13F-HR filed by DHJJ Financial Advisors, Ltd.
DHJJ Financial Advisors, Ltd. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-01, with 125 holding rows worth $193,342,000.
- Accession
- 0001754960-21-000202
- Filer
- CIK 1844716
- Filed
- 2021-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 125 entries on the cover page, a total value of $193,342,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,342,000 with VALUE read as thousands by filing date, 13F file number 028-20882. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 65,215 | $23,350,000 | thousands by filing date | |
| IJH | 464287507 | COM | 66,083 | $17,385,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 116,601 | $8,658,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 31,497 | $6,890,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 89,548 | $6,884,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 45,285 | $6,706,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 152,999 | $5,998,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 68,323 | $5,128,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 31,437 | $4,841,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 15,202 | $4,166,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 92,526 | $3,523,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 11,907 | $3,496,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,988 | $3,429,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 13,575 | $3,202,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 31,822 | $3,194,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 17,353 | $3,160,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 87,085 | $3,141,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 62,147 | $2,689,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 24,234 | $2,517,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 69,552 | $2,404,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 6,780 | $1,954,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 70,765 | $1,907,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 12,083 | $1,861,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 20,816 | $1,843,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 44,818 | $1,740,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 30,267 | $1,719,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 34,343 | $1,647,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 16,843 | $1,645,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 57,279 | $1,637,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,324 | $1,598,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 8,783 | $1,574,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 49,703 | $1,568,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 37,818 | $1,556,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,508 | $1,487,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 26,065 | $1,472,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 46,293 | $1,426,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 45,650 | $1,421,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 19,145 | $1,138,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 33,949 | $1,080,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 35,288 | $1,062,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 49,191 | $1,006,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 37,485 | $1,001,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 21,402 | $996,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 20,080 | $974,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 28,968 | $955,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 32,045 | $946,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 15,361 | $935,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 24,850 | $911,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 27,437 | $899,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,715 | $896,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,494 | $845,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 25,524 | $838,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H505 | ALLIA US OCT ETF | 27,248 | $765,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 23,710 | $749,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 23,371 | $726,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 18,185 | $709,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 215 | $703,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,447 | $668,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 21,793 | $668,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 20,512 | $643,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 13,725 | $628,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,246 | $617,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 20,937 | $612,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 18,286 | $611,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 10,210 | $601,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 15,040 | $566,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,280 | $564,000 | thousands by filing date | |
| INNOVATOR TRIPLE STACKERETF | 45782C169 | UIE | 18,989 | $544,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 20,359 | $541,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 15,297 | $530,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 16,193 | $529,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,012 | $521,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C193 | CMN | 16,415 | $521,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 16,301 | $510,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,772 | $500,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,677 | $500,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,063 | $480,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 17,517 | $478,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 17,096 | $455,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,311 | $453,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C136 | DOUBLE STACKR 9 | 16,253 | $450,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 14,201 | $441,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,782 | $434,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 16,721 | $430,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,585 | $421,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C219 | DOUBLE STACKR 9 | 12,903 | $410,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 20,085 | $405,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 16,955 | $401,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 11,537 | $395,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,856 | $395,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 12,895 | $394,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 14,090 | $388,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 13,325 | $371,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,020 | $346,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,041 | $342,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 11,783 | $337,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,642 | $333,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y301 | US EQUITY ACCELE | 12,347 | $327,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 16,035 | $312,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,900 | $311,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 9,640 | $309,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 9,033 | $302,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,734 | $280,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 7,929 | $276,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 787 | $274,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 11,308 | $274,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 17,595 | $264,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 877 | $254,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 4,950 | $251,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 8,293 | $236,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 88 | $235,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,000 | $235,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 87 | $233,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,308 | $232,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 6,730 | $224,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 7,170 | $221,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 6,395 | $220,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 8,290 | $220,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 9,925 | $217,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 4,291 | $215,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 7,077 | $212,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 17,275 | $211,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 7,091 | $210,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 6,420 | $204,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 413 | $200,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001754960-21-000202 | this filing | 2021-11-01 | acceptance time not in the bulk data set |