13F-HR filed by Legal & General Group Plc
Legal & General Group Plc filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 3,348 holding rows worth $189,667,174,000.
- Accession
- 0001759318-19-000012
- Filer
- CIK 764068
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 6,675 entries on the cover page, a total value of $189,667,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $189,667,174,000 with VALUE read as thousands by filing date, 13F file number 028-01490. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGO ETF SOLUTIONS LLP028-18791
- included managerLegal & General Investment Management ASIA Ltd028-18955
- included managerLegal & General Investment Management America Inc028-15066
- included managerLegal & General Investment Management Ltd028-13969
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 2,335 | $28,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 2,044 | $28,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,789 | $28,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 949 | $28,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,635 | $28,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 3,196 | $28,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 2,873 | $28,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 4,496 | $28,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 2,353 | $28,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,886 | $28,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 4,395 | $28,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 3,185 | $28,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 1,230 | $27,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 3,501 | $27,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,879 | $27,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 511 | $27,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 1,898 | $27,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,500 | $27,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 3,610 | $27,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 7,608 | $27,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 14,575 | $27,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 6,165 | $27,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 6,119 | $27,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 3,473 | $27,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,245 | $27,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 3,490 | $27,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 4,140 | $27,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 1,402 | $27,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 745 | $26,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 856 | $26,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 1,093 | $26,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 702 | $26,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 13,410 | $26,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 3,513 | $26,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 3,947 | $26,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 419 | $26,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 718 | $26,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 620 | $26,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 828 | $26,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,692 | $26,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 1,587 | $26,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 10,988 | $26,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 5,526 | $26,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 7,734 | $26,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 789 | $26,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 3,981 | $26,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 3,403 | $26,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 582 | $26,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 5,137 | $25,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 743 | $25,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 3,935 | $25,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 1,223 | $25,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 2,584 | $25,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 1,512 | $25,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 233 | $25,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,200 | $25,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 2,422 | $25,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 5,023 | $25,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 1,981 | $25,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 817 | $25,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 13,419 | $25,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 868 | $25,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,222 | $25,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,614 | $25,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,272 | $25,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 7,442 | $25,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,629 | $24,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 5,060 | $24,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 2,814 | $24,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 2,580 | $24,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 969 | $24,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 3,390 | $24,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 1,017 | $24,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 2,270 | $24,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 6,098 | $24,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,450 | $24,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 6,097 | $24,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,746 | $24,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 7,818 | $24,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 7,168 | $23,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 929 | $23,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 5,728 | $23,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 2,167 | $23,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 2,300 | $23,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 964 | $23,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 2,649 | $23,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 2,124 | $23,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 2,192 | $23,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,944 | $23,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 3,470 | $23,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,756 | $23,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 1,972 | $23,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 854 | $23,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 4,532 | $23,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 2,462 | $23,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 20,256 | $23,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 17,922 | $23,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 37,116 | $23,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 8,268 | $23,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 1,436 | $22,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 2,675 | $22,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 3,492 | $22,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 1,478 | $22,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 2,555 | $22,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 2,877 | $22,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 2,607 | $22,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 2,502 | $22,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,761 | $21,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 5,936 | $21,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,750 | $21,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,972 | $21,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 1,671 | $21,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 21,170 | $21,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 5,480 | $21,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,018 | $21,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 1,252 | $21,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 6,000 | $21,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 21,158 | $21,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 8,249 | $21,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 3,317 | $21,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 3,535 | $21,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 4,278 | $21,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,100 | $21,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 2,852 | $21,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 2,149 | $21,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 1,711 | $21,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 221 | $20,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 6,677 | $20,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 800 | $20,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 668 | $20,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,401 | $20,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 648 | $20,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 2,406 | $20,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 7,263 | $20,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 10,061 | $20,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 4,993 | $20,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,835 | $20,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,382 | $20,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 4,075 | $20,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 4,703 | $20,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 3,101 | $20,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 819 | $20,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,651 | $20,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 2,392 | $19,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 4,323 | $19,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 8,545 | $19,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 568 | $19,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 1,154 | $19,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,262 | $19,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 326 | $19,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 920 | $19,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,220 | $19,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 35,852 | $19,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 2,732 | $19,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 880 | $19,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 2,832 | $19,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 11,445 | $19,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 6,473 | $19,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 1,323 | $19,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 10,347 | $19,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 1,800 | $19,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 783 | $19,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1,106 | $18,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 2,405 | $18,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 1,864 | $18,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,624 | $18,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,535 | $18,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 2,160 | $18,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 602 | $18,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 1,990 | $18,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 5,700 | $18,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 8,685 | $18,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 1,170 | $18,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 2,723 | $18,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 5,470 | $18,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 2,610 | $18,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 1,983 | $18,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 529 | $18,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,404 | $17,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,041 | $17,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,474 | $17,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 3,282 | $17,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 759 | $17,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,626 | $17,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,819 | $17,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,223 | $17,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 558 | $17,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 2,708 | $17,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 8,439 | $17,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 3,670 | $17,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 4,564 | $17,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 951 | $16,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 970 | $16,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 4,151 | $16,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 1,200 | $16,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 3,090 | $16,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 3,092 | $16,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,897 | $16,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 4,804 | $16,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 1,258 | $16,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 3,316 | $15,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,945 | $15,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 810 | $15,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 8,741 | $15,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 4,845 | $15,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,018 | $15,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 1,611 | $15,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 1,202 | $15,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 374 | $14,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 5,591 | $14,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,416 | $14,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,635 | $14,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 1,052 | $14,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 1,010 | $14,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 2,314 | $14,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 1,000 | $14,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 1,309 | $14,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 116 | $14,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 3,293 | $14,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 1,422 | $14,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 1,259 | $14,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 11,319 | $14,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 6,045 | $14,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 3,720 | $13,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,013 | $13,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 274 | $13,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 827 | $13,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 473 | $13,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 1,631 | $13,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 884 | $13,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 8,524 | $13,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 371 | $13,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 1,500 | $13,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 1,063 | $13,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 2,142 | $13,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 12,461 | $13,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,319 | $12,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 3,434 | $12,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 4,440 | $12,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 6,676 | $12,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 5,290 | $12,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 616 | $12,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 727 | $12,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 10,079 | $12,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 1,107 | $12,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 480 | $12,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 8,057 | $12,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 2,362 | $12,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 2,642 | $12,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 3,598 | $12,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 8,345 | $11,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 983 | $11,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 1,751 | $11,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,506 | $11,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,684 | $11,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 3,320 | $11,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,534 | $11,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 27,409 | $11,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,064 | $11,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 2,536 | $11,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 8,134 | $11,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 1,582 | $11,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 4,920 | $11,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 532 | $10,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 546 | $10,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 84 | $10,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 576 | $10,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,111 | $10,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,080 | $10,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 3,005 | $10,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,283 | $10,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 38,042 | $10,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 3,856 | $10,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 1,022 | $10,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,471 | $9,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 579 | $9,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 306 | $9,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 5,995 | $9,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 6,648 | $9,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 5,872 | $9,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 1,557 | $9,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 893 | $9,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 4,593 | $9,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 7,404 | $9,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 2,241 | $8,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 2,492 | $8,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 240 | $8,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 2,971 | $8,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 14 | $8,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 718 | $8,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,125 | $8,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 3,392 | $8,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 4,115 | $8,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 3,200 | $8,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 5,459 | $8,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 6,014 | $8,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 7,061 | $8,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 965 | $8,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 459 | $7,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,656 | $7,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 168 | $7,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 1,829 | $7,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 868 | $7,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 2,135 | $7,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 14,041 | $7,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,005 | $7,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 3,559 | $7,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 3,547 | $7,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 3,576 | $7,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 1,455 | $7,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 3,352 | $7,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 2,754 | $7,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 5,885 | $7,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 5,519 | $6,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 1,180 | $6,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 876 | $6,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 763 | $6,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,520 | $6,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 1,550 | $6,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 4,313 | $6,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 5,000 | $6,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 627 | $6,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,095 | $5,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 1,307 | $5,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1,400 | $5,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 2,516 | $5,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 4,080 | $5,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 2,094 | $5,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 2,290 | $5,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 1,690 | $5,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 2,627 | $5,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 2,851 | $5,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 382 | $4,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,153 | $4,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 195 | $4,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 231 | $4,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 115 | $4,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 131 | $3,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 533 | $3,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 970 | $3,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 1,639 | $3,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 135 | $2,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 146 | $2,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 635 | $2,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 1,000 | $2,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 3,653 | $2,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 619 | $2,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 382 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001759318-19-000012 | this filing | 2019-11-13 | acceptance time not in the bulk data set |