13F-HR filed by Aspen Grove Capital, LLC
Aspen Grove Capital, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 173 holding rows worth $269,262,587.
- Accession
- 0001754960-23-000325
- Filer
- CIK 1806027
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 173 entries on the cover page, a total value of $269,262,587 stated on the cover page (in dollars after the unit check, H1), rows summing to $269,262,587 with VALUE read as dollars as filed, 13F file number 028-22986. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 61,549 | $26,408,623 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 44,838 | $19,343,874 | dollars as filed | |
| Apple Inc | 037833100 | COM | 76,715 | $13,134,375 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 297,401 | $13,002,383 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,335,456 | $11,578,414 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 72,061 | $11,252,346 | dollars as filed | |
| VTI | 922908769 | COM | 52,941 | $11,245,272 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 62,482 | $7,942,712 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 75,718 | $7,055,365 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 51,207 | $5,889,317 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 41,309 | $5,795,653 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 43,478 | $5,689,531 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 12,418 | $4,788,505 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,485 | $4,648,706 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 13,747 | $4,340,628 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 89,740 | $4,106,819 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 56,934 | $3,315,286 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 36,321 | $2,966,336 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 87,841 | $2,913,686 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 150,168 | $2,839,684 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 60,476 | $2,579,301 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 93,634 | $2,563,712 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 58,358 | $2,384,508 | dollars as filed | |
| SCHD | 808524797 | COM | 33,264 | $2,353,791 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,948 | $2,344,657 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 26,397 | $2,308,154 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 16,162 | $2,229,158 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 16,346 | $2,155,220 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 3,832 | $2,058,282 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 7,525 | $2,049,103 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 25,007 | $1,997,050 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 19,421 | $1,860,113 | dollars as filed | |
| QURATE RETAIL INC | 74915M209 | COM | 229,022 | $1,745,148 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 25,347 | $1,715,469 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 26,199 | $1,688,791 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 8,321 | $1,537,222 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 9,857 | $1,534,964 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 18,890 | $1,526,782 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 37,184 | $1,503,721 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 48,396 | $1,484,295 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,982 | $1,394,895 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 37,590 | $1,385,179 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 22,576 | $1,361,106 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 32,169 | $1,332,456 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 18,105 | $1,316,596 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 3,026 | $1,197,884 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 32,023 | $1,171,852 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 12,725 | $1,156,830 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,724 | $992,460 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 22,402 | $990,616 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 9,179 | $983,475 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,165 | $968,020 | dollars as filed | |
| VWO | 922042858 | SHS | 24,246 | $950,679 | dollars as filed | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 10,343 | $944,523 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,115 | $920,004 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 10,916 | $906,465 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,555 | $888,317 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 98,170 | $874,695 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 21,803 | $831,565 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 24,025 | $815,895 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,451 | $790,504 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,695 | $769,356 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,787 | $761,185 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 6,790 | $750,091 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 8,250 | $733,941 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 14,247 | $724,175 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 7,000 | $723,240 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 6,381 | $696,197 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,993 | $694,702 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,864 | $679,842 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,528 | $679,425 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 14,305 | $657,887 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 80,000 | $654,400 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 23,582 | $645,442 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,236 | $623,179 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 11,944 | $600,067 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,853 | $597,941 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 21,300 | $582,981 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 9,889 | $569,606 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,600 | $556,868 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 7,617 | $555,127 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 10,193 | $546,753 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $531,477 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 988 | $500,458 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 6,653 | $499,507 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 3,190 | $496,843 | dollars as filed | |
| Linde plc | G54950103 | COM | 1,301 | $484,598 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,525 | $477,324 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 2,724 | $459,321 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 10,359 | $459,318 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 30,001 | $420,914 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 6,559 | $416,037 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 4,340 | $407,439 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,402 | $397,932 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,287 | $395,251 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 6,010 | $386,924 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,400 | $382,776 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,148 | $377,219 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 6,797 | $373,143 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 44,537 | $372,884 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,193 | $371,582 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 649 | $366,659 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,425 | $356,564 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 6,114 | $355,529 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,216 | $353,228 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 2,408 | $351,231 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,458 | $347,638 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,437 | $346,621 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,084 | $340,740 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 7,551 | $340,022 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,567 | $325,132 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 125,000 | $323,750 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,646 | $318,578 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,027 | $313,839 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 3,505 | $309,351 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,386 | $308,564 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 2,069 | $308,405 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,334 | $306,833 | dollars as filed | |
| IJH | 464287507 | COM | 1,220 | $305,596 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 923 | $299,255 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 36,790 | $295,424 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,876 | $292,949 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,738 | $290,009 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,845 | $288,743 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 939 | $283,728 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 1,671 | $278,188 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 36,457 | $274,157 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 10,434 | $270,893 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 5,750 | $270,423 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,800 | $268,900 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,722 | $265,900 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,787 | $262,793 | dollars as filed | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 4,147 | $259,141 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 3,460 | $257,938 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 10,128 | $257,758 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,727 | $256,790 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 553 | $253,752 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,519 | $253,249 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,600 | $247,488 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,612 | $246,265 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 1,827 | $236,268 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,092 | $234,616 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,126 | $234,028 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 385 | $226,634 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 902 | $223,784 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,461 | $223,222 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 740 | $218,700 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 3,482 | $214,476 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 5,188 | $213,279 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 418 | $213,138 | dollars as filed | |
| Southern Company | 842587107 | COM | 3,281 | $212,346 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 6,404 | $207,554 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,332 | $206,300 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 636 | $205,826 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 8,888 | $205,491 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 999 | $201,308 | dollars as filed | |
| AMERICA MOVIL SAB DE CV SPON ADS RP CL B | 02390A101 | ADR | 11,468 | $198,626 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,721 | $196,614 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,855 | $189,854 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 12,396 | $182,079 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 44,816 | $168,508 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 10,335 | $156,059 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 15,385 | $151,696 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,191 | $136,559 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 16,056 | $129,251 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 60,667 | $129,221 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,014 | $128,379 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,712 | $90,943 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,765 | $68,708 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 19,517 | $50,354 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 20,000 | $36,200 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 10,023 | $34,379 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 14,000 | $21,840 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001754960-23-000325 | this filing | 2023-11-13 | acceptance time not in the bulk data set |