13F-HR filed by PFG Investments, LLC
PFG Investments, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-06, with 510 holding rows worth $532,889,968.
- Accession
- 0001754960-23-000319
- Filer
- CIK 1973224
- Filed
- 2023-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 510 entries on the cover page, a total value of $532,889,968 stated on the cover page (in dollars after the unit check, H1), rows summing to $532,889,968 with VALUE read as dollars as filed, 13F file number 028-23228. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 15,000 | $39,600 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 30,000 | $38,700 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 13,038 | $36,116 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 30,000 | $29,490 | dollars as filed | |
| VENUS CONCEPT INC | 92332W204 | COM NEW | 14,001 | $27,442 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 20,200 | $23,836 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 11,000 | $21,450 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 37,550 | $12,448 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 19,000 | $6,954 | dollars as filed | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 20,000 | $600 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001754960-23-000319 | this filing | 2023-11-06 | acceptance time not in the bulk data set |