holding rows worth $463,301,000.
- Accession
- 0001764049-20-000004
- Filer
- CIK 1764049
- Filed
- 2020-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 196 entries on the cover page, a total value of $463,301,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $463,299,000 with VALUE read as thousands by filing date, 13F file number 028-19177. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 84,595 | $28,330,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 220,880 | $25,580,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 88,334 | $24,543,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 716,470 | $18,098,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 193,450 | $15,656,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 42,055 | $12,938,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,706 | $11,669,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 394,201 | $10,202,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 65,076 | $9,020,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 39,792 | $7,957,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 285,597 | $7,831,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,294 | $7,759,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 21,223 | $7,191,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 32,601 | $6,857,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 17,685 | $6,278,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 418,469 | $6,001,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 151,421 | $5,930,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,970 | $5,834,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 112,216 | $5,700,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 61,166 | $5,627,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 164,651 | $5,073,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 46,597 | $5,045,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 17,089 | $5,024,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 22,977 | $4,983,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 34,110 | $4,772,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 14,807 | $4,616,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 26,849 | $4,364,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,013 | $4,169,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 36,149 | $4,002,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 29,128 | $4,000,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 33,884 | $3,987,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 23,531 | $3,873,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 40,062 | $3,857,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 36,314 | $3,767,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 30,334 | $3,764,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 27,056 | $3,761,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 29,401 | $3,691,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 18,127 | $3,572,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,635 | $3,571,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6,308 | $3,555,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7,222 | $3,542,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,757 | $3,537,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 79,245 | $3,494,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 10,326 | $3,492,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 25,580 | $3,464,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 20,311 | $3,359,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 218,858 | $3,053,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 90,325 | $2,999,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 11,575 | $2,911,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 56,587 | $2,892,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 26,880 | $2,746,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 25,587 | $2,674,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 135,964 | $2,446,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 21,886 | $2,439,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 19,642 | $2,320,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 24,666 | $2,258,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 5,917 | $2,156,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,808 | $2,153,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 19,881 | $2,091,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 50,492 | $2,065,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 10,098 | $2,060,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,211 | $2,046,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 22,439 | $1,965,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 45,208 | $1,955,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 46,995 | $1,906,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,822 | $1,894,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 34,252 | $1,872,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,803 | $1,841,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 9,666 | $1,825,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 33,717 | $1,815,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 60,335 | $1,765,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,234 | $1,750,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,878 | $1,729,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 11,677 | $1,674,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 42,499 | $1,643,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 17,099 | $1,596,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 65,231 | $1,571,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,109 | $1,514,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 6,866 | $1,479,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8,600 | $1,465,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 48,900 | $1,434,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 8,975 | $1,398,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 9,339 | $1,382,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,539 | $1,352,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 36,788 | $1,350,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 104,000 | $1,264,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 8,990 | $1,254,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 6,915 | $1,250,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 10,850 | $1,232,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,532 | $1,228,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 14,119 | $1,213,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 42,363 | $1,206,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 8,461 | $1,198,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 10,800 | $1,165,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 31,315 | $1,145,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,286 | $1,113,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,325 | $1,059,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 18,213 | $1,048,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,190 | $1,030,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 16,052 | $968,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 6,900 | $966,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 19,960 | $965,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,031 | $953,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 34,402 | $950,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,123 | $945,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,433 | $918,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,255 | $918,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 3,450 | $866,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,221 | $843,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,012 | $766,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 9,363 | $748,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 11,284 | $742,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,050 | $689,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 9,358 | $675,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 26,713 | $658,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 380 | $650,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,055 | $614,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,695 | $606,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,152 | $593,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 53,000 | $581,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,843 | $578,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 21,510 | $570,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 21,914 | $568,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 37,607 | $567,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 27,610 | $561,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 20,982 | $559,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,310 | $551,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,622 | $527,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 4,398 | $523,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,609 | $513,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,006 | $498,000 | thousands by filing date | |
| Blackstone Real Estate Income Trust Inc Cl D | 09259K302 | Equity | 46,083 | $498,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 11,703 | $480,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 8,879 | $463,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 25,500 | $463,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,325 | $461,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 34,000 | $456,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,776 | $452,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,717 | $451,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,772 | $444,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 15,797 | $423,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,590 | $416,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,144 | $415,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 7,342 | $409,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 7,190 | $405,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 9,630 | $382,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,478 | $373,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,811 | $370,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,338 | $367,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,823 | $367,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 9,305 | $342,000 | thousands by filing date | |
| SSGA SPDR ETFS Europe I PLC UC | g8t03h146 | ETF | 1,000 | $337,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,294 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,534 | $294,000 | thousands by filing date | |
| JONES LANG LASALLE INCOME PPTY | 48021R401 | TR INC CL M I | 25,349 | $294,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,956 | $288,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,567 | $281,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,639 | $277,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 12,213 | $259,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,519 | $251,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,450 | $249,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 5,600 | $245,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,093 | $244,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 21,240 | $221,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,100 | $219,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,130 | $209,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,362 | $207,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,519 | $205,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,303 | $205,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 12,000 | $134,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 54,000 | $96,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,964 | $89,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,076 | $69,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 62,000 | $33,000 | thousands by filing date | |
| Rightscorp Inc | 76658a102 | COM | 200,000 | $4,000 | thousands by filing date | |
| Royal Mines & Minerals Corp | 78033p101 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001764049-20-000004 | this filing | 2020-10-27 | acceptance time not in the bulk data set |