13F-HR filed by Summit Trail Advisors, LLC
Summit Trail Advisors, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 74 holding rows worth $172,484,000.
- Accession
- 0001756485-20-000003
- Filer
- CIK 1698478
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 74 entries on the cover page, a total value of $172,484,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $172,484,000 with VALUE read as thousands by filing date, 13F file number 028-18552. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MIMECAST LIMITED | G14838109 | ORD SHS | 476,933 | $20,689,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 57,530 | $18,606,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 289,582 | $13,008,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 141,521 | $9,803,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 32,701 | $9,603,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 287,635 | $8,554,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 416,322 | $7,411,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,535 | $6,532,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 180,432 | $6,342,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,202 | $5,628,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,050 | $5,415,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 145,168 | $5,114,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 87,024 | $4,152,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 170,597 | $4,088,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 371,474 | $3,756,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 38,637 | $3,712,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,623 | $2,859,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 89,952 | $2,594,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 11,008 | $2,340,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 120,400 | $2,262,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 13,170 | $2,142,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 29,556 | $1,939,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,570 | $1,752,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 78,196 | $1,705,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,086 | $1,657,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 18,000 | $1,295,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 10,421 | $1,121,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 79,896 | $993,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,166 | $992,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 19,785 | $987,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,437 | $911,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 8,786 | $876,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,368 | $633,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 10,500 | $631,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,628 | $613,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,123 | $599,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,168 | $554,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 14,000 | $549,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,882 | $536,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,114 | $518,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 35,750 | $508,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 49,919 | $475,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,125 | $463,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,301 | $394,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,830 | $388,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,108 | $375,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,056 | $371,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $340,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,750 | $336,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,125 | $331,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 25,687 | $330,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,746 | $309,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 7,500 | $308,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,756 | $298,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 6,675 | $297,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 12,200 | $268,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,847 | $264,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,052 | $260,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 10,000 | $257,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 17,634 | $250,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,803 | $230,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 4,761 | $229,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,970 | $223,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 8,319 | $217,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,280 | $216,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 710 | $212,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,227 | $211,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,591 | $168,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 14,471 | $98,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 16,200 | $98,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 13,458 | $97,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 16,502 | $90,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 41,372 | $69,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 97,087 | $33,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001756485-20-000003 | this filing | 2020-02-13 | acceptance time not in the bulk data set |