13F-HR filed by SlateStone Wealth, LLC
SlateStone Wealth, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-05, with 171 holding rows worth $342,532,000.
- Accession
- 0001764049-19-000006
- Filer
- CIK 1764049
- Filed
- 2019-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 171 entries on the cover page, a total value of $342,532,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $342,531,000 with VALUE read as thousands by filing date, 13F file number 028-19177. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 84,673 | $25,128,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 89,224 | $16,846,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 70,402 | $15,768,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 35,930 | $12,664,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 44,189 | $12,046,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 125,750 | $11,158,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 223,189 | $11,137,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 278,473 | $10,941,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 195,714 | $7,191,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 40,626 | $6,988,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,378 | $6,567,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 38,456 | $6,139,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,427 | $5,949,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 44,161 | $5,755,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 189,750 | $5,624,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 41,989 | $5,385,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,840 | $4,681,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 16,107 | $4,641,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 32,179 | $4,474,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 121,943 | $4,381,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 36,200 | $4,293,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 25,180 | $4,260,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 34,961 | $4,149,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 33,962 | $3,997,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 17,647 | $3,671,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 85,431 | $3,492,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 79,375 | $3,404,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 29,427 | $3,358,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 60,074 | $3,141,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,000 | $3,016,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 28,168 | $2,918,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 22,447 | $2,904,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 12,705 | $2,761,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 25,875 | $2,575,000 | thousands by filing date | |
| VTI | 922908769 | COM | 16,901 | $2,552,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 20,211 | $2,518,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 40,073 | $2,400,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 13,823 | $2,312,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 15,608 | $2,272,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 72,565 | $2,131,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 22,341 | $2,098,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 24,680 | $2,078,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,525 | $2,045,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 21,989 | $2,032,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,378 | $2,026,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 64,116 | $1,990,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 26,230 | $1,986,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,098 | $1,878,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 46,275 | $1,863,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 11,729 | $1,818,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 11,025 | $1,780,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,307 | $1,742,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 22,736 | $1,734,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 47,687 | $1,701,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 8,812 | $1,698,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,809 | $1,697,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 18,694 | $1,653,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 13,278 | $1,586,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 18,292 | $1,583,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 12,487 | $1,477,000 | thousands by filing date | |
| PHILLIPS EDISON GROCERY CENT | 71844V102 | COM | 131,804 | $1,463,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,709 | $1,462,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 23,848 | $1,381,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 45,612 | $1,331,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9,200 | $1,329,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 41,223 | $1,313,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,843 | $1,296,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 31,066 | $1,293,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,335 | $1,269,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,086 | $1,220,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 26,023 | $1,198,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 31,563 | $1,194,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 9,603 | $1,132,000 | thousands by filing date | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 140,669 | $1,121,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 22,130 | $1,116,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 10,185 | $1,107,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,698 | $1,095,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,007 | $1,088,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,232 | $1,071,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 12,975 | $1,051,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 21,822 | $1,005,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 11,284 | $988,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 10,225 | $981,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 13,800 | $740,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 9,495 | $732,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,400 | $705,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 20,041 | $687,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,518 | $686,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 15,036 | $678,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,025 | $671,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 11,795 | $658,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,480 | $650,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 14,720 | $628,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,591 | $621,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 12,337 | $621,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 17,255 | $609,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 14,184 | $593,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,560 | $588,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,921 | $559,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 7,445 | $553,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 6,700 | $552,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,240 | $545,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 13,764 | $523,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 4,028 | $496,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,940 | $492,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 250 | $491,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,650 | $478,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,355 | $466,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,464 | $448,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 10,000 | $448,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,274 | $446,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,980 | $428,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,400 | $409,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,902 | $408,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,480 | $407,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 20,763 | $405,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,088 | $404,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,327 | $404,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 11,288 | $383,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 3,500 | $379,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,870 | $372,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,711 | $371,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,098 | $368,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 8,615 | $359,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,875 | $354,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,448 | $342,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,346 | $321,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 6,450 | $319,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,164 | $318,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 2,107 | $315,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 21,797 | $311,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,815 | $310,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,555 | $308,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,903 | $307,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,125 | $303,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,039 | $297,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,300 | $295,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,715 | $289,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,180 | $285,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,400 | $283,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,615 | $280,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,574 | $269,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 7,050 | $263,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,019 | $253,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 20,400 | $251,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,397 | $250,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 842 | $245,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 17,206 | $245,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,140 | $244,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,100 | $243,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,505 | $241,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,140 | $238,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,000 | $233,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,049 | $232,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,681 | $230,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,960 | $224,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,473 | $222,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 3,130 | $221,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,495 | $217,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,352 | $211,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,940 | $210,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,600 | $208,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,281 | $207,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 746 | $206,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 761 | $205,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,741 | $201,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,825 | $200,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 15,145 | $135,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 18,800 | $110,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 10,900 | $63,000 | thousands by filing date | |
| Royal Mines & Minerals Corp | 78033p101 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001764049-19-000006 | this filing | 2019-11-05 | acceptance time not in the bulk data set |