13F-HR filed by U.S. Capital Wealth Advisors, LLC
U.S. Capital Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-01, with 711 holding rows worth $2,306,550,000.
- Accession
- 0001754960-21-000200
- Filer
- CIK 1808915
- Filed
- 2021-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 771 entries on the cover page, a total value of $2,306,550,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,306,550,000 with VALUE read as thousands by filing date, 13F file number 028-21388. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 13,228 | $523,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 17,364 | $514,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 62,500 | $514,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 18,420 | $513,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 36,743 | $511,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,995 | $510,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 280 | $508,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,129 | $506,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 3,000 | $500,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 12,019 | $499,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 7,000 | $498,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 12,265 | $492,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 8,000 | $487,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 11,916 | $485,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,268 | $482,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 18,825 | $480,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,990 | $476,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 4,850 | $475,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,407 | $474,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 23,130 | $473,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 637,500 | $471,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,819 | $465,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,995 | $458,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 11,174 | $458,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 9,961 | $457,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 21,851 | $457,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 9,271 | $453,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,568 | $447,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,236 | $446,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 7,989 | $446,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 21,360 | $443,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 12,981 | $442,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 10,511 | $438,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,780 | $437,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 439 | $436,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 1,608 | $429,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 8,413 | $427,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,418 | $425,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,174 | $423,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 24,770 | $421,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 30,125 | $420,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,702 | $413,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 29,909 | $413,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 4,487 | $408,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 10,500 | $405,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 18,726 | $401,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 9,378 | $400,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 27,355 | $397,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 613 | $397,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 3,560 | $395,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,593 | $394,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,745 | $392,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 4,176 | $392,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,324 | $391,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,250 | $390,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 22,094 | $390,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,726 | $388,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,582 | $387,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 4,800 | $387,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 7,713 | $387,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,760 | $385,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 40,000 | $383,000 | thousands by filing date | call |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 6,391 | $381,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 620 | $377,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,588 | $375,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 5,500 | $375,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 20,000 | $374,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,407 | $372,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,585 | $369,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,313 | $367,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 202 | $367,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,866 | $365,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,750 | $365,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,691 | $361,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 5,010 | $360,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,097 | $359,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 23,800 | $354,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,258 | $352,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 148 | $351,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 18,530 | $351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 8,125 | $351,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,340 | $350,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,003 | $348,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 800 | $343,000 | thousands by filing date | put |
| OGE ENERGY CORP | 670837103 | COM | 10,400 | $343,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 548 | $342,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,371 | $341,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,000 | $341,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,688 | $340,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 17,620 | $337,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 13,440 | $335,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 25,600 | $334,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 10,000 | $333,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,559 | $331,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,337 | $329,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 16,580 | $329,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,054 | $327,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,575 | $327,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 24,610 | $326,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 12,559 | $325,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,304 | $324,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,199 | $322,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 19,356 | $317,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 4,300 | $312,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,534 | $308,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 12,114 | $306,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,135 | $305,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 20,080 | $305,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 13,549 | $305,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 11,419 | $303,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,150 | $301,000 | thousands by filing date | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 30,000 | $299,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 975 | $297,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,160 | $292,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 14,172 | $291,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 8,828 | $289,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,671 | $288,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 6,975 | $287,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 5,681 | $285,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,619 | $282,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 18,940 | $281,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,771 | $280,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 3,693 | $279,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 651 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,250 | $277,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,986 | $277,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 15,480 | $274,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 7,353 | $273,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 7,125 | $273,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 12,970 | $270,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 689 | $268,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 17,998 | $262,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 893 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 15,961 | $262,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 8,814 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 586 | $261,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 7,627 | $261,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 27,300 | $259,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 17,398 | $259,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 15,100 | $258,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,476 | $257,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,823 | $256,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 8,959 | $255,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,846 | $252,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,578 | $252,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,412 | $251,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 3,321 | $248,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 14,760 | $247,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,600 | $245,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,028 | $243,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 7,155 | $243,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,100 | $241,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 12,825 | $240,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 4,643 | $240,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 21,200 | $240,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 790 | $239,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,609 | $239,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,647 | $238,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,490 | $237,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,003 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,695 | $236,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 4,810 | $235,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 6,303 | $234,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 6,750 | $233,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 4,916 | $232,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 3,061 | $231,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 5,000 | $230,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,758 | $229,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 58,340 | $228,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,000 | $225,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,958 | $223,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 3,000 | $221,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,734 | $219,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,570 | $218,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 300,000 | $218,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,116 | $216,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,250 | $216,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,714 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,936 | $215,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 7,268 | $215,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 206,900 | $215,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 2,640 | $211,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,305 | $208,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,800 | $207,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 500 | $203,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 11,420 | $196,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 25,416 | $195,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 11,780 | $193,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 11,925 | $183,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 27,050 | $181,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 22,000 | $160,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 17,000 | $156,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 12,050 | $149,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 10,000 | $148,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 23,810 | $147,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 26,695 | $145,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 14,450 | $143,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 52,000 | $123,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11,550 | $115,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 11,000 | $106,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 14,100 | $102,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 11,099 | $93,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 18,287 | $90,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 12,500 | $87,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 34,000 | $83,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,500 | $82,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,000 | $80,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 12,500 | $71,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 10,033 | $63,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 10,000 | $55,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 13,012 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001754960-21-000200 | this filing | 2021-11-01 | acceptance time not in the bulk data set |