13F-HR filed by PFG Investments, LLC
PFG Investments, LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-10-31, with 1,111 holding rows worth $1,926,139,488.
- Accession
- 0001754960-25-000741
- Filer
- CIK 1973224
- Filed
- 2025-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 1,111 entries on the cover page, a total value of $1,926,139,488 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,926,139,488 with VALUE read as dollars as filed, 13F file number 028-23228. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEMOURS CO COM | 163851108 | Stock | 11,611 | $183,914 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 21,500 | $183,180 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 37,956 | $182,568 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 22,193 | $181,985 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 11,225 | $180,498 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 15,700 | $173,328 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 10,619 | $172,766 | dollars as filed | |
| SHARPLINK INC | 820014405 | COM NEW | 10,058 | $171,087 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 15,052 | $169,030 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 13,764 | $169,020 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 16,685 | $165,177 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 13,739 | $165,000 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 12,782 | $159,395 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 31,352 | $157,700 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 12,830 | $155,244 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 14,192 | $154,120 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 10,765 | $152,643 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 18,930 | $151,248 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 17,257 | $151,168 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 10,673 | $150,912 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 11,625 | $150,776 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,759 | $150,161 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 27,121 | $146,180 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC FD | 92838U801 | COM NEW | 10,463 | $143,133 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 10,800 | $140,616 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 10,458 | $139,928 | dollars as filed | |
| CKX LDS INC | 12562N104 | COM | 12,050 | $134,237 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 21,667 | $132,602 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 10,075 | $132,084 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 34,700 | $129,084 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 10,752 | $126,977 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 11,100 | $126,649 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 12,258 | $126,261 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 17,865 | $125,234 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 11,726 | $124,297 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,959 | $124,144 | dollars as filed | |
| FORTUNA MNG CORP COM NEW | 349942102 | Stock | 13,579 | $121,668 | dollars as filed | |
| AMAZE HOLDINGS INC | 35804X200 | COM | 51,000 | $120,870 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 22,962 | $120,323 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 16,000 | $120,000 | dollars as filed | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 25,000 | $118,750 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 22,000 | $118,360 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 11,505 | $116,432 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 17,020 | $114,032 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 11,473 | $113,929 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,300 | $113,506 | dollars as filed | |
| TIDAL TR II | 88636J444 | YIELDMAX TSLA OP | 11,648 | $109,844 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 34,250 | $107,203 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 11,250 | $106,429 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q307 | COM NEW | 28,419 | $105,008 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 12,064 | $104,718 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 14,337 | $103,657 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 36,000 | $103,320 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 11,495 | $101,386 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 10,202 | $99,982 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 12,190 | $98,008 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 22,066 | $95,987 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 10,137 | $90,221 | dollars as filed | |
| TIDAL TRUST II | 88634T477 | YIELDMAX AMD OPT | 11,606 | $89,598 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 17,307 | $85,670 | dollars as filed | |
| TAO SYNERGIES INC | 87167T300 | COM | 13,000 | $85,150 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 20,282 | $80,927 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 15,000 | $79,650 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 10,566 | $76,498 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103794 | COM NEW | 12,832 | $75,709 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 12,412 | $75,342 | dollars as filed | |
| Direxion Daily Semiconductors Bear 3x Shares | 25460G112 | ETF | 14,533 | $75,133 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 19,353 | $74,704 | dollars as filed | |
| SMARTKEM INC | 83193D203 | COM NEW | 43,120 | $72,442 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 25,175 | $70,994 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 26,384 | $68,335 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 11,700 | $67,861 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 10,647 | $67,608 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 11,121 | $65,947 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 12,610 | $63,428 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 13,500 | $61,290 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,313 | $60,440 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 29,760 | $58,330 | dollars as filed | |
| TUHURA BIOSCIENCES INC | 898920103 | COM | 23,408 | $58,052 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 16,500 | $57,255 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 19,578 | $56,385 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 23,004 | $54,059 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 10,800 | $52,704 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 11,370 | $51,734 | dollars as filed | |
| MONEYHERO LIMTED | G6202B101 | ORD SHS | 33,100 | $47,333 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 22,630 | $46,618 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 15,628 | $42,977 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 10,200 | $41,310 | dollars as filed | |
| NUVVE HOLDING CORP | 67079Y308 | COM | 175,000 | $41,108 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 21,202 | $35,831 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 17,150 | $35,329 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 10,700 | $34,882 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 13,000 | $34,840 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 11,706 | $34,533 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,777 | $34,242 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 51,020 | $31,831 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 20,500 | $28,700 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 12,501 | $25,752 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 21,081 | $25,297 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 10,000 | $24,300 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 28,583 | $24,067 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 16,147 | $23,575 | dollars as filed | |
| MOBIX LABS INC | 60743G100 | COM CL A | 27,150 | $21,886 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 10,000 | $21,000 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 11,500 | $19,665 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 15,500 | $19,065 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 21,250 | $18,424 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 10,500 | $9,257 | dollars as filed | |
| TALPHERA INC | 00444T209 | COM NEW | 10,000 | $8,932 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 10,120 | $8,096 | dollars as filed | |
| Psq Holdings Inc W Exp 07/19/202 | 693691115 | SPAC Combination | 18,359 | $3,490 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001754960-25-000741 | this filing | 2025-10-31 | acceptance time not in the bulk data set |